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About David Wood

Chair of London Futurists. Principal of Delta Wisdom

Mediated Patent Equities For Accelerated Biomedical Research

By Maximo Ramallo, futurist, memes analyst and conceptual designer

Tangles

Summary

The path from biomedical research to product development has many challenges, from overlapping patents making a maze out of bureaucratic legal procedures, to reduced market competition for the restricted access to new investigation, caused by patent holders asserting conflicting patent authorship. This chapter proposes a change in patent implementation that delivers increased revenues for patent holders and opens opportunities for further research by competitive enterprises. This policy is obtained through changing the patent system behaviour with prior compliance from patent holders and the automaticity gained from a patent share system. I believe that in doing so we will foster good conditions for market competition as well as untangling biomedical research, thus achieving exponentiality in biomedical research and increased economic growth.

The Opposite Of Moore’s Law

Time and money are constantly being lost in the biomedical field as a consequence of a growing labyrinth of bureaucratic traps, set in response to competing market forces. The current system has become troublesome, often showing a lack of success or achievements below expectations in areas such as the pharmaceutical industry. This is only one example from a broader field – a field which is under great pressure to achieve the wonders of the future that it promised yesterday, to increase overall health, lifespan and wellbeing.

With the proliferation of intellectual property rights in biomedical research we see a problem of patent under-use, leading to what scholars have called “Eroom’s Law”, eroding progress from the field. This is not just Moore’s Law spelled backwards, but the opposite of Moore’s Law. Instead of an acceleration in productivity of R&D (research and development), the biomedical field has suffered a slowdown of R&D. The number of new drugs approved by the US Food and Drug Administration per fixed amount (inflation-adjusted) spent on R&D has halved roughly every 9 years from 1950 to the present day.

Next, I describe the paradigm that restricts the advance of medicine.

Introducing The Patent System

Patents are one type of intellectual property. Other types, alongside patents, are copyrights, trademarks and trade secrets. Intellectual property – like any other property – can be bought, sold, assigned, given as a gift, willed to heirs, and used as collateral for a loan.

It is often thought patents give full ownership and the ability to use the invention, but the patent gives an exclusionary right: to exclude others from making, using or importing the invention. Even worse, the patent holder may not have the right to commercialize the patent himself because someone may already have an earlier, broader patent. It may also be licensed, where an owner can negotiate with others to permit them commercialization rights for the patent, in effect allowing them to “trespass” onto the property. Otherwise, with the enforceability of a patent, a court can grant monetary damages for infringement or a permanent injunction against further infringement.

In the US, the Patent Office offers a year to file the application after the publication date. The patent rights are awarded to the first to file a patent application, not to the first to make the discovery or invention. The US used to follow the process of “first to invent” for granting patents, but it replaced it by the “first to file” system, also changing the time of 17 years for patent validity to 20 years from the day the application is filed. Patents are also limited by territory, with the chance of expanding them to other countries via selective filings to individual countries.

The patent application describes how to make and use the invention, stating what the inventor’s claims are, and what constitutes its inventiveness. Generally inventors file a chain of patent applications, with other types of applications being provisional, non-provisional, continuation, continuation in part, and divisional application. The application examination may take years, during which examiners look for eligibility, novelty, obviousness, sufficient description and enablement, specificity of the claim language and utility of the claimed invention. Novelty requires it not to be identically described in a previous publication released to the public. Obviousness tests are passed if the claim is not obvious to a person with ordinary skills in the invention’s field, if that person were able to read all the publications released previously to the public. Thus, obviousness (in a legal sense) cannot be determined solely by looking at the invention, but also at the relevant previous publications, which are named “prior art”. Descriptions have to be carefully written, as it must be possible for someone with ordinary skills in the field to make and use the invention without undue experimentation.

When a patent involves a law of nature being incorporated into a novel “kit” – a way to tie the natural law to an apparatus or piece of software – by having a very broad, very abstract patent that makes use of a novel discovery, we immediately create a monopoly over an abstract concept. The dominant patent theory among economists says this is to be expected and tolerated, despite the reality of R&D saying this can be bad for the economy, and that it restricts innovation.

The Adventure Of Research

The complexities of biological organisms require a plan of research from a multi-methodological perspective, in order to exploit the constant discovery we see in the field. For further improvement over positive results, or for getting the results that we desired in the first place, a second series of studies may be required following the original study. Every new discovery could need further study that in time may lead to the desired goal, a goal which is constantly haunted by the problem of being far from the original research. The constant requirement for further research is the cause of development being endangered by bureaucracy, so that it becomes difficult to achieve a fully usable product, or to complete the attractive line of investigation envisioned from the very beginning.

When all work ends solely on the part of proving or disproving a line of hypotheses, without the possibility to pursue further investigation, it often ends in no viable product but only in effectively proving that the line of research was wrong, without harvesting any benefit from the investigation. The reason why many startups avoid engaging in research fields is no mystery, as it is time consuming and risky for their early profits.

Patent Privatization, Blocking and Overlapping

Entrepreneurs find a labyrinth of bureaucratic obstacles when needing access to multiple patent rights. To develop one functional product the entrepreneur encounters fragments of the potential future product scattered across too many intellectual property rights with overlapping patent claims, and in the hands of different holders, who at the same time may have different business strategies.

An example of the danger is the patenting of biological targets (“biological models” of living organisms) and the human gene avenue, the latter being on hold for the moment. But the issue of having restricted the biological targets, which could be used to test potential treatments that fit, is now without solution. Patenting has been halted for ESTs (“expressed sequence tags”, short DNA sequences that translate into proteins) and other raw genomic DNA sequences including gene fragments or DNA sequences with unknown translation, before identifying a corresponding gene, protein, biological function, or potential commercial product. However with biological targets still patentable it turns the risk of hindering research in promising areas into a real threat. Thus, biological models, the “targets”, which should be ensured to be available for the discovery and the test of products, are blindly restricted by the current system.

When people under-use scarce resources because too many owners can block each other, the overall effect is a catastrophic jam and rising costs for production and for research. It shows that failure can come from many sides of the bureaucratic structure of patents, because while technological innovation has been the driving engine of first world economies, and the outreach of patent protection may have been an encouraging force for business, at the same time it permits corporate entities to restrict access to these innovations.

Because the ownership of patents is often assigned to a corporation or institution to be commercialized, when there is no requirement for the patent to be used, the best monetary deal isn’t necessarily the best deal for societal gain. Some companies may not have the goal of making profits out of patents when they buy their rights, but they instead attempt to buy the rights to exclude competing technologies from the market when they have another product already developed that benefits from having no competition. Due to this, many potential lines of research may remain frozen because the company that holds specific patent rights has no interest to develop them into products. In this way, patent filings and private investment deter the culture of upstream research, causing a clash between corporate and academic perspectives.

Potentially a chain reaction with negative outcomes, these conflicts of interests could create a corporate bias in the kind of patents favoured, and thus in the kind of products entering the market. This may, for example, delay the possibility of establishing new markets, in a case when companies sense that these new markets compete with previous markets that are more amenable to vendor lock-in (“monopolies”).

By favouring some lines of research over others, these conflicts of interest can also determine the type of publications the scientific community gets involved in, redirecting attention to only part of the field that may be more interesting for direct or immediate business. Adding to the issue, knowledge of what can be patented and what not – knowledge, thus, of what new research areas are profitable – is often not available in fields like genomics until a lawsuit has taken place. But since lawsuits have the reputation of ending in losses for the parties involved, all this brings more uncertainty to the market over which fields are attractive to investigate.

The rising field of personalized medicine has to be taken into account when we consider market restrictions. This field has the potential of undergoing a blossom of its own by exploring new areas like the use of genetic analysis and genetic therapies that enjoy much of the attention from the public. However, it often hits a wall of restrictive bureaucracy administered by standards officials who may even misunderstand its application.

The Results Of Patent Under-use

Upstream research, understood as the root for more innovation, is limited by the current system that is also slowing the pace of downstream biomedical innovation. With a model far from the process of open peer review, companies are often forced to withdraw a product due to malfunctioning and incur monetary losses, when that could have been prevented if wider tests and research had been permitted to be done by third parties. Moreover if the product is a drug which is found to have unexpected side effects, companies can face heavy losses. We have also a loss in time and resources when a piece of research has no viable way to be translated into the market, even though another company has the ability to develop the appropriate product, but that company is restrained from becoming involved since they are not granted the necessary patent rights. So long as the patent remains an intangible asset, we will carry on losing its benefit for the market. Ultimately, society will see the cost of having a restrictive system like the one currently in place.

The patenting of biological targets can even backfire on the original patentee by not allowing a proper review of the process. By letting unknown issues arise into a system that deserves to be called a gamble into the future, companies take a losing strategy, and it also ends in a less competitive economy.

At this point we must question if the method given by the current bureaucracy is the only way in which the enterprises can compete for profits. If present trends continue, costs for research will keep rising and products will continue to be expensive, slowing discoveries and increasing the difficulty of working in certain fields. The quest for magic pills and ideal profits will continue to be a fantasy for the companies, and we’ll never see startups who take the risk of seeking suitable products and solutions.

Mediated Patent Equities

To see real changes we must start by acknowledging the failures that come from bureaucratic entanglements and reach a conscious acceptance about the incompetence of the current practice. What comes next is doing a slight paradigm shift that addresses the errors in the current system. It will then be possible to describe a model where private investment enables unrestrained research and development of biomedical products – a model that can sustain both upstream research and downstream product development. As gathering royalty revenues is the incentive that sustains the biomedical market, patents and other forms of intellectual property protection for upstream discoveries must fortify the incentives of undertaking risky research projects to result in a more equitable distribution of profits across businesses and institutions that take the challenge.

This article proposes a joint revenue model of business, where patents are secure to be used and provide the patent holders with a percentage in revenues, even from third parties using the invention.

Compulsory Commercialization

An alternative to restriction is an agreement for each claim or patent on compulsory implementation, maintaining the structure in shares. This being a way of licensing, we must realize the value granted through an equity market. One solution is to allow commercialization of the product without restriction, but exercising revenue reclamation and option assurance. This transforms the present right to exclude others from using and making into a new right to gather revenues.

The research, development and commercialization should be treated as a compulsory action, accepting that disputes will arise (and can be solved) between patent claims after products hit the market. One way to make this attractive is to secure the policies for the use of the claimed invention, also knowing that the mediated equity model is for patent licensing and a guarantee of options, not for permanently fixing royalties – which can still be negotiated with a mediator after the mediator has analysed the currents of the market. With the policies on the implementation of patents negotiated through a mediator, thus securing the needs of the industry, we make the overall process an extension of the market.

As mobilizing the knowledge economy for widespread progress requires asset exchange among several parties, patents must change from a model of restriction to a model for insurance of revenue, becoming a system of shares. This system automatically secures the inventor as a shareholder for other inventions made by his discovery. Once an inventor chooses to make his patent as this model proposes, and another inventor uses the technologies from the first, this automatically takes place. Moving from a culture of aggressive retention of patents to a progressive environment of exchange, thus achieving its advantages, it’s possible to start and sustain the initiative via incentives, which are left to the criteria of the policymaker in virtue of the realpolitik, in the moment to that will be implemented.

Any patent added, even those that vary its process or have slightly different mechanisms, will be treated as being under the same model and will have its fees paid, and will be compulsory on its development. As will be explained in more detail later, each time a more basic form of the patent is created, as we see in the biomedical field, they will be treated as the base for all upcoming patents that derive from the most basic one, strongly favouring upstream research. Knowing also that patents can overlap, but with patent claims having an order of priority given by the time in which they appear, this is a way of modeling prior art as a tree of processes, rather than isolate everything under contentious reasons. In this case, the value will be almost exclusively upstream revenue (after expenses and revenues to third parties), with the exception of some foundational technologies that are key to open and explore new markets, that could have an up-front revenue on the negotiation process between the patentee and the mediator. This will create a royalty network, by which revenues will be treated as a percentage assigned over net income after expenses, part of which will be treated as the fees from using the patents from other patentees. Treating the patented discovery as a system of equity and taking the revenues of the products by means of a system of royalty rates ensures the success in this model, where each foundational discovery improves its revenue each time a new application is found and packaged into a product – also increasing the attractiveness of upstream, openly available research.

Having a mandatory re-issue fee for patents ensures that the technology will be commercialized, instead of being converted into a frozen project and halted. In a case where the patents are not used by the original parties, but there is a third party who would pay for the use, there will be a reimbursement of sunk-in patents and a retirement of the license, all according to reasonable expectations.

Biological Targets And Foundational Patents

The focus on the translational side of research often hides the need for establishing the roots of the field. Foundational ideas should be considered as the first to be implemented in this model, and they need to be accelerated by expedition (a process to fast-track the bureaucracy). This early availability will hasten the use of foundational patents among new companies, enabling more startups to be created and prosper. For further improvement, university startups must be granted equity in foundational patents, available in exchange for granting their own patents within this system.

Since biological targets contain the base for doing research that leads to many channels of development, these kernel discoveries must, wherever possible, be among the first to enter this open equity model of business. Having potential links with a wide range of diseases, they must be secured to remain open for broad business opportunities to appear.

Since we cannot predict the exact future of the biomedical field, all discoveries should be treated as potential foundations for others. But it will account at the visible needs of the market to select an appropriate treatment for each patent. The support of government resources and state involvement must also be guaranteed for foundational discoveries. The translation from raw research to actionable development of new technologies will finally be a reality, and a revolution. The promise of foundational fields such as genomics will be fulfilled, to solve first-level biological questions through research, and then create new health technologies.

Many moribund lines of research can be brought back to life by having a special agreement between the patentees and interested parties to explore if they have a viable way of being commercialized.

Joint Research Avenues

As patents incur various costs, in both their research and implementation, the rewards must be guaranteed, not only by allowing third parties to use them and to retrieve a royalty revenue directed to patent holders, but also by ensuring that a bipartisan research will be conducted with rewards shared fairly between the two parties, in case the patentee is interested on joining the research. In this model we also permit other enterprises to exploit lines of research which sometimes companies could investigate themselves, on exchange for sharing credit over the results, granted in any case the research is done by a branch research group or by the root company.

Companies that don’t want to entirely leave a future research avenue, which they suspect of being able to exploit in the future, can preserve much of their hoped-for credit by allocating resources for the research that would take place. This will secure the merit and revenue by establishing participation in the invention process. Then, the overall budget for research will also increase.

The appropriate tools to cope with the increasing information can be held by the mediator entity that will allow partners to share potential business projects on a secure way, and where they can have the advantage of becoming potential investors with preference over other companies outside this model. All affiliated institutions will benefit from this culture of sharing information, with many enterprises in different fields now able to collaborate in integrated ways to provide new technologies, thanks to this disposition of information that allows open cooperation. As an example of success, many groups contributed to the human genome project, which ended ahead of schedule and under budget, spawning the field of genomics.

Mediation By Consortium

Mediation by a common entity is crucial to initiate industry-wide cooperation, in the same way that, in many universities, there is a central board that successfully administers the inventions made by employees and students. For the advance of new technologies, it is important to have a patent pool under the umbrella of a common consortium which will always answer to the needs of the industry. By creating a consortium for mobilizing a patent pool there is no infringement in this model of current patent laws, so it excludes only those who may not choose to treat their own patents as shares.

To avoid over-contentious negotiation, the consortium will be in charge of all legal proceedings and will be able to channel the financial negotiations between institutional boards and patentees. The consortium then negotiates the royalty rates and stock options over the technologies, adjusting these to the needs of the industry. It will also provide strategic guidance and management for taking advantage of new technologies and market trends. Moreover, it can encourage cross-license agreements involving previously filed patents – something that will require a new way of cataloguing patents via this institution.

A committee formed by representatives from the industry, the government, NGO’s, and of course each academic field, could be in charge of setting the board of the consortium. The advocacy for a common ground on biomedical research and development is an important goal that touches us all.

To take full advantage on the vast efforts from our scientists we must also ensure recognition of their work and exaltation of their inventiveness, acknowledging the beneficial social implications of their research. Personal income and increased funding for research that comes from this model will also bring forward the next generation of biomedical research into the present day. Researchers who want to track follow-up work based on their discovery will have the opportunity of ringside seat observation, public acclaim, and fair financial rewards when their work enters the market.

Although the board negotiates all financial and legal terms, inventors can add value to the process through their scientific insights and medical advice. They will be kept informed throughout the process, unless they specifically request otherwise. The information that the scientists provide over the future performance of the market will always be taken into account in the consortium.

The Benefits Of Mediated Patent Equities

The exchange of assets is beneficial for the original researchers by expanding the commercialization of their invention in ways frequently not previously possible, as novel uses and researches are added to their original line of discoveries. This non-exclusivity model allows a healthy competition to take place. Treating product development and research as compulsory also guarantees that interested parties will secure their investment from any risk of having production stopped. This will increase overall cost-effectiveness, returning a benefit that justifies the initial investment by startups and established companies alike. It will also alleviate the creation of products for each new generation of technologies.

With this we can increase the development of value added innovation. It will be a better, faster and cheaper way of conducting R&D. It will boost and advance new technologies, and will support the research ventures that startups and consolidated businesses need. All the potential of the research can be effectively exploited in contrast with the current model of product unviability and exhausting bureaucracy. The economic development of the industry and overall technological growth will be visually increased by these new rules of business. We can anticipate the value of this implementation by the increase in research by the companies, gathering benefits both in the form of profit and in the form of technological prowess.

Ultimately, society will be the biggest winner from these changes. Cooperation between universities and the industry will be broader. Better healthcare through research will become more common, and society will be able to respond more quickly to emerging dangers in population health. We’ll have greater welfare, as we extend the quality of life, by the protection of the human effort and the general growth, and against the old restrictions imposed by the present exclusionary patent system. The compulsory commercialization of research will have the outcome of bringing medicine to the many.

Sources

Can Patents Deter Innovation? The Anticommons in Biomedical Research – http://www.sciencemag.org/content/280/5364/698.full

Patents in Genomics and Human Genetics – http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2935940/

FIGURE 1 | Eroom’s Law in pharmaceutical R&D – http://www.nature.com/nrd/journal/v11/n3/fig_tab/nrd3681_F1.html

Don’t Feed The Trolls? – http://www.nera.com/content/dam/nera/publications/archive1/PUB_DontFeedTheTrolls.pdf

Patent Misuse and the Antitrust Reform: Blessed be the Tie? – http://jolt.law.harvard.edu/articles/pdf/v04/04HarvJLTech001.pdf

Patent Theory versus Patent Law – http://mason.gmu.edu/~atabarro/PatentPublished.pdf

Proprietary Rights and Collective Action: The Case of Biotechnology Research With Low Commercial Value – http://scholarship.law.duke.edu/cgi/viewcontent.cgi?article=1993&context=faculty_scholarship

Footnote

The article above features as Chapter 9 of the Transpolitica book “Anticipating tomorrow’s politics”. Transpolitica welcomes feedback. Your comments will help to shape the evolution of Transpolitica communications.

Image source: Pixabay

Request for proposals for second book cover

Proposals are now being welcomed for artwork for the cover of the second Transpolitica book. The book is expected to be e-published towards the end of this month.

As a starting point, here is the current placeholder design idea:

Book 2 Cover 1The set of chapters in this book will probably include the following (along, perhaps, with one or two more):

  • Introduction: Why Politics 2.0?
  • A Libertarian Philosophical Basis For “Transhumanist” Politics: Zoltan Istvan’s “Teleological Egocentric Functionalism”. A Viable Approach Towards A Sustainable Political Agenda?
  • Four political futures – which will you choose?
  • How do Governments Add Value to Society?
  • The Benefits of Digital Democracy
  • Cyborgization: A Possible Solution to Errors in Human Decision Making Within Complex Economic and Social Systems
  • Of Mind and Money: Post-Scarcity Economics and Human Nature
  • Longevity, artificial intelligence and existential risks: Opportunities and dangers
  • Voluntary Basic Incomes in a Reputation Economy

If several attractive book designs are received, a short online vote will be organised to decide the winner.

For size constraints, the following notes from https://kdp.amazon.com/help?topicId=A2J0TRG6OPX0VM are relevant:

Dimensions

Requirements for the size of your cover art must have an ideal height/width ratio of at least 1.6, meaning:

  • A minimum of 625 pixels on the shortest side and 1000 pixels on the longest side
  • For best quality, your image should be 2500 pixels on the longest side

Important: We cannot accept any image larger than 10,000 pixels on the longest side.

Size

Your cover image must be less than 50MB. If the file type you are using supports compression, make sure to enable as little compression as possible

Anarchy beyond socialism and capitalism

By Waldemar Ingdahl, Director and Founder of the Swedish policy think tank Eudoxa

Anarchism is generally defined as the political philosophy that opposes authorities in the conduct of human relations, rejecting the state while advocating non-hierarchical organizations and voluntary associations. This essay draws attention to a variant of anarchism – market anarchism – which has been little studied, but whose relevance may increase due to new technology.

There are many strains within current anarchist thought. Anarchist communism advocates the abolition of the state, capitalism, wages and private property, and favours collective ownership of private resources. It calls for direct democracy, and a network of voluntary associations and workers’ councils guided by the principle “from each according to his ability, to each according to his need”. Anarcho-syndicalism is a practice of left-wing anarchism through revolutionary unionism in capitalist society. Anarcho-capitalism advocates the elimination of the state in favour of individual sovereignty, private property, and open markets. Its ideal society sees law enforcement, and courts operated by privately funded competitors rather than by a centralist state.

The various modern currents of anarchism have often been at odds among each other and have rarely been particularly successful at establishing a particular real, functioning anarchist order.

Mature industrialism, which emerged early in the 20th century, was a paradoxical and very unstable combination of market and command economy. The market economy and the forces of competition created the dynamic framework that led the development to mature. Large factories were veritable command economies in miniature. Organizational principles were strictly hierarchical and clearly inspired by military organizations. The standardization of products and Taylorism as management ideals became the central feature of the development that led to the definitive production machine, the famous car factory of industrialist Henry Ford. The age was characterized by high transaction costs, difficulties of disseminating information and the centralization of clearly definable knowledge.

Left-wing anarchism fared badly in comparison with social democratic unions, which were able to combine the strength of labour monopsony (a market dominated by one seller) with political power over the state. Anarcho-capitalism fared badly in the face of legal complexity of government bureaucracy, while corporations thrived in collusion and their regulatory capture of government institutions.

Alongside these currents of anarchism there has long been a smaller line of thought: individualist anarchism, which can also be called “market anarchism”.

Market-anarchy

Market anarchism is a belief centred on mutual exchange, not economic privilege, advocating freed markets, not capitalism. Social justice is mainly seen as eliminating the governmental privileges that rigs the market in favour of capitalists while retaining a focus on building voluntary institutions such as cooperatives.

Market anarchism pronounces itself a radical liberation while empowering people to eliminate structural poverty, and redistribute economic and social power. It differs from left-wing anarchism by its embrace of markets, while setting itself apart from the anarcho-capitalist view of freedom as simply being present day corporations and capitalist structures, minus the state’s taxes and regulations. The powerful market position of current corporate entities is quite often highly dependent on the subsidies provided and control delegated by the state. Market anarchists often criticize the fact that corporations are able to block creativity and innovation by the privilege inherent in patent and copyright laws. In their view, markets are mechanism for cooperative collaboration, entrepreneurship, and often economic self-sufficiency.

Private property is often seen to be created by government action to limit access from the customary owners of a resource to favour the privileged classes. Similarly market anarchism sees the 20th century consumtariat losing power over its own consumption through debt and lack of control over technology.

Modern technology is enclosed and expert-driven. It is user friendly, but its “black box design” is not open to adaptation or changes. The maker movement shows a different way. It provides an alternative as a globally scattered community of Do-It-Yourself enthusiasts, hackers, researchers, designers and contractors, making everything from embroidery to robotics, working through generic designs, and open code.

Market anarchism might become an ideology more apt for the 21st century. The internet and many open ended technologies have provided the world with relatively many non-rivalrous goods. Rather than a “tragedy of the commons”, where individuals acting independently and rationally according to self-interest behave contrary to the best interests of the whole group by depleting some common resource, a “comedy of the commons” might be possible. The value of the internet increases for the individual user as the volume of available information and connections increases. Additional users make the internet more valuable to all, a development helped by open source software.

Today it is possible to share, borrow or rent a wide range of services and goods, from work, residences, vehicles, personal assistants, kitchen space, cooking and finance, clothing and tools. Everything is available in the new sharing economy.

The problem is finding someone to share with, at the right place, at the right time. The internet, social media and our constant state of connection has changed this. Mobile apps and websites are easy to scale using cloud services. The apps help users find each other, negotiate, make a transaction with or without money involved and then rate each other for everyone else in the social media to see. It is possible to find someone to share in a much larger area, and it’s easy to bill online or to regulate a gift economy. Consumers own and possess the goods and services exchanged. In combination with the adoption of 3D-printing technology, designs could be downloaded and produced regardless of intellectual property. Economies of scale and standardization are becoming less important than flexibility and adaptability.

The 3D-printer technology’s connection to the web means that political debate on copyright and patents will intensify. Designs could be downloaded and produced regardless of intellectual property. After all, the way computer technology distributes content is by copying it, exactly what copyright legislation defines as an infringement. As copyright is enforced by a government in favour of corporations, market anarchism could produce new forms of transactions regarding to ideas.

Open data and open-source collaboration are behind much of the innovative programming that powers the internet, operating systems, and software. The open code is developed organically through trial and error contributions to software. Guided by the open source community’s standards, rules, proceedings for decision-making, forms of remuneration and sanction; modern programming might be considered one of the foremost examples of real functioning market anarchy in existence.

Direct democratic decision-making is hampered by the complexity of modern deliberative processes. Information Technology can alleviate this by offering clarity to decision processes and exactly quantifying prices and market transactions for goods and services. This includes a much more deliberative use of computer systems and internet of things environments. Transparency is the way of clarifying risks and opportunities in decision making, especially for prioritizing existential risks. Services previously provided by a government might be more efficiently produced on-demand by being pre-programmed into software or into open-source platform for mutual exchanges.

Market anarchism sees a connection between economic outcomes and the material prospects for sustaining a free society, either through a ruling class treading down on those who are economically and socially weak or by populists buying their loyalty.

A decentralized medium of exchange using cryptography to secure the transactions and to control the creation of new units is certainly one of the more interesting developments from a market anarchist point of view.

Inequalities of wealth and poverty can be addressed through mutual aid societies and voluntary charities. The problem of free riders could be alleviated by automatic arbitration systems and through building in a mechanism for providing a basic income in cryptocurrency, as a payment back to the community for using the public distributed ledger: the block chain.

Market anarchism has a voluntarist approach in spreading the adoption of its views, which highlights its need for producing viable examples of its implementation. Many users of cryptocurrencies, 3D-printers, or open-source code might never think of their use as particularly political. Its voluntarism might be market anarchism’s greatest strength, while at the same time prove to be its greatest weakness, leaving its networks open for outside manipulation.

Technology has no inherent political order, rather it facilitates or debilitates certain features in society upon which political ideas may be dependent. An appropriate description might be “negative technological determinism”, what does a technological development invalidate?

Anarchist communism and anarcho-syndicalism might run into problems coming to terms with the changed nature of work and economic activity. Anarcho-capitalism might have difficulties explaining the increasing dependence of corporations on government in order to meet non-monetary competition from voluntary associations in the sharing economy and open-source innovation.

Market anarchism is at present a minute ideological current even in contemporary anarchism, but its thoughts and concept of human interaction are not invalidated by current developments to the same degree. In fact it might prove to be a way of thought well in tune to a decentralized, redistributed society.

Footnote

The article above features as Chapter 5 of the Transpolitica book “Anticipating tomorrow’s politics”. Transpolitica welcomes feedback. Your comments will help to shape the evolution of Transpolitica communications.

Accelerating Politics

By Sally Morem, essayist and singularitarian

AcceleratingThe approach to Abundance: insights from history

We begin this meditation on technology and politics with a question: what could such different processes have in common?  Both are ways by which we humans attempt to get rid of intolerable situations.  Our non-human ancestors began the process by learning to build mental models of their world.  They were just starting to discover what was and to distinguish that from what could be.  As they became human, they began distinguishing their dissatisfaction with what was from their hope for improvement through conscious consideration of past experience.

Imagine a very early ancestor stumbling upon a pile of shards, picking one up, cutting his fingers, and realizing that it was sharp enough to cut other things.  Imagine him cutting roots or meat with it.  Imagine his happiness at finding out how effective it was.  Even though he hadn’t fashioned it, it became a tool.  Technology is born.  Imagine him continuing on, deliberately fracturing rocks in order to produce a sharp one.  Accelerating technology is born.

Technology is exactly that: an environmental management system.  It consists of any and all tools and processes we devise and use by which we eliminate any intolerable aspect of our physical surroundings and reshape other aspects closer to our desires.  The excellence of each such system is measured by the order within it that fits that system’s given purpose.  These systems enable us to protect our bodies from inclement weather, warm ourselves, feed and hydrate ourselves, transport ourselves and our belongings, send messages to others, record vital information for future use, and protect ourselves from dangerous beasts, including other humans.

Which leads us directly to politics.  Those intolerable situations it deals with are interminable, unpredictable, and widespread threats and acts of violence.  Politics seeks to end or ameliorate these through enforcement of societal mandates and bans.  Politics involves the establishment and maintenance of these social norms.  Each society’s political process is concerned with the asking and answering of some very basic societal questions.  Who is a member of our group?  Who is not?  What acts must be mandated or banned?  What acts must not be?  Who must decide things for the group?  Who must not be allowed such power?  By what means must the decision-makers decide?  What are the permissible means by which their decisions will be enforced?

Imagine a society of our somewhat more recent ancestors.  They have become masters of the art of abstraction through language.  They are using some very emotional words while arguing over someone’s undesirable conduct and deciding on the spur of the moment what to do about it.  Later, they are hashing out proposals on how to deal with the mysterious and dangerous ways of the tribe living across the river.  Politics is born.

Politics is exactly that: a human conflict management system.  It consists of every concept, philosophy, institution, and process we devise and use in order to eliminate all undesirable social situations that crop up in a group of sensitive, intelligent beings that live in close proximity to one another and to reinforce all desirable behaviors in that group.

Technology and politics are two very different things, and yet they are closely connected.  Technology permits; politics commands.  New tools permit the creation of new types of societies with new political forms.  For instance, better forms of transportation permit people to congregate and to trade further from home.  Societies grow in numbers and in the territories they command.  New technologies, such as new forms of communications, permit them to engage in political decision-making processes inconceivable to their ancestors.  They disperse knowledge, permitting a wider range of people to know about more about more things, especially political issues.  They learn what other people in their society are saying about those issues and in turn are able to express their own feelings, often directly to those people.

If technology permits, why does it seem to invariably trigger the creation of new technologies?  If technology doesn’t command, couldn’t people turn down the open invitation to innovate?  They could and they have done so from time to time.  But usually, they don’t.  Why?  Every time a new technology is invented and implemented in any given society, it has changed that particular society if only by the tiniest bit.  Each change makes it that much more likely that further change will occur down the line.  Changes trigger cascades of changes over time.  The society adapts—especially its political system.  Secondary and tertiary changes ensure that the society will be much better off retaining the by now well-established technology rather than giving it up.  A cultural ratchet effect forms.  The system itself makes backsliding difficult.

A cultural ratchet makes sense.  But why faster?  Why accelerating technology?  People in each age of technology must deal with what they have—which they then begin changing.  The next generation will receive a slightly different toolkit from their parents than what their parents began with.  It will incorporate more successful applications of the old technology along with all gains made by all preceding generations.  In short, the children will never have to reinventing the wheel their great-grandparents had so painstakingly first crafted.  The most inventive of those children will work on new technology.

There is also an aspect of cultural evolution going on here.  Inventors tend to apply greater resources and efforts to improving the most effective existing technologies.  By so doing, they tend to improve the best of the best over the generations and weed out the rest.  A positive feedback loop of growing mastery results.  Inventors don’t skip around in design space.  They stick to their knitting.  But as they innovate, their toolkits diversify.  One older tool becomes the prototype for five different tools…and each of those may generate five more, and so on.

Inventors also learn how to make tools that make other tools in a more efficient and precise ways.  Endless chains of tools making tools making tools erupt, leading towards tools undreamed of by wheel-making great-grandparents.  By tightening up their tool-making procedures and making more effective tool-making tools, each technological advance takes a little less time than the previous advance.  Acceleration always begins very slowly, but even in the earliest days of human tool-making, it was already underway.

The early evolution of technology and political systems

Long before the emergence of civilization, even before the emergence of agricultural villages, people were already putting their new toolkits to good use.  Sometime late in the Neolithic Era, hunter-gatherer groups began coalescing, especially during the fecund summer months.  They would congregated by the hundreds for fishing on the banks of teeming rivers.  They would gather berries and nuts by the bushel basket and engage in the Big Hunt with carefully crafted slings and spears.  With that many people living so close together, even only for a few months, the traditional means of handling conflicts by elders or headmen were swamped by the rising tide of vital societal information.

Societies were growing more complex, more capable, more diverse, more conflict-ridden.  And their political systems grew more elaborate in response.  As a group grows arithmetically the potential numbers of paired relationships between members will rise exponentially, which of course also includes the potential number of conflicts.  Some sociologists believe that as a result of pure mathematical logic that the maximum number of people in the simplest form of human society—the hunter-gatherer band—is roughly 50.  Any more people and the potential for conflict simply explodes.

Every single societal enlargement of that basic group of 50 has been the result of accelerating technology interacting with accelerating politics.  We can simplify the historical analysis by beginning with that group.  Consider the novel decision-making and conflict-resolution procedures, the continual fissioning of work into more specialties and sub-specialties, and the growing complexity of society into steepening hierarchical structures as the number of individuals in our hypothetical group increases step-wise by a factor of ten:

A hunter-gatherer group of 50
A village of 500
A town of 5,000

Technological and political acceleration began feeding off of each other.  New tools and weapons permitted populations to boom.  Arguments over hunting lands occurred repeatedly.  Herding societies emerged.  People traveled more, traded more.  People found their once-distant societies coming into contact and conflict.  And then as the first farmers began taking land into cultivation, dustups between “the farmer and the cowman” broke out, ages before Rodgers and Hammerstein depicted them humorously in “Oklahoma.”

No one person ever actually noticed these changes in his lifetime.  Or in ten lifetimes.  Nevertheless, these technological changes had profound effects on ancient practices and beliefs.  In the long ages before civilization and writing, people, no doubt, responded badly to the stresses quite often.  Occasionally they responded brilliantly to the dire need for managing accelerating information loads generated by growing populations.  The intricate drawings and paintings in the caves at Lascaux and Chauvet may well have been the result of numerous such attempts over several thousand years.

And then consider what happens much later as the following came to be:

A city of 50,000
A kingdom of 500,000
An empire of 5,000,000
A nation of 50,000,000
A trading bloc of 500,000,000
A world economy of 5,000,000,000.

No political authority or structure can remain the same as such numbers and the inevitably intricate coalitions and conflicts grow.  Political leadership has changed historically from the lead hunter, the elder, the village headman, the petty king, the citizen of the polis, the senator or assemblyman, the proconsul, the high king, the emperor, the governor. the prime minister, the president  These officials have served as decision makers in governments as varied as any you’ve read about in political philosophy—hunter-gatherer bands, agricultural villages, city-states, princedoms and kingdoms, democracies, republics, dictatorships, tyrannies, and empires of innumerable shape and dimension.

There is one very pointed fact that any political scientist must face when studying societies.  In the larger societies, no individual will ever know more than a fraction of a fraction of a fraction of his fellow citizens.  The citizen can count on the fact that he will never have a one-on-one relationship with any but the comparatively very few relatives, friends, co-workers, and acquaintances he actually does meet in his lifetime.  The implications of this stark fact are manifest in the massive, impersonal, bureaucratic, hierarchical systems we have erected ever since the numbers of people and their complex interactions, and vital maintenance systems warranted these kinds of structures.

Throughout history, during boom and bust, even during collapse, technological development continued to accelerate.  For instance, the water wheel was invented and spread rapidly throughout Europe after the Roman Empire crumbled into petty kingdoms during what was mistakenly called the Dark Age.  The first factories on river banks demonstrated that water power could effectively replace human and animal power to drive machinery, driving down costs as well.  This new technology was so manifestly useful that even monks put it to work in their monasteries.  Upon such inventions and their colossal wealth-producing power, nobles and kings built the modern European nation-state.

The S-curve and disruptive change

Picture the classic S-curve graph which depicts a trend line for technology over time.  The vertical axis stands for measured excellence in a society’s aggregate technology.  Measurements take place in four dimensions:  computation, precision, miniaturization, and replication or in any appropriate combination of these dimensions.  The horizontal axis stands for time.  We follow the S-curve from the distant past on the left where it is apparently not rising at all to roughly present-day technology in which the line has taken a decidedly upward turn to the near-term future on the right where it turns more and more sharply upward to an imagined future at which it achieves virtual verticality.  At some point, it presumably will begin slowing down and the line will become more gently horizontal, but we see no signs of that happening in the near-term future.

What can such a graphic abstraction possibly mean?  The S-curve is a distillation of an enormous number of events in the history of technological development and an informed guess on its future based on those past trends.  The S-curve is an assertion about the nature of technology and its development.  It states that development is not arithmetical and cannot be arithmetical.  It states that any real development must be exponential.

When did people first start noticing such changes within their lifetimes?  A good educated guess would place this in the age of revolution during the 18th century.  A real political revolution, not a mere coup d’etat, is always an emergent response to a gut sense of the presence of deep, ongoing change.  It is never planned.  It is always a surprise.  Novel means of production and the novel nature of the goods being produced were beginning to have a pronounced political effect on the West.

We may trace these revolutionary stirrings back to Gutenberg’s printing press three centuries earlier.  As a result of that invention, writing was no longer the preserve of the very few learned scribes, theologians, or philosophers.  Neither was reading.  Religious laypeople discovered that it was important to own and to be able to read a Bible.  They never felt that need before because they couldn’t afford such a precious thing as a book.  Gentleman scientists discovered that they needn’t write dozens of letters on their discoveries to their colleagues; they merely had to write one article to any of a number of newly founded scientific journals.  That kind of change in the mastery of information dissemination transferred readily to ongoing political discourse.  The kinds of philosophical and political energies these growing capabilities unleashed in Europe and later in America shaped a new era, one which had been given a name by historians: The Enlightenment.

The Enlightenment meant exhilaration.  The newly felt sense of possibilities.  The revolution of rising expectations.  The Faustian sense that wholly new wealth could be created out of virtually nothing by newfangled machinery.  The Enlightenment meant suffocation.  The sense of feeling constricted by formerly venerated institutions, traditions, rulers, and laws.  These are the political pressures that grew and grew in direct response to technological change until they exploded.  Two such explosions were also given names: the American and French Revolutions.

What kind of political system was fit for people living in changing times?  Certainly not a top-down, autocratic system in which only the favored few heirs to power got to decide.  Perhaps some sort of representative government as in Parliament or American colonial assemblies.  Or perhaps a system fit for small societies in which every citizen represented only himself, as in the New England town meeting.  But monarchy?  Aristocracy?  These had to go.

And what sorts of lawmaking should be done in these new revolutionary assemblies?  Thinkers realized that in a free society, laws must achieve a kind of active or at least tacit consent by the great bulk of the public.  The consent of the governed.  If not, disobedience would become rife when laws are seen as nonsensical or against the interest of a large number of people.  The problem of legitimacy.  Political philosophers realized that the law is seen as legitimate only if and when most people believe in it and obey it.  Popular sovereignty.

None of these political insights were even remotely realizable in practice until transportation and communications systems of the new industrial age were able to link the fast growing numbers of citizens in intricate networks of political and economic exchange in the emerging mass democracies.  And as these societies continued to grow far more complex, as arts and sciences and manufacturing continued to specialize and sub-specialize, people grappled with the problem of managing greater and faster information loads.  Efforts to do so led to even more revolutionary technologies as we shall see.

Overcoming inertia caused by authoritarian governments

Why were democratic societies so much better at generating technological change and handling the stresses change generated?  Why are authoritarian societies handicapped in handling the same?  Let’s consider the case of an early 19th century inventor.  In a democracy, a farmer who wished to invent a better plow did not have to ask His Lordship’s permission to tinker.  He had no lord.  Nor did he have to ask permission of his commissar.  He had no commissar.  He merely had to invent.  He would scribble his ideas in the summer and tinker in the winter at his leisure.  If the plow worked as well as he hoped next spring, he likely shared the idea with neighbors and relatives.  Or perhaps he would start a small company and sell to his neighbors.

Acquaintances might think him impractical and dreamy, but if the invention worked, they pounced on it and improved their own crop yields thereby.  Multiply this example ten thousand-fold and you will discover the secret of democracy with respect to innovation.  It permits and even encourages private decision-making and deal-making at the grassroots level.  Powerful creative forces emerge as people build upon their technological and economic successes.  The skills these nascent inventors developed were readily transferred to the growing transportation, communications, and manufacturing sectors of Western economies.  Democracy drove innovation hard in the 19th century—straight to and through the second industrial age in the late 19th and early 20th centuries.

The enormous expansion of capabilities exhibited by industry in the realms of communications, transportation, manufacturing production capabilities, and marketing, didn’t occur because engineers simply installed conveyor belts and powered machinery in factories.  Engineers also developed the first information control systems decades before the development of electronic computers.  Cards and reports were printed and distributed by the planning department detailing exactly who and what went where and when and what each were to do in the factory at all times.  Each motion of a worker and a machine were fitted together to optimize assembly at the most efficient speed.

It worked.  In the most famous example of mass production, Henry Ford kept tweaking his assembly line over decades.  When his first factory began making Model Ts, they would come off the line every 12 ½ hours.  In 20 years, when Ford was ending production and shifting to the Model A, the tempo of production had increased so much that cars were coming off the line every half-minute.  Technological deflation permitted him to drop the price of cars so that his own workers could afford to buy them.

Critics blasted Ford and other producers for turning highly skilled human machinists into essentially unthinking, unskilled machines.  Any attentive engineer would have gotten the hint.  A machine is far better at acting like a machine, at making regular and precise motions, than any human could ever be.  Unthinking motions were ripe for the plucking by automation.  Sure enough, Ford automated as many of those jobs as he could.  Such factories can be seen as the world’s first replicators.  They were huge, noisy, extremely expensive, and yet extremely effective in producing millions of replicas of the original design of each product.

Systems of all kinds were becoming highly centralized during the height of industrialization.  Politics was no exception.  All utilities—electrical, gas, water, sewage, streets, railroads—were placed in the hands of utilities companies or local governments.  School districts were consolidated and rural children attended school with their fellow students in town.  Radio, and later television, permitted millions of people to watch the same sports, entertainment and news shows.  Millions of people joined major political parties and campaigned and voted for their favorites.  Party platforms were constructed out of planks based on broad ideological principles.  Government control over large sectors of the economy advanced rapidly in the form of regulations and outright ownership.  Government programs for the indigent and elderly were begun and grew to huge proportions.  Centralization of decision-making powers was seen as a fact of industrial life.  Intellectuals assumed the future would bring more of the same.

Decentralization enabled by miniaturization of electronics

As we’ve seen, industrial development triggered the formation of more precise information controls over production.  The development of the first electronic computers after World War II at first merely emphasized the centralizing character of such controls.  After all, these computers filled entire rooms and required highly trained specialists to program and maintain them.  But then computers became the leading edge of acceleration and as such their nature began to change.  As their components became miniaturized and more precise, they became much smaller.  And yet they could hold much larger memory and execute far more calculations per second than their predecessors.  And along with all those benefits of acceleration, technological deflation took hold and costs dropped drastically.  This permitted even small companies and colleges to own the computing power it took the economic power of governments and large corporations to afford a mere generation earlier.  Later, individuals were able to afford personal computer, laptops, and now tablets and smart phones.  The decentralizing power of the Internet, linking all of these devices in densely connected networks is now manifest.

Automation had long ceased to be merely a matter of replacing human workers with machines.  The work of the machines had already far surpassed that of the humans.  Our marvelously dexterous fingers and thumbs had been turned into comparatively immense ungainly things at the scale of miniaturization already being done by the 1960s.  Our most skilled machinists simply could not work to the kinds of tolerances that high precision technologies required.  Automation plays a much more important role in production today.  It has been years since any human has made a computer chip by hand.

If we take 1960 to be the year in which the very first information economies were beginning to emerge, we shouldn’t be too surprised to find something occurring that will feel very familiar to those historians knowledgeable about the age of revolution: That the massively centralized character of systems in what used to be industrial societies were beginning to break down.  Decentralization of telecommunications systems led the way.  Political systems were overloaded with problems needing consideration.  People were startled to discover that centralization was actually inefficient.  Political activists were aggravated by a sense of uncaring, unfeeling, unresponsive hugeness in systems they once admired.  They began forming their own organizations and create their own ideologies of liberation from what they deemed oppression.

But they were dreaming ahead of their time.  Western societies were still mostly industrial with all the limits and needs for hierarchies remaining intact.  But then computers started to get very inexpensive and people found they could do all sorts of interesting things with them.  The true age of decentralization of decision-making had begun in the computer clubs and garage workshops of the 1970s.

The 20th century was the first century in which parents expected their children to live a different kind of life than they had led.  Accelerating technology was reshaping societies each generation, and then each decade by the time the Information Age emerged by continually interweaving numerous technologies into newer and ever-changing supple systems of great productive power.  If accelerating technology rates are themselves accelerating, can politics be very far behind?

Replicators and the Abundance Society

What happens when knowledge becomes massively and easily distributed, enabling smaller and smaller groups of people to handle processes that used to take the effort of thousands or even millions?  And finally, what happens when technology gets so powerful and inexpensive that each one of us will command the potential creative and production power of today’s nation states?  This is what happens: the Abundance Society.

As excellence in computation, replication, miniaturization, and precision grows, automation will produce almost everything we use.  Those items not automated will be things we enjoy making ourselves.  When we reach this point, economics as we’ve known it will end.

The seeds of the Abundance Society already exist in 3-D printers, 3-D scanners, and CAD programs.  Right now, these technologies are digitizing consumer items, turning them into pure information—ready to print in any quantity desired.

We aren’t there yet.  We need to fill in a few more pieces in order to achieve true technological systems of Abundance.  1.  A means by which waste is turned into printer toner.  2.  A means by which molecules are sorted and moved precisely into place as directed by the CAD program.  3.  A means by which the printer and its control software are themselves printable.  At the point when anything becomes a resource, nanotechnology becomes the producer, and the entire system can be readily reproduced on demand, printing will evolve into true replicator technology.

The power of the Abundance technology will generate a revolution more all-encompassing than the agricultural and industrial revolutions combined.  It will offer every individual everywhere a universal toolkit with the ability to “grow” every gadget, article of clothing, book, article, recording, appliance, power generator, recycling system, electrical and plumbing system, car, house—anything imaginable, and much that is not imaginable today.  For example, Abundance will spread the life-giving ability of creating potable water anywhere, at any time.  The blessings of clean water will be especially appreciated in Third World nations, which will rapidly cease being Third World as Abundance spreads.

A truly advanced replicator will also offer the ability to “build” any food to exact specifications.  “Earl Grey.  Hot.”  A chef who enjoys cooking could use the replicator as a sous chef to produce chopped and grated ingredients on demand.  A person who does not enjoy cooking could order the replicator to produce an entire meal indistinguishable from the original composed of ingredients from nature.  No chef or chemist could tell the difference even after extensive testing.  For instance, you could order a grilled steak (with the sizzle) that had never seen the inside of a cow.  Highly advanced replicators could also monitor your health and produce medicines and cell repair machines to cure what ails you.

Decentralization of the massive industrial systems we now use for production and distribution of all goods and services will be the natural outgrowth of accelerating Abundance technology.  These systems will crumble as people abandon them.  Why would people go to any government or private corporation for health care, education, welfare, or any goods or services?  Why would anyone ever waste time and effort to ship anything anywhere when they could just post the CAD program online and alert specific recipients?

And, exactly why would people work for a living?  They would have no reason at all to do so, since every one of them would be the owners of their own means of production and livelihood.  They would simply do what interests them, not what other people want them to do.  As corporate and governmental hierarchies are automated out of existence, there would be very little left for humans to do as far as tedious, onerous work is concerned.  The very concept of a “job” would become obsolete.  The implications for politics are obvious and revolutionary.  Ask the question: Who will control the Abundance Society?  It answers itself: Everybody.

Once the first replicators came online, the technology would diffuse throughout the world rapidly.  In months?  Very likely.  Or perhaps it will be only a matter of weeks.  The originators would likely work for high-tech firms and would try to keep the design secret.  Political leaders will likely try to help them.  But as technology accelerates and the word gets out about what is possible, Open Source inventors would figure out quickly enough how to reinvent the technology.  And they would be even quicker to duplicate the work and distribute the CAD software online.  Intellectual property rights attorneys and courts will be running the Red Queen’s race against them with their Injunctions.  Inventors will find hundreds of ways around patent restrictions with CADs programmed to mutate and evolve.  One gadget could be tweaked into a hundred different gadgets in mere minutes.  Every attempt to stop or even slow down the Abundance cascade of inventions would merely spur the inventors on.

Any even moderately handy person will find it easy to build his own replicator at home using online CAD software and then reusing it to build more for friends, relatives, and neighbors.  As acceleration races on, as technological deflation shreds costs, duplication rates for production of replicators will rise around the world.  When the replicator costs the equivalent of the proverbial cup of sugar…or a piece of paper, any sense of felt deprivation arising out of the act of sharing anything, let alone valuable things like replicators and CAD programs, will ebb away.  The day may come when children will wonder at the meaning of such odd words as “selfish” and “unselfish.”  Distinctions that are vital to us will mean nothing to them.  Their sense of morality, of what acts should be banned or mandated, will shift as well.

Another word that may lose meaning is “pollution.”  Raw material for replicators can be found everywhere, literally dirt cheap.  Users will pick up material in junk piles and landfills (until there are none left) and even in their own backyards—dead leaves, sticks and twigs, and grass clippings will become handy sources of carbon for food and graphene products.  Why would anyone ever send material up in smokestacks, pour waste into rivers, or send the garbage and sewage out when every single molecule of such “waste” can be reused by replicators?

In a weird way, capitalism may well eliminate itself by generating the world’s very first truly Abundant society through the workings of its own massively creative networks of competition and cooperation.  When all scarcities end, all economic systems must end, including capitalism.  Not through bombs and barricades, but through neglect.  An apparent political paradox: We may achieve the ultimate socialist dream through capitalist methods evolving into a fundamentally libertarian society.

If I’m right about the growing pace of change in certain key technologies, we may enter the Abundance Society by the early 2020s. This will NOT be the technological Singularity. The Singularity will occur when the rate of change is so steep, technologies will be emerging that are unimaginable to us right now. The Abundance Society, on the other hand, is fully predictable and understandable, and we are much closer to it than most people realize.

The role of governance in the future

Politics at its very core addresses questions of direction for the society: What shall we do as a people?  Should certain things be subject to political control?  In the Abundance Society the field of political debate will contract as the real work of automation reshapes society.  Governments will have to start sharpening their enforcement skills and let whatever distribution skills they’ve garnered over the past century atrophy.

Think about every single function taken up by every single human government since the beginning of time.  The question is not which one of these functions should be or could be automated, but which ones must be and which ones should not be.  The debate over bans and mandates is the only real political debate remaining worth having in an age in which technology can change everything quickly—for better or for worse.

Discussion and implementation of specific effective means of enforcement against seriously dangerous uses of replicators, including the fabrication of lethal chemicals, biologicals, and nuclear material, as well as mandates on replicator controls in order to avoid runaway replication, must await the work of cutting-edge scientists and engineers in the field.  I will simply note that these means will almost certainly have to be automated because the threats will arise very quickly, as in minutes or even seconds.  And so, enforcement will not be able to include our traditional legal procedures.  No cops, no attorneys, no judges, nor juries.  No time.

When we achieve the Abundance Society, we will cease having to address questions of equity or equality.  As noted above, these questions simply won’t mean very much to people who live in Abundance.  Political freedoms will remain robust, but it’s doubtful that very many people will be very politically-minded.  Social and cultural freedoms will be widespread, but if any actions come close to the very sharply drawn danger line presented by the powerful technologies, those actions will be stopped by what will be likely be even more powerful policing and defense technologies.

This combination of libertarian laissez faire and extreme control will bewilder anyone familiar with present-day ideological debates.  But accelerating tech has been and is the largely unseen driver of political change and, even though technology does not command, the kinds of technologies we are developing today will make it reasonable for us to reshape our ideological beliefs and political actions accordingly.  The nation-state as we’ve known it will vanish.  The only aspect that will remain of today’s governments will be those carried out now by the police and armed forces: technologically upgraded and very specialized and highly focused enforcement systems.  Period.

The establishment of a global government is something that has been the goal of a number of political idealists over the ages.  The idea grew out of the dream of finally ending bloody conflict by rationalizing international affairs.  There is no possibility of the development of a world government along the lines of existing nation-states in the face of the changes accelerating tech is triggering.  There is only one possible form of world government or at least of informal governance.  A political power of some sort providing the world the automated enforcement system alluded to above.  Accelerating tech would overwhelm any other kind of governance.

Ethics embedded in technology

If the thought of placing all of your trust in one institution with the magnitude of power necessary to defend us from existential dangers is frightening (and it should be), let’s consider an alternative.  We could use the Holmesian rule of investigation as our guide in grappling with these issues as we attempt to find a better answer:  After dismissing the impossible, we must accept the improbable as being that answer.

Sherlock would suggest the logic of embedding simple, but highly moral rules within the technology itself to make sure it never oversteps moral bounds.  The technology would itself be the judge of the morality of its actions.  This would enable human ethical thought to be brought to bear extremely quickly under dangerous situations.

This would seem an exceedingly difficult challenge, but we can actually imagine (roughly) how it would work.  Simply embed a moral checklist at any point in which an action is about to be taken.  One decision-point at the end of a chain of decision-points.  Only one checklist, so the system wouldn’t have to spend precious seconds running through endless decision-points and checklists.  Each component of the enforcement system, each weapon, would thus include a basic artificial intelligence component.

To illustrate the possibilities, I’ll use some scenarios that could have taken place in the universe described by van Vogt in his science fiction novel, “The Weapons Shops of Isher.”  If you aimed the gun at a deer out of hunting season and pulled the trigger, it would not fire.  If you did so in hunting season it would fire.  If you aimed the weapon at a person, it would not fire, unless you were firing in self-defense or in defense of someone else.  This gun would have the kind of moral capability we are looking for within the enforcement technology I have in mind.  It would also have to have a deep awareness of its environment and people and their intentions.  It would be an AI.

We can’t even imagine being able to count on millions of smart people utilizing empowering future technology wisely and morally every single time.  Today, it would only take one guy with an Uzi to ruin everyone’s day.  Tomorrow, it would only take one guy (or one uncontrolled weapon) to end everyone’s life.  So, we must make sure that all Uzis are, in effect, manufactured in the Weapons Shops of Isher.

Abundance accelerating the acceleration of technology

The Abundance Society won’t end the accelerating development of technology; it will make it even easier to occur.  Millions of users of these powerful production facilities will be inventing more gadgets more often and posting CAD programs online.  They won’t be forced to await decisions of labor committees or marketing managers for permission.  In the words of the shoe company, they’ll just do it.  Nor will they have to be particularly handy.  They will simply imagine something they would like to use, tell their replicators to write the CAD, and print the prototype.  No machinists or carpenters needed.  Inventors will simply test their prototypes after printing.  As replicators improve and their owners grow more experienced working with them, the rate of invention itself will accelerate, adding to the overall rate of acceleration.

One device may branch out through design space, serving as the seed for thousands of different devices in a matter of weeks or even days, and a bit later in hours and even minutes.  Imagine larger and larger shockwave of change ripping through all areas of human life faster and faster, courtesy of the replicators and the Internet.

Clearly, the Abundance Society will not end history.  More and more important changes will be happening simultaneously, faster than ever before.  The amount of change and the pace of change will accelerate.  History will become more like a spaceship than a mule train.  As we move up the steepening curve of development, we will enter something we could call the Post-Abundance Society.  This society will not cease being Abundant; existence of Abundance will simply be taken as a given.  But, the superb control over matter and energy achieved by accelerating technology will enable us to reach past Abundance and allow us to transcend more and more historical limits on our decisions and actions.

People will find it necessary to invent brain and body augments to keep up.  Ancient biological rhythms of life will be disrupted.  What will happen when traditional human limits no longer apply or are not as restricting as they are now?  For instance, political decision-making is now limited to those cycles and to human stamina.  We can only take so many meetings and do so much reading before our time and our minds and our bodies are overwhelmed with floods of information and decisions waiting to be made.

Forms and structures of government are already morphing, flattening, fracturing under existing strains.  Think about what is to come as accelerating change strains politics past the breaking point.  Would a return small republics or direct democracies or even adhocracies be enough to handle things?  What about various systems of referenda?  What about Delphi polls, betting markets, minarchism, techno-anarchism, just plain anarchism, or rule by Artificial General Intelligences (AGIs)?

Perhaps people could enter an electronic legislative assembly and leave it as their desires for better and more nuanced security systems are met and their interests change?  Will that assembly exist as a mere pattern of activity, a standing wave of interaction on the Internet or in Virtual Reality, as the membership keep changing moment by moment?  Perhaps such a system could keep up the pace for a while.  But it will seem as soon as some innovative form of government is offered by political science as a palliative, it may already be rendered obsolete.  There may never be one best system of government ever again.

We can always guess as to what changes might be taking place in terms of societies and politics, even though we can’t know, not until we get there ourselves.  To handle such immense change, people may choose to augment their brains and bodies to computer speed.  Or they may choose to upload their minds into an immensely capable computer-based Virtual Reality, sometimes referred to as a noosphere, so that they may continue to experience existence at ever greater speeds.  They would become incomprehensibly intelligence from our standpoint.  They may choose to double their knowledge, experience, and capabilities at the same dizzying rate that technology is exploding in order to keep up.

Could transhuman technology eventually disrupt the cohesion of society?

Political philosophy has rested tacitly or overtly over the centuries on the recognition of a number of human limits.  What happens when those limits are surpassed by the emergence of transhuman bodies and minds?  Accelerating times will cause a problem with time itself.  People no longer have the time to adjust, to take meetings, to read, to make trade-offs, to settle moral/ethical quandaries.  Things simply keep changing faster and faster.  We humans need time to figure difficult problems out, and acceleration will not give us that time.  We’ll struggle to keep up.  We’ll get our brain augments for purely practical reasons: We’ll need to think a million times faster than we do now in order to deal with a reality that’s changing at least that fast.

Those aspects of traditional societies and politics that had survived the gauntlet of Abundance will likely get shredded by the extreme tempo of change of the Singularity.  A moral sense, a sense of being a member of a community of fellow humans, a sense of limits, a set of social skills, a sense of rights and of justice, a sum of our behaviors, our perceptions, our capabilities, our tendencies, our emotions, what we tend to love and tend to hate, and again, our sense of limits.  All of these will become vulnerable to extreme rates of change.

When we Upload, when we change our bodies into any shape on whim and then do so over and over again, when we master endless skills and combine them in endless ways for amusement and personal growth, when we have far more power than today’s nation-states at our fingertips, when we are able to swap memories with other humans and AGIs whenever we desire more experiences, when we can enter into group minds and leave them at will, what realm of existence could be left for politics, except perhaps for a strange form of virtual adhocracy, group minds through which individuals merge and detach as decisions are made?

And what of the possibilities offered by extreme life extension and youth extension?  Political systems today are structured to deal with ancient cycles of birth, childhood, adulthood, elderhood, and death.  If other drastic changes didn’t unhinge politics as we’ve known it, life extension surely would.

Those thinkers, such as Francis Fukuyama, mindful of the potential of radical societal change offered by accelerating technology, express a fundamental, quite reasonable fear: That we will soon cease sharing a common humanity, that inequalities far more fundamental and injurious than any we have ever experienced will become our fate as the human race fissions into a thousand drastically different races, or perhaps different species.  And would this fissioning continue as people differentiate themselves within those races and species, each generation splintering more and more?  As we upgrade our brains and Upload our minds, our capabilities could soon become so differentiated that we could never see each other as truly recognizably human.

How sociable and courteous would all these beings be with one another?  Would life become so different for these beings that they would no longer be able to communicate or even apprehend the existence of one another?  What would moral and immoral intentions and actions directed toward such various beings entail?  What would enforcement of norms entail?  What would norms entail?  Could such varied beings ever form one moral community?  Could they ever treat each other as equals, or even think of the other as an equal, at least in some limited way?  A modicum of trust in politics is vital to establishing any kind of effective decision-making system for the group—or for numerous interacting groups.  Here, trust must be virtually non-existent.  Think about how badly humans have treated the dreaded stranger, the other, over the ages.  Based on past performance, the prognosis does not look good.

The warnings are dire.  We face a post-human future in which dangerously chaotic forces make survival precarious.  In this potential future, the remnants of democracy are incinerated in the heat of extreme change.  Human freedom dies in the flames.  Those who fear this future recommended relinquishment of advanced technologies to prevent it.  A very harsh response.  But, never mind for the moment if relinquishment is desirable or not.  Is it even possible?

The infeasibility of technological relinquishment

Let’s say we set out to control the nanotechnology revolution and the biotechnical revolution and the computer revolution and the replicator revolution and so on.  Let’s say we will mandate the end of all advances in computation, replication, miniaturization, and precision.  What would we have to do?  In order to make enforcement of norms against advanced technology effective, political efforts would have to include arriving at a deep understanding of what exactly dangerous technologies are, achieving strict international agreements and conventions against said dangerous technologies, and establishing effective enforcement procedures to wipe out said dangerous technologies.  Is such understanding possible?  Are such agreements possible?  Are such procedures possible?  We lack substantial agreement on any sort of universal values system—individuals, groups, and nations are in sharp disagreement on so many such norms.  We have the additional difficulty of a lack of a recognized, valid set of international decision-makers.  We would also face one insurmountable obstacle, a true paradox: It would take advanced technology to enforce a ban on advanced technologies.

Who could accurately forecast which specific technological development would harm or help humanity and exactly what it would do under various circumstances?  What about future technologies any permitted technology would spawn, a cascade of generations upon generations of new technologies now unimaginable to the regulatory panel of experts?  What if anything would they have to say about these now non-existent technologies?  How could they possibly judge their worth and their danger?

Even if we somehow succeeded in settling these matters, the temptation to defect against relinquishment laws would be severe.  The immediate concrete benefits of doing so would be perceived by defectors to greatly outweigh any abstract future risks.  Human enhancement involves a very real temptation to defect because such enhancements hold out opportunities to better compete against other humans.  Furthermore, an early defector will cause a cascade of defectors.  The logic of arms races would prevail.

Temptations to defect hint at the chaotic nature of cooperation under these circumstances.  It’s like balancing a top.  It will spin nicely for a while, but one little bobble and the time for it to topple over will come very soon.  And then there’s the metaphor of the pile of sand at criticality.  One more sand particle dropped on it may well set off an avalanche.

Since everyone knowledgeable enough to develop advanced technology would have to, in effect, voluntarily cooperate with a regimen of relinquishment (it’s clear that physically enforced cooperation simply would never work), any individual or small group could effectively destroy the agreements by defecting.  There can be but one possible result of relinquishment—utter failure.

Smart brain augmentation facilitating cohesion

However, there may be a wholly different way of dealing with dangerous technology.  We must consider the implications of the fact that liberal democracy itself was made possible by these very trends we fear.  Democracy was invented by people inspired by the sociological changes accelerating technology was triggering.  Its development was fostered by further acceleration.  This is no surprise.  After all, the human drive to achieve more and more well-being for more and more people is what drove human inventiveness in the first place.

instead of regulation forestalling the fissioning of the human race, which as we’ve seen is doomed to failure, how about using the technology itself to prevent a total rupture of relationships between what may potentially turn out to be many human races?  Here is a startling reason for us to develop brain augment technology as soon as possible: It may foster within us very deep sense of mutual fellow-feeling.

The original idea behind this concept was to use brain augments to give us access to a massive growing amount of information with the computing power to handle it.  But in brain augments, information could also flow the opposite way.  Brain augments could be used to record the massive amount of information the human brain generates when it thinks, feels, remembers, imagines, anticipates, plans, accepts, rejects, and directs the body to do anything.  We could do this in order to preserve our sense of self for future Uploading to the Singularity’s noosphere.  We could conduct these recordings over any amount of time.  Years, perhaps.

Now, while we’re busy recording ourselves, we might also choose to pool copies of portions of our memories and other aspects of our active minds, creating numerous AIs that would retain mental models of what we could call the “baseline human.”  These would essentially be recordings of our ordinary, pre-Singularity selves.  We might either choose to leave them frozen, unchanged, or perhaps we would interact with them and they would change over time.  We might also exchange them, merge them into standard personalities, and copy them for one another.  If we do so, we would in effect create the mental template of the baseline human that all future humans would hold in common for ages to come.

And so, as our species fractures, every individual in every human species would retain copies of the baseline human and use them as translating devices to communicate with all other species of humans when desired.  Think of them as communications links or archival sources or decoding devices and all of the above and more.  If this bridging technology is developed, our future selves may be able to avert the disaster that Fukuyama has warned us against.  Even though our future selves may be as radically different as he fears or even more different than he or any of us could imagine, every one of our future selves would still retain the baseline human historical commonality.  As such, this commonality, link, translator, AI or whatever, would serve to keep all descendants of humans “together” in some sense hinted at by that vague word.  It would give us at least a small felt sense of kinship, of fellow-feeling, or perhaps even the tiniest touch of a sense of egalitarianism.  At the very least, it would smooth the rough edges that are sure to grow as we differentiate at accelerating speeds.  And it may enable us avert serious violence due to misunderstandings and keep the Singularity reasonably peaceful and secure.

The Singularity is upon us

What I have envisioned is the unexpected: a future in which accelerating technology successfully generates effective accelerating politics for accelerating societies, a future in which new, strange technologies, politics, and societies are being replaced more and more rapidly by newer, truly incomprehensible technologies, politics, and societies.

We have edged our way up close to the event horizon of the technological Singularity, to that point where we can no longer see beyond the onrush of acceleration.  As it turns out, life has been striving for that moment all along, unknowingly but continually, in unerring direction, long before the first humans existed.  Participation is the necessary work of all, not merely the work of one class or one race or one civilization, but every single human being now living or yet to be born.

An immense historical process is underway—an emergence of accelerating human capacity and capability, the creation of which is becoming even more unimaginable as acceleration continues to flood our awareness with novelties and breakthroughs—faster, faster, faster.

The Singularity is now upon us.  Things have gotten very strange.  So strange, so far beyond anything we have known that we can no longer distinguish any landmarks nor can we make any recommendations to those who enter here.  And so this meditation on technology and politics must come to an end.  Our proper response to acceleration at this point, for now, must be silence.

Sources

Anisssimov, Michael, A Critique of Democracy: A Guide for NeoreactionariesZenit Books, 2015.

Arendt, Hannah, On Revolution.  New York: Viking, 1963.

Burke, James, Connections.  (North American edition)  Little, Brown, 1978.

Diamandis, Peter H. and Steven Kotler, Abundance: The Future is Better than You Think.  New York: Free Press, 2012.

Drexler, Eric, Engines of Creation: The Coming Era of Nanotechnology.  New York: Doubleday, 1986.

Fukuyama, Francis, Our Posthuman Future: Consequences of the Biotechnology Revolution.  New York: Farrar, Straus and Giroux, 2002.

Gleick, James, Faster: The Acceleration of Just About Everything.  New York: Pantheon, 1999.

Hughes, Thomas P., American Genesis: A Century of Invention and Technological Enthusiasm 1870-1970.  New York: Viking, 1989.

Kurzweil, Ray, The Singularity Is Near: When Humans Transcend Biology.  New York: Viking, 2005.

Morem, Sally, “Of Robots, Empires and Pencils: The Worlds of Isaac Asimov Reconsidered.”  Published by Sally Morem, June 11, 2008. https://www.scribd.com/doc/3302001/Of-Robots-and-Empire-Asimov

Pfeiffer, John, “The Creative Explosion: An Inquiry into the Origins of Art and Religion.”  Ithaca, New York: Cornell University Press, 1985.

Quah, Nicholas, “The Last Man and the Banality of Evil,” Senior Thesis.  Middletown, Connecticut: Wesleyan University, 2012.  http://wesscholar.wesleyan.edu/cgi/viewcontent.cgi?article=1889&context=etd_hon_theses

Rodgers, Richard and Oscar Hammerstein II, Oklahoma, Broadway musical.  First performance: Marsh 31, 1943.

Smart, John, “A Brief History of Intellectual Discussion of Accelerating Change.”  Published by John Smart in 2008.  http://www.accelerationwatch.com/history_brief.html

Thomas, Elizabeth Marshall, Reindeer Moon.  New York: Houghton Mifflin, 1987.

Vinge, Vernor, “The Coming Technological Singularity.”  Published by Vernor Vinge in 1993.  https://www-rohan.sdsu.edu/faculty/vinge/misc/singularity.html

Wright, Robert, Non-Zero: The Logic of Human Destiny.  New York: Pantheon, 2000.

Footnote

The article above features as Chapter 10 of the Transpolitica book “Anticipating tomorrow’s politics”. Transpolitica welcomes feedback. Your comments will help to shape the evolution of Transpolitica communications.

Image source: Pixabay

Politicians looking for new ideas after UK General Election

Two of the great political parties in the UK are in a state of shock this morning, in the wake of (for them) highly disappointing results in the General Election.

Constituency Results

These parties are Labour (won constituencies shown in red in the map above) and the Liberal Democrats (orange).

Typical of the words I’m hearing from their supporters, on TV this morning, are “it’s been an absolutely dreadful night for us”.

No doubt these parties will be reconsidering their leadership. They may decide they need new faces to lead them.

But at the same time – and arguably more important – these parties will be considering potential major changes in their policies for the future.

It’s an opportunity for the politicians in these parties to recognise the issues of the future, and to bring them to the centre stage of their new policies. These are the issues which Transpolitica has been highlighting – issues such as the following:

  1. How to construct a new social contract – perhaps involving universal basic income – in order to cope with the increased technological unemployment (and likely growing sense of social alienation) which is likely to arise from improved automation
  2. How to accelerate the development of personal genome healthcare, stem cell therapies, rejuvenation biotech, and other regenerative medicine, in order to enable much healthier people with much lower ongoing healthcare costs
  3. How to accelerate lower-cost high quality continuous access to educational material, such as MOOCs, that will prepare people for the radically different future that lies ahead
  4. How to ensure that a green tech new deal succeeds, rather than continues to fall short of expectations (as it has been doing for the last 5-6 years)
  5. How to identify and accelerate the new industries where the UK can be playing a leading role over the next 5-10 years
  6. How society should be intelligently assessing any new existential risks that emerging technologies may unintentionally trigger
  7. How to transition the network of bodies that operate international governance to a new status that is fit for the growing challenges of the coming decades (rather than perpetuating the inertia from the times of their foundations)
  8. How technology can involve more people – and more wisdom and insight from more people – in the collective decision-making that passes for political processes
  9. How to create new goals for society that embody a much better understanding of human happiness, human potential, and human flourishing, rather than the narrow economic criteria that currently dominate decisions
  10. How to prepare everyone for the next leaps forward in human consciousness which will be enabled by explorations of both inner and outer space.

I look forward to engaging conversation with forward-thinking politicians in all parties in the months and years ahead.

I say that, despite the fact that the UK’s two transhumanist candidates fared poorly in their own constituencies.

Alexander Karran, standing under an Independent banner in Liverpool Walton, came second bottom in that constituency, with 56 votes in his favour.

Liverpool WaltonWith Alex being unable to put the words “Transhumanist Party” after his name on the ballot paper (because it take several months for a new party to be formally registered in the UK), it’s not particularly surprising that most people in that constituency did not find a reason to vote for him. This result is a foundation for much better results in the future.

Darren Reynolds, standing as a Liberal Democratic in Bolton South East, fared better in absolute terms, with 1,072 votes, but suffered as part of a huge nationwide decline of -15.1% in the Liberal Democrat vote compared to the previous (2010) election.

Bolton South EastIn Bolton South East, the Liberal Democrat vote declined by 13.2%, which is less than the national average, showing (perhaps) some credit to Darren’s campaign.

For the 2015 election, transhumanist and technoprogressive topics hardly received any airtime in the public discussion. It will take some time to build up the necessary momentum. That work starts today.

Transpolitica news: priority tasks

Four months after the formation of Transpolitica, it’s a good time to check what are the right priorities, to ensure we achieve the best impact.

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Re-scoping Book 2

I’ve updated the description of the kind of material I’m looking to include in the second Transpolitica book. Here’s an excerpt from the project page:

The chapters in this book are expected to be relatively short (maximum 5,000 words, but could be as short as 1,000 words), clearly written, and engaging for the general public.

Preference will be given to chapters which will be perceived as newsworthy – they will be of real interest to journalists and bloggers, who will want to write about their content. These chapters should, therefore, be novel and provocative, without sacrificing rationality or objectivity…

Good topics for chapters are anything that addresses the list of “high priority” tasks from the Transpolitica Projects webpage.

This change in emphasis is intended to address one issue – the comparative lack of significant online discussion on any of the chapters from Book 1.

  • Even though most of the chapters from Book 1 are now available online, in links from this page, there’s been little debate about their content. That’s despite the chapters having lots of interesting ideas in them.
  • We could attempt to stir up more discussion by better marketing of the content – and that’s something we’ll attempt
  • But we also have to recognise the limited attention span of most audience members. Unless we quickly catch the attention of readers, and stir them to a response, the moment of opportunity is lost.

Thanks to everyone who has already submitted abstracts for contents for Book 2. I’ve extended the period in which abstracts can be received, up until the 5th of May.

Note: At time of writing, seven of the ten chapters from Book 1 are available online. The other three will be released over the next few days – as soon as we can identify suitable graphic images that illustrate the chapters. (Any suggestions are welcome!)

Re-scoping the task list

As you can see, I’ve put more structure into the Transpolitica Projects page. It now states:

By preference, we encourage participation in the projects listed as “high priority”. Note: projects are placed in this category depending on:

  • Feedback from the individual politicians that Transpolitica is seeking to support
  • The views expressed by Transpolitica consultants and researchers

I’ll value comments on which tasks deserve to be listed as priorities. Here’s a copy of the current list:

Transpolitica YouTube channel

In case you haven’t seen it: Transpolitica now has a YouTube channel. Click here to visit it, where you’ll be able to subscribe to it.

(Hopefully the channel URL will soon have its own custom URL, instead of the lengthy string “UCQ2s-Bi_LaBhukUmD-D81Kw”)

There are only three videos on the channel at the moment, but expect many more over the months and years ahead.

 

An introduction to tomorrow’s politics

By David W. Wood, Executive Director, Transpolitica

The Transpolitica manifesto summarised

Today’s most pressing political problems

Transpolitica seeks to uncover and highlight what can be called “tomorrow’s solutions to today’s most pressing political problems”. What are these problems?

The polling agency YouGov conducts frequent surveys of political opinion. On the 4th of March 2015, they revealed the preferences indicated by a representative sample of 1701 voters from throughout the United Kingdom (PDF). Survey participants were asked to specify up to three issues, out of a range of 13 choices, in response to this question:

Which of the following do you think are the most important issues facing the country at this time?

The top-ranked issues were as follows:

  • Immigration & asylum – selected by 50% of participants
  • The economy – selected by 46%
  • Health – 42%
  • Welfare benefits – 30%.

At the same time, the survey participants were also asked a different question (referring to the same set of 13 possible choices):

Which of the following do you think are the most important issues facing you and your family?

For this question, the top-ranked issues were slightly different:

  • The economy – 43%
  • Health – 38%
  • Pensions – 29%
  • Tax – 21%.

YouGov also periodically ask voters for their feedback on the performance of the main party leaders in the United Kingdom parliament. The results are that these three leaders are all judged more as “doing badly” than as “doing well” (or as “undecided”). At time of writing, their most recent “doing badly” ratings were (PDF) 50%, 66%, and 70%.

Taking one step back from these results, I perceive a great deal of anxiety among potential voters. They’re worried about how they and their families will be able to afford healthcare and other necessities of life, especially as they or their loved ones experience old age. These worries are compounded:

  • As many new people are migrating into the country, potentially overwhelming local schools and local welfare services
  • As there are many pressures on the national health service
  • As politicians seem unable to make any real changes.

Looking further around the world, I see some common underlying patterns:

  • Electors are disturbed by the pace of social change and uncertainty about the future
  • Governments often seem to be a hindrance to positive change (not an enabler)
  • Politicians are caught up in their own systems – they cannot rise above inertia
  • Politics are subject to strong vested interests, including finance and corporations
  • Voting often ends up being tactical or ineffective (especially in “first past the post” systems)
  • Political parties fail to present any compelling big vision for the future (beyond talking about economic matters).

Technology as the solution

The solution offered by Transpolitica to the political problems being experienced around the world can be summarised in a single word: technology.

Society has already seen remarkable changes in the last 10-20 years as a result of rapid progress in fields such as electronics, computers, digitisation, and automation. In each case, the description “revolution” is appropriate.

But even these revolutions pale in significance to the changes that will, potentially, arise in the next 10-20 years from extraordinary developments in healthcare, brain sciences, atomically precise manufacturing, 3D printing, distributed production of renewable energy, artificial intelligence, and improved knowledge management. Indeed, the next 10-20 years look set to witness four profound convergences:

  • Between artificial intelligence and human intelligence – with next generation systems increasingly embodying so-called “deep learning”, “hybrid intelligence”, and even “artificial emotional intelligence”
  • Between machine and human – with smart technology evolving from “mobile” to “wearable” and then to “insideable”, and with the emergence of exoskeletons and other cyborg technology
  • Between software and biology – with programming moving from silicon (semiconductor) to carbon (DNA and beyond), with the expansion of synthetic biology, and with the application of genetic engineering
  • Between virtual and physical – with the prevalence of augmented reality vision systems, augmented reality education via new MOOCs (massive open online courses), cryptocurrencies that remove the need for centralised audit authorities, and lots more.

Each of these four grand convergences will be far-reaching in its own right, but the combination of all four happening in parallel injects additional large elements of uncertainty.

The changes ahead have been likened to a dozen different Gutenberg moments happening simultaneously. Here’s a report by Singularity Hub writer Jason Dorrier about the opening remarks at the Singularity University (SU) Summit held in Amsterdam in November 2014:

SU’s global ambassador and founding executive director, Salim Ismail, set the stage.

We’re at an inflection point, he said, where we are digitizing and augmenting the human experience with technology. That digitization is accelerating change. The question is: How can individuals and society, more generally, navigate it?

Five hundred years ago, Johannes Gutenberg’s printing press freed information as never before. Ismail framed the current pace of technology as Gutenberg to the extreme, “We’re having about a dozen Gutenberg moments all at the same time.”

It’s true…currently, I’m listening to experts communicate new and novel ideas. I take notes on a laptop, connect to the internet, find images, load the article—and publish (for free). Ideas from the mouths of the few to the brains of the many in mere moments.

This flow of information is driving idea cross-pollination and innovation on a massive scale.

Listening to Ismail’s talk, I was reminded of a quote. Generally attributed to Elbert Hubbard, it goes like this, “The world is moving so fast these days that a man who says it can’t be done is generally interrupted by someone doing it.”

Politics as the complication

In principle, technological developments have the potential to generate abundance – plenty of material possessions, healthy longevity, uplifting mental life, and profound experiences, to dissolve the worries of electors around the world. Voters will no longer need to hustle and campaign for adequate provision of welfare services, such as pension, education, and healthcare.

However, there are many uncertainties that influence technology – both how it is developed, and how it is deployed. Technology does not determine its own outcome. Instead, the allocation of resources to technological development is strongly impacted by the operation of markets, incentives, subsidies, regulations, and public expectations. In turn, all of these factors are impacted by politics (either in commission or in omission).

Politics as the complication

For this reason, the statement

Technology can enable bigger positive changes in the next ten years than in any previous ten year period…

needs to be followed by an important proviso:

…providing these technologies receive sufficient funding, focus, and regulatory support – as provided by a positive political climate.

Transpolitica therefore wishes to engage with politicians of all parties to increase the likelihood of an attractive, equitable, sustainable, progressive future, enabled by a combination of new technology and new politics. The ideas raised in this book are designed:

  • To elevate the thinking of politicians and other leaders, away from being dominated by the raucous issues of the present, to addressing the larger possibilities of the near future
  • To draw attention to technological opportunities, map out attractive roads ahead, and address the obstacles which are preventing us from fulfilling a potential that far exceeds the present status quo.

Bold, regenerative projects

If the single-word summary of the Transpolitica manifesto is “technology”, the single-sentence summary spells out a more concrete request:

Transpolitica calls upon politicians of all parties to define and support bold, regenerative projects to take full advantage of accelerating technology.

Such projects have taken place before, with outstanding results. One important example is the 1960s Apollo “moonshot” program, launched with the following words in September 1962 by US President John F. Kennedy at a speech at Rice Stadium in Florida:

We choose to go to the moon in this decade and do the other things, not because they are easy, but because they are hard, because that goal will serve to organize and measure the best of our energies and skills, because that challenge is one that we are willing to accept, one we are unwilling to postpone, and one which we intend to win…

If I were to say, my fellow citizens, that we shall send to the moon, 240,000 miles away from the control station in Houston, a giant rocket more than 300 feet tall, the length of this football field, made of new metal alloys, some of which have not yet been invented, capable of standing heat and stresses several times more than have ever been experienced, fitted together with a precision better than the finest watch, carrying all the equipment needed for propulsion, guidance, control, communications, food and survival, on an untried mission, to an unknown celestial body, and then return it safely to earth, re-entering the atmosphere at speeds of over 25,000 miles per hour, causing heat about half that of the temperature of the sun… and do all this, and do it right, and do it first before this decade is out – then we must be bold.

Similar bold huge projects have taken place in wartime: consider the Manhattan project to develop the first atomic bomb, carried out under the threat that axis powers might reach that fearsome outcome first. Another example is the post-war “Marshall Plan” peacetime reconstructive project – a project that involved far-sighted economic innovation rather than technological innovation.  And let’s not forget the grand project in the United Kingdom to set up the Welfare State and the National Health Service.

These projects share the characteristic of being bold and visionary. They were able to galvanize huge collaborative endeavours, via providing a profound sense of manifest purpose and shared destiny.

In the present times, two EU regenerative projects are worth mentioning. Each has a budget of around one billion euros:

First, the “Human Brain Project” is described as follows:

Understanding the human brain is one of the greatest challenges facing 21st century science. If we can rise to the challenge, we can gain profound insights into what makes us human, develop new treatments for brain disease and build revolutionary new computing technologies. Today, for the first time, modern ICT [information and comms technology] has brought these goals within sight.

Second, consider the “Graphene Flagship”:

The Graphene Flagship’s overriding goal is to take graphene, related layered materials and hybrid systems from a state of raw potential to a point where they can revolutionize multiple industries… and put Europe at the heart of the process, with a manifold return on the investment as technological innovation, economic exploitation and societal benefits.

Each of these EU projects has the expectation of generating economic and social benefits, in addition to technological innovation. That characteristic is shared by the various proposed Transpolitica regenerative projects. One difference, however, is the matter of scale. The Transpolitica projects are conceived as involving larger resources, larger collective effort, and larger outputs.

The six Transpolitica regenerative projects

1. Clean tech -> sustainable growth -> material abundance for all

Enough sunlight strikes the earth each hour to power all of humanity’s needs for an entire year. An analysis published in Nature contends that wind energy could provide 20-100 times current global power demand. Earth also experiences a natural abundance of energy from wave and from geothermal. In turn, this rich abundance of multiple forms of renewable energy can be used to provide more than enough food and clean water for everyone’s needs. This regenerative project can take advantage of improvements in energy storage and transport, in desalination, in agriculture, in the creation of synthetic food, and (with some care) genetically modified organisms.

Even if human population levels rise significantly in the decades ahead, there’s no reason why anyone should suffer any shortage of material possessions. What’s more, we can have lifestyles that avoid causing any degradation in the environment. Developments in fields such as nanotechnology can improve our ability to usefully recycle the waste arising from our activities.

This is not a vision of reversing growth; nor one of zero growth. People don’t need to anticipate living more frugally than at present. On the contrary, this is a vision of positive sustainable growth, empowered by numerous improvements in green technology.

The difficulty, however, is that green technologies are progressing too slowly. Too many financial subsidies are diverted into energy resources that have highly polluting side effects. The transition to cleaner lifestyles is fitful and erratic. In contrast to that future vision of humanity living in positive harmony with the environment, present-day societies are pushing the planet close to devastating tipping points. Vested interests, driven by short-term financial concerns, are obstructing a rational allocation of research and development resources. That’s why politicians need to exert much greater green leadership:

  • Championing a wide-ranging investigation into which green technologies are the most promising
  • Where needed, orchestrating long-term, patient investment, and adjusting regulatory frameworks
  • Opposing any distortions that short-term interests exert on the R&D landscape.

Some readers may be nervous at this mention of a positive role for governments in assisting a technological revolution. They may believe that government intervention is inevitably misguided and counterproductive. I offer the counter-analysis of renowned Venezuelan scholar Carlota Perez, whose book “Technological Revolutions and Financial Capital: The Dynamics of Bubbles and Golden Ages” is, rightly, held in high regard. Perez describes recent history as featuring five major technical-economic cycles:

  1. From 1771: The First Industrial Revolution (machines, factories, and canals)
  2. From 1829: The Age of Steam, Coal, Iron, and Railways
  3. From 1875: The Age of Steel and Heavy Engineering (electrical, chemical, civil, naval)
  4. From 1908: The Age of the Automobile, Oil, Petrochemicals, and Mass Production
  5. From 1971: The Age of Information Technology and Telecommunications.

Perez argues that the technology of wave five in this list is already in the process of undoing many of the environmental problems introduced by wave four.

Nevertheless, despite her optimism that “a sustainable positive-sum future is possible”, Perez states clearly (PDF):

  • It will not happen automatically: the market cannot do it alone
  • The state must come back into the picture.

Her analysis proceeds:

  • Each technological revolution propagates in two different periods
  • The first half sets up the infrastructure and lets the markets pick the winners
  • The second half (“the Golden Age” of the wave) reaps the full economic and social potential
  • Each Golden Age has been facilitated by enabling regulation and policies for shaping and widening markets.

2. Rejuvenation biotech -> Longevity dividend -> healthy longevity for all

The second proposed regenerative project focuses, not on material abundance, but on an abundance of health, for as long as people wish to live.

Given adequate R&D resources, human longevity could be enormously extended, using technologies which are already broadly understood. Prolonging healthy lifespan would clearly benefit the very large number of citizens concerned, and it would also benefit society by preserving and deepening the experience and wisdom available to solve our various social problems.

In this way, Transpolitica supports the aspiration of people in all corners of the globe to indefinite healthy life extension. Rejuvenation therapies based on regenerative medicine can and should be developed and progressively made available to all citizens. The resulting “longevity dividend” will have large social and economic benefits, as well as personal ones.

The longevity dividend fits the maxim that “prevention is cheaper than cure”. Another homely saying captures a related perspective: “a stitch in time saves nine”. Once rejuvenation therapies are available, periodic application of these therapies will undo the accumulated damage of biological aging. As a result, the present very expensive healthcare costs that are frequently incurred in the last years of someone’s life will be deferred and, ultimately, avoided completely.

If readers are hearing for the first time about the concept of the longevity dividend, they may find it surprising. It’s a subject which I am exploring at some length in a forthcoming book, “Approaching rejuvenation: Is science on the point of radically extending human longevity?”  For now, a brief explanation will have to suffice.

The basic idea is that aging should be recognised as an underlying common cause and exacerbating agent of all sorts of disease. Addressing aging can, therefore, be expected to reduce both the occurrence and the severity of these diseases. The approach is described in an article “A Reimagined Research Strategy for Aging” from the website of the SENS Research Foundation:

Many things go wrong with aging bodies, but at the root of them all is the burden of decades of unrepaired damage to the cellular and molecular structures that make up the functional units of our tissues. As each essential microscopic structure fails, tissue function becomes progressively compromised – imperceptibly at first, but ending in the slide into the diseases and disabilities of aging.

SENS Research Foundation’s strategy to prevent and reverse age-related ill-health is to apply the principles of regenerative medicine to repair the damage of aging at the level where it occurs. We are developing a new kind of medicine: regenerative therapies that remove, repair, replace, or render harmless the cellular and molecular damage that has accumulated in our tissues with time. By reconstructing the structured order of the living machinery of our tissues, these rejuvenation biotechnologies will restore the normal functioning of the body’s cells and essential biomolecules, returning aging tissues to health and bringing back the body’s youthful vigour.

Potential damage-limitation and damage-reduction therapies range as follows:

  • Regenerative mechanisms which already operate in healthy humans (especially in young healthy humans), and which could be encouraged to continue operating beyond the point when they ordinarily lose their potency
  • Regenerative mechanisms which already operate in non-human animals, and which could be triggered, via ingenious processes, to operate in humans
  • Brand new biological mechanisms, created via methods such as synthetic biology and genetic engineering, which have no direct parallel within any existing animals (human or otherwise)
  • Brand new physical mechanisms at the macro-scale, for example involving mechanical replacement body parts
  • Brand new physical mechanisms at the nano-scale, such as nano-surgery
  • Combinations of the above.

Depending on the type of damage being addressed, different regenerative therapies will be needed. Transpolitica advocates that extensive experiments with more than one type of therapy should be carried out, to determine which approaches are the most effective in different circumstances.

A practical suggestion is that 20% of the public research funding that currently goes to specific diseases should be reassigned, instead, to researching solutions to aging. This “ending aging” angle is likely to provide promising lines of research and solutions to many diseases, such as senile dementia (including Alzheimer’s), cancer, heart disease, motor neurone disease, respiratory diseases, and stroke.

3. Improved brain science -> Super well-being for all

The third proposed regenerative project focuses on yet another type of abundance: mental well-being, including well-being in the emotional and spiritual dimensions.

Just as science is providing us with unprecedented understanding of energy and materials (the first regenerative project), and of bodily health and rejuvenation (the second), it is also providing us with unprecedented insight into the operation of mind and brain. To an extent never before imagined, we are gaining an awareness of the factors that influence our levels of happiness, engagement, creativity, autonomy, mindfulness, and consciousness.

Presently, many of us often struggle through periods of life in which, despite having lots of possessions, we’re only semi-conscious. But with more focus on the causes of mental well-being – causes that include physical, chemical, biological, physiological, psychological, and social factors, as well as intellectual development – technology will become better placed to allow everyone access to states of mental enlightenment which, previously, were hard even to imagine.

4. Automation -> New social contract -> Universal income

Emerging technologies – in particular automation – are likely to impose significant strains on the current economic model. It is far from clear how this will play out; it’s also unclear what the best strategies for response are. Society and its leaders need to consider and discuss these changes, and draw up plans to deal with different outcome scenarios.

Transpolitica anticipates that accelerating technological unemployment may cause growing social disruption and increased social inequality and alienation. People who trained hard for new career opportunities may discover that their employment prospects have been quickly overtaken by increasingly sophisticated robots, AIs, or other software – automation systems that have gained new skills at a rate faster than can be matched by human trainees.

A new social contract is needed, involving appropriate social, educational, and economic support for those who are left with no viable option of ‘earning a living’ due to this unprecedented technological change.

A form of negative income tax (as proposed by Milton Friedman) or a basic income guarantee could provide the basis for this new social contract. It may take a moonshot-scale program to fully design and implement these changes in our social welfare systems. However, political parties around the world have developed promising models, backed up by significant research, for how universal basic income might be implemented in a cost-effective manner. Transpolitica urges experimentation followed by action based on the best of these insights.

5. Risk awareness and management -> Avoid existential threats

Some emerging technologies – in particular artificial general intelligence and nanotechnology – are so powerful as to produce changes more dramatic than anything since the agricultural revolution. The outcomes could be extraordinarily positive for humanity, or they could threaten our very existence.

Existing technologies already pose potential catastrophic risks to the well-being of humanity:

  • The risk persists of accidental nuclear warfare
  • Runaway climate change might be triggered by unchecked emissions of greenhouse gases that push global temperatures beyond sudden tipping points.

There are further complications from relatively easy access by alienated, destructive individuals to weapons of mass destruction, including dirty bombs and synthetic pathogens.

Without being complacent, Transpolitica believes that sustained human innovation can mitigate all these risks, once they are fully understood. We call for significant resources to be applied to working out how to ensure that the outcomes are positive.

The wise management of the full set of existential risks is likely to involve innovations in technology (e.g. the development and production of cleaner energy sources), economics (e.g. a carbon tax to redress the market failure of unpenalized negative externalities), and politics (e.g. the collaborative creation and enforcement of binding treaties). The end outcome will be the successful harnessing of technologies, both old and new, for the radical enhancement of humanity.

6. Improved rationality -> New democratic governance

Whereas the fourth regenerative project seeks to deal with the possible end of employment (in the wake of improved automation), and the fifth regenerative project seeks to deal with the possible end of humanity itself (in the wake of adverse usage of technology), the sixth seeks to deal with possible failures in the operation of democracy. These failures may arise from technology being, again, applied for ill purpose, by autocrats and other politicians desperate to hang onto power and influence. Unless it addresses this risk, society faces the unwelcome prospect that the full benefits of new technology will be restricted, subverted, or negated.

The underpinnings of a prosperous, democratic, open society include digital rights, trusted, safe identities, robust infrastructure, and the ability to communicate freely without fear of recrimination or persecution. Transpolitica therefore wishes to:

  • Accelerate the development and deployment of tools ensuring personal privacy and improved cyber-security
  • Ensure the protection of critical Internet services even for the cases of wars and other emergencies (these services will include web archival, GitHub, Wikipedia, StackOverflow, trusted root keys, etc); for comparison, this protection is just as vital as the storing the seeds of critical food plants in the Norwegian Doomsday Vault
  • Extend governmental open data initiatives
  • Champion the adoption of “Democracy 2.0” online digital tools to improve knowledge-sharing, fact-checking, and collective decision-making
  • Increase the usefulness and effectiveness of online petitions
  • Restrict the undue influence which finance can have over the electoral and legislative process.

Government policy should be based on evidence rather than ideology:

  • Insights from the emerging field of cognitive biases should be adapted into decision-making processes
  • New committees and organisations should be designed so that they are less likely to suffer groupthink
  • AI systems should be increasingly used to support smart decision making.

Finally, to guard against a different form of oppression of free debate, all laws restricting free-speech based on the concept of “personal offence” should be revoked (this is a distinct concept from the crime of harassment). The principle should be advanced that anyone accepted into a country, whether as a visitor or as an immigrant, must confirm that they fully accept the principle of free speech, and renounce any use of legal or extralegal means to silence those who offend their religion or worldview.

With these safeguards all in place, the influence of politics on the development and deployment of technology should become beneficial rather than adverse. It will contribute to the creation of a positive feedback network of influences.

Building a positive feedback network

This same positive network also includes positive influences both to and from education. Education is addressed, in the Transpolitica framework, as one of four key enablers of the set of regenerative projects. Let’s turn to these next.

The four Transpolitica regeneration enablers

7. Education transformed in readiness for a radically different future

Transpolitica advocates a series of transformations in education. A greater proportion of time spent in education and training (whether formal or informal) should be future-focused, exploring

  • Which future scenarios are technically feasible, and which are fantasies
  • Which future scenarios are desirable, once their “future shock” has been accepted
  • What actions can be taken to accelerate the desirable outcomes, and avoid the undesirable ones
  • How to achieve an interdisciplinary understanding of future scenarios
  • How resilience can be promoted, rather than society just having a focus on efficiency
  • How creativity can be promoted, rather than society just having a focus on consumption
  • The intelligent management of risk.

Lifelong training and education should become the norm, with people of all ages learning new skills as the need becomes apparent in the new age of automation. Educational curricula need to be able to adapt rapidly.

Transpolitica would mandate that each university and educational establishment makes an increasing proportion of its material freely accessible online every year.

Education should take greater advantage of MOOCs (massive open online courses), and the possibility for people having their knowledge certified without enrolling in a traditional college. MOOCs can be usefully complemented with location based learning labs (“makerspaces”) absorbing some of existing library empty space, preserving the “open knowledge” of libraries and expanding it into “open education and learning”. Transpolitica anticipates a time where, apart from lab work, the whole of tertiary education will be delivered online.

8. A proactionary regulatory system to fast-track innovative breakthroughs

The so-called “precautionary principle” preferred by some risk-averse policy makers is often self-defeating: seeking to avoid all risks can itself pose many risks. The precautionary principle frequently hinders intelligent innovation. The “proactionary principle” is a better stance, in which risks are assessed and managed in a balanced way, rather than always avoided. Any bias in favour of the status quo should be challenged, with an eye on better futures that can be created.

Transpolitica observes that many potentially revolutionary therapies are under research, but current drug development has become increasingly slow and expensive (as summarised by “Eroom’s law”). Translational research is doing badly, in part due to current drug regulations which are increasingly out of step with public opinion, actual usage, and technology.

In practical terms, Transpolitica recommends:

  • Streamlining regulatory approval for new medicines, in line with recommendations by e.g. CASMI in the UK
  • Removing any arbitrary legal distinction between “therapies for ill-health” and “therapies for enhancement”.

Transpolitica also urges revisions in patent and copyright laws to discourage counter-productive hoarding of intellectual property:

  • Reduce the time periods of validity of patents in certain industry areas
  • Make it much less likely that companies can be granted “obvious” patents that give them a throat-choke on subsequent development in an industry area
  • Explore the feasibility of alternative and complementary schemes for facilitating open innovation, such as reputation economies or prize funds.

9. A progressive transhumanist rights agenda

A third factor that will underpin successful outcomes of the Transpolitica regenerative projects is the protection of what can be called “transhumanist rights”. This phrase indicates that:

  • The set of rights championed goes further than the set that normally viewed as comprising human rights
  • The recipients of these rights form a wider group of sentient organisms than just the human species.

The first significant transhumanist right that Transpolitica seeks to defend is the concept of morphological freedom:

  • The rights of all people, including sexual and gender minorities, to bodily self-determination
  • Free access to modern reproductive technologies, including genetic screening to improve the quality of life, for all prospective parents
  • Making it easier for people, if they so choose, to enter a state of cryonic suspension as their bodies come close to clinical death.

Transpolitica also wishes to:

  • Explore the gradual applicability of selected human rights to sentient beings, such as primates, that demonstrate relevant mental life, and also advanced AIs (when they exist in the future) that need such rights to function in their respective purpose
  • Hasten the adoption of synthetic (in-vitro) meat, and the abolition of cruelty to farm animals.

Finally in this section, Transpolitica envisions support for a radical future for consciousness. This will facilitate enhanced mental cooperation as minds become more interconnected via brain-to-computer interfaces and other foreseeable brain/mind technologies.

10. Funding and resourcing of regenerative projects

One more enabler deserves careful discussion – the funding and resourcing of the bold regenerative projects listed above.

The short answer is that these projects will be collectively self-funded by smart positive feedback cycles. The result of spending money in support of these projects is that money will be saved elsewhere, as a consequence of the projects. In addition to the longevity dividend already mentioned, there will be an important peace dividend and an equally important AI dividend.

In more detail, these projects can be funded and resourced by the following methods:

  • Tap into the well-spring of positive motivation and discretionary (volunteer) effort which these projects will unleash
  • Benefit from the longevity dividend, in which less budget will be consumed by end-of-life healthcare (prevention is cheaper than cure)
  • Smarter forms of international cooperation, reducing costs from efforts duplicated between different countries
  • When international cooperation enables it, divert funding from military budgets to regenerative budgets (peace dividend)
  • Eliminate the loopholes which allow multinational companies to shuffle revenues between countries and avoid paying due taxes
  • Apply the principle of “the polluter pays” with targeted new taxes such as when greenhouse gases are emitted
  • Savings from applying principles of automation and Information Technology wherever applicable (AI dividend).

The Transpolitica manifesto, summarised

A single page summary of the foregoing projects and enablers – as shown at the beginning of this article – depicts Transpolitica advocacy as split into three groups:

  • Projects to achieve sustainable, evolving well-being
  • Projects to apply tech-savvy proactive risk management
  • Enablers of regeneration and transcendence.

The first group consists of

  • Green tech leading to material abundance
  • Rejuvenation biotech leading to super health
  • Brain tech leading to super mental health.

The second group seeks to put in place

  • A new social contract, alongside automation
  • Existential risk awareness and solutions
  • Better democracy via revived rationality.

The third group involves

  • Education for a radically different future
  • A 21st century regulatory framework
  • A progressive transhumanist rights agenda
  • Projects funded by smart positive feedback.

Transpolitica outreach

Transpolitica outreach

Transpolitica envisions influencing and inspiring three different groups of political actors:

  • People who already have strong commitments to existing political parties, and who wish to continue operating within these parties
  • People who are concerned about political issues, but who feel strongly disinclined to become involved in any specific political party (whether old or new)
  • People who are ready to make a difference in their political environment by forming or joining a new party, such as a local Transhumanist Party.

This influence and inspiration will take place via publications, videos, memetic engineering, research, and campaigns. A list of “tasks awaiting volunteers” is maintained on the Transpolitica website.

There is no requirement for a Transpolitica volunteer or supporter to agree with all the principles set out earlier in this chapter. Indeed, the authors of the various chapters in the present book embody a variety of different stances and opinions.

Nor is there a requirement for a Transpolitica author to know all the answer. As you’ll find, the chapters are generally far from being fully comprehensive and encyclopaedic. They aim, instead, to place interesting questions onto the table of public political discussion, rather than to definitely answer these questions. The shared goal of the authors, for now, is to change the agenda of political discussion. This involves highlighting important opportunities and risks. There’s no need, for now, to provide authoritative implementation plans. Such plans may feature in later books in this series.

Footnote

The article above features as Chapter 1 of the Transpolitica book “Anticipating tomorrow’s politics”. Transpolitica welcomes feedback. Your comments will help to shape the evolution of Transpolitica communications.

The Vision Thing

By René Milan, Thelemic Transhumanist [see Editor’s note]

A brief review of existing visions for alternative political systems

Introduction

Last year’s establishment of the Transhumanist Party in the u.s. has sparked much activity in Europe towards the same goal, and it seems likely that the trend will spread across the planet within the next few years.  This begs the question of the ‘vision thing’ as G.H.W. Bush once called it.

Unlike the general movement which is under little pressure to develop a common goal about what kind of society and political, economic and social model or models it wants to pursue, and indeed encompasses a wide range of ideas on the topic, political transhumanism will be asked the question and must develop at least some vague models, and ultimately concrete programs, to work toward.

This task is complicated by these factors among others:

  • Participants in electoral democracies must adhere to the rules under which these systems operate, which also vary from country to country, despite the question of the desirability of these rules, and the likelihood that they will, perhaps profoundly, change as a consequence of accelerating advancement of technology and its effects on social structures anyway. But it is the essence of transhumanism to not only anticipate these changes but attempt to control them toward maximising benefits for the planet.
  • These changes bear a high degree of unpredictability, so the vision is necessarily a moving target. Nonetheless at least foundational principles and a general direction have to be made identifiable, and these will have to avoid being in conflict with local constitutional conditions as well as voter acceptability.
  • Most self-declared transhumanists entertain already individual visions which vary widely, sometimes enough to constitute incompatibilities, and those who participate in party politics must work to at least arrive at common denominators.

This process has barely begun, which is why i decided to assemble some existing models and fragments that appear suitable as building blocks for debating and developing visions that can be commonly agreed upon.

Vision 1

 Image source: http://www.kevmunday.co.uk/photos/society.jpg

A – Science Fiction

Over a century science fiction has established itself as a rich source of inspiration for technological and social innovation as it provides complete freedom from the restrictions of current reality for developing and fleshing out possible scenarios and offers an abundance of ideas and models.  Here i want to restrict myself to discussing only the one that is probably most widely known: Star Trek.

Those familiar with the various productions will know that the protagonists act within a world characterised by material abundance and minimised social conflict.  Yet the environment is far from a perfect utopia.  Evolution continues but mostly in regard to technology and little in terms of psychology and biology, problems with technology persist and conflicts mostly with other ‘species’ keep erupting, mostly at the periphery of the terrestrial federation.   While a comprehensive social model is never presented there are possibly enough indications of its elements to allow to reconstruct a somewhat comprehensive picture.  One such attempt has been undertaken by Rick Webb.

In his view,

The federation is a proto-post scarcity society evolved from democratic capitalism. It is, essentially, European socialist capitalism vastly expanded to the point where no one has to work unless they want to.

It is massively productive and efficient, allowing for the effective decoupling of labor and salary for the vast majority (but not all) of economic activity. The amount of welfare benefits available to all citizens is in excess of the needs of the citizens. Therefore, money is irrelevant to the lives of the citizenry, whether it exists or not. Resources are still accounted for and allocated in some manner, presumably by the amount of energy required to produce them (say Joules). And they are indeed credited to and debited from each citizen’s “account.” However, the average citizen doesn’t even notice it, though the government does, and again, it is not measured in currency units — definitely not Federation Credits. There is some level of scarcity — the Federation cannot manufacture a million starships, for example. This massive accounting is done by the Federation government in the background.

While it is not knowable that this socio-economic model did evolve from ‘democratic capitalism’, the similarities between it and social democratic capitalism are large enough,  the few references to the transition period, which took no more than a couple centuries, make no mention of disruptions major enough to have caused substantial deviations, so that this is a real possibility.  Apparently the only major intervening change is the substantial advancement of technological capacities which is already underway and accelerating.  This of course is a very optimistic scenario according to which today’s humans, if existential catastrophe can be avoided, just have to carry on as now.

But does this system of abundance really work well?  For the most part yes, but within limits.  On the individual level it is impossible to go overboard because

If they go crazy and try and purchase, say, 10 planets or 100 starships, the system simply says “no.”

Webb explains that this occurs rarely if at all by assuming strong ‘social pressure against conspicuous consumption’, but it seems more likely that it is due to the fact that nobody will be impressed by it when everybody has what they need and more, than because of social pressure which is likely to provide motivation to disregard it.  He points out that locally crises and disasters can and periodically do occur.  These can be caused by unforeseen environmental changes or interference by nonhumans.  Help is usually dispatched quickly but does not always arrive in time, and sometimes it is already too late by the time information reaches Starfleet.

In the current discussion the scope is usually limited to Terra.  The complications and unpredictabilities resulting from encountering and reacting to nonhuman interference are ignored, and for good reasons, as there is simply no way to know what benefits or threats it may bring.  Most existential threats that can be anticipated are home made.  Biospheric warming has already limited effects on politics, economics and technology; the only extraterrestrially caused events that warrant serious efforts of preparation are meteoric and cometary impacts.  It is therefore unnecessary to explore this aspect any further.

There is a lot of trading going on between humans and nonhumans, which presumably accounts to a degree for the abundant conditions in the terrestrial domain.  The Enterprise occasionally finds itself needing certain materials to carry on that have been lost, destroyed or consumed and they are often obtained through bartering from established nonhuman systems or freelance traders or smugglers.  The wild card in these scenarios appears to be replicator technology.  In the current debate additive manufacturing is often pointed to as a solution for self-sufficient resourcing, which is incorrect.  3D- printing will lower production costs mainly by eliminating labour expenses, but raw materials, ‘ink’, will still have to be synthesised, mined or grown.  A much larger step will be alchemy through nanotechnology.  My conclusion was that this is the method used in replicators, and if so it is unclear why the ship would be dependent on bartering.  Some reviewers however go a step even further and claim that replicators create matter from energy, which appears highly unlikely given how much energy would be needed according to Einstein’s famous formula just to constantly feed a thousand people.  But then i do not know how and how much energy can actually be generated by warp drive technology.  As long as humans are confined to Terra it would appear that nanotech will be sufficient to provide the material basis for abundance.

Quite a few essays and articles about Star Trek and its economics can be found, and a few caught my attention for various reasons.

One by Greg Stevens makes an interesting and quite obvious connection to Maslow’s Hierarchy of Needs and says:

If human endeavours are seen as advancing up this noble ladder of advancement, then any society where all of the basic low-level needs are met would obviously be left to while away their time exclusively on love, self-esteem, and self-actualisation.

Near the end of his article Stevens points to this possibility:

One of the biggest fears that comes up in this discussion is the simple fear of pranks and mischief-makers. Mischief-makers of this kind are largely absent from the Star Trek universe, but they are a very real component of humanity.

He quotes from Rudy Rucker’s “Realware” and presents some examples of his own, illustrating the possibility to create anything out of thin air and concluding:

Some people will want to band together and perform great creative deeds for the betterment of humanity …..  But some people – maybe even most people – will want a thousand-ton turd.

In this extrapolation he ignores the probabilities indicated by accelerating evolution of human psychology, but if this were to become a real problem there will be technological solutions to it.

In his piece “The Star Trek Economy Thing” Joshua Gans, after dealing with the problem of how to measure the value of goods and thus G.D.P. growth, points to the changes of terrestrial economy caused by the massive increase in military production after the first Borg invasion.  While it remains rather unlikely that Terra will be invaded by the Borg, or will be able to resist, anytime soon, it is important to expect the unexpected and gear some of the wealth derived from the coming abundance toward dealing with unanticipated high impact events.

At the conclusion of his article Fred E. Foldvary writes:

Each person’s heritage, values, and personality are respected. While this is relatively easy to achieve in the organizational order of a ship, to do this on a galactic scale requires universal liberty where each person, regardless of species, has an equal right to do whatever does not coercively harm others.

Ship captains repeatedly talk about cultural evolution as if it is following along the same lines for each ‘species’.  But that this is not necessarily so is shown most starkly by the Borg but also others like the ‘extragalactic’ Species 8472.  I do not even think that all posthumans will want to continue evolving uniformly, as we already are confronted with incompatibility among human cultures to which my proposed solution is habitat separation, an issue i will address elsewhere.

The strongest connection between Star Trek economy and current theory of economics is made by Andrew Leonard in his Salon article “The utopian economics of Star Trek”.  Starting out from J.J. Abrams’ 2009 film ‘Star Trek’ he points to the explicit reference it makes to new growth theory as laid out in Paul Romer’s 1990 paper “Endogenous Technological Change” (download).  Not being an economist i am in no position to technically evaluate its merits, but it has found wide acceptance and seems to be definitely worth studying in the quest for economic models compatible with transhumanist thought.  For non-experts like me easy introductions are offered in WP and by Tyler Cohen’s and Alex Tabarrok’s brief video introduction.

In conclusion it appears that models presented in Star Trek and other science fiction creations, many of which are much further removed from the present, are of limited value in developing a politico-economic transhumanist theory.  By their very nature as stories to be told they inevitably focus much more on the what than on the how.  However they contain plenty of ideas that can be useful in defining transhumanist goals.

B – Transhumania

In the very near future Transhumania is created as an extraterritorial independent city state floating offshore in international waters.  Zoltan Istvan has used this device for the plot of his novel “The Transhumanist Wager” but also as an illustration of his idea of a transhumanist polity; therefore it gets a fair amount of the author’s attention in that he outlines principles and practices of living and working together in a transhumanist community.

While quite a few reviews of the book itself have been written, not much has been on this particular subject yet.  There is an interesting piece by 33rdsquare which deals with the figure of Jethro, the main protagonist and most radical of the transhumanists, but it becomes clear in the course of reading that there is no real difference between his person and the political system he implements, and i will refer to it later.

In the press conference where Jethro presents Transhumania to the rest of the world, he says the following:

Ladies and gentlemen, behind me on the screen is a picture of Transhumania, the seasteading transhuman nation where scientists, technologists, and futurists carry out research they believe is their moral right and in the best interest of themselves. We are on our way towards attaining unending sentience and the most advanced forms of ourselves that we can reach, which is the essence of the transhuman mission.

And later:

On Transhumania, we are all one-person universes, one-person existences, one-person cultures. Bearing that in mind, we may still live or die for one another: for our families, for our children, for our spouses, for our friends, for our colleagues at Transhumania—or for those whom we respect and for whom we care to reasonably live or die. We will not live or die for someone we don’t know, however. Or for someone we don’t respect. Or for someone or something we don’t value. We will not throw away years of our lives for uneducated consumers, for welfare-collecting non-producers, for fool religious fanatics, or for corrupt politicians who know law but don’t stand by it or practice it.

This does not contain much information on the topic, but provides a good insight into the intellectual atmosphere in which Transhumania is conceived and created.  Only the first sentence of the second paragraph hints at principles of social organisation.  Clearly the individual is the basic element.  This one-person universe can submit to more general collectives such as family and friends, implied by one’s willingness to die for them, and the term ‘submit’ is used here not in the sense of subordination but that of integration.  But i question the verity of including colleagues here.  If this refers to colleagues in general it seems plausible in the sense that they have all submitted themselves to the idea and cause of Transhumania, have integrated into it and thereby become subject to the willingness to die for Transhumania itself.  But if it regards personal disagreement or conflict such a decision would have to be taken under the rules of utility as described in the following quote that closes Jethro’s address, and will be further discussed within the topic of humanicide:

We will invite you to join us: as friends, as colleagues, as comrades. And we will trade value to each other to gain what we want. We will discriminate against and judge each other on the basis of whether we offer sufficient utility to one another or not. There’s only one quintessential rule on Transhumania: If you don’t add value to the transhuman mission, if you are inconsequential or a negative sum to our success, then you will be forced off and away from our nation.

The political structure of Transhumania does not amount to much more than derivation from Jethro’s logic, which i consider to not always be compelling, and the social structure during the island days is firmly based on the business principle: benefits in exchange for work.  This changes later when after a military confrontation with a coalition of established governments is won by Transhumania which then proceeds to govern all planetary affairs.  The underlying principle is a hierarchical meritocracy with Jethro, bearing the most merit, at the top.

All reviewers appear to agree that when Transhumania takes on global rulership Jethro starts using his position in dictatorial manners.  I tend to disagree.  The project has been run this way since its inception, only until now he never encountered any resistance.  The following quotes illustrate the way in which his transhumanist ideology remains paramount:

The Transhuman Revolution seeks to transform the world into a transhumanist-inspired planet. Transhumania aims to fulfil that goal in order to harness the Earth’s resources and to unite with those millions of people on the outside who can, and want to, help us accelerate the greater transhuman mission…

Jethro turned from the ocean and stated firmly to the leaders of Transhumania, “We want to teach the people of the outside world, not destroy them; we want to convince them, not dictate them; we want them to join us, not fight us.

In the following i sense an almost fascist attitude of contempt: “If you weren’t an intellectual with progressive thinking and creative futuristic ideas, you were no one”, which is somewhat ameliorated by the fact that mandatory and free education is provided.

And the reference to Earth’s resources betrays colonialist impulse:

The Transhuman Revolution seeks to transform the world into a transhumanist-inspired planet. Transhumania aims to fulfil that goal in order to harness the Earth’s resources and to unite with those millions of people on the outside who can, and want to, help us accelerate the greater transhuman mission.

And here he surprisingly commits a grave logic error, taking his reasoning to absurd conclusions:

The optimum transhuman trajectory of civilization is that which creates the most efficient way to produce omnipotenders.  Currently, the best way to accomplish this is to achieve as expediently as possible the highest amount of productive transhuman life house in the maximum amount of human beings; however not all human beings will be a net-positive in producing omnipotenders.  Any individual who ultimately hampers the optimum transhuman trajectory of civilization should be eliminated.  The Humanicide Formula addresses these issues directly.  It determines whether an individual should live or die based on an algorithm measuring transhuman productivity in terms of that individual’s remaining life hours, their resource consumption in a finite system, and their past, present and potential future contributions.

Besides the inane concept omnipotender, meaning an almighty one, which is an unrealistic idea and contributes nothing to the story, there is no need for such a formula in an abundance based society.  This seems to be more of an expression of dislike of, and contempt for, those who show no interest in becoming ‘omnipotenders’, and it implies totalitarian control over the behaviours of individuals.

This is addressed by 33rdsquare as well:

Knights even describes how TEF should make people try to act like computers, to explore and even attain a “cold precisionlike morality” and a “harsh machine-like objectivity.”   Among the controversial ideas Knights and his fellow transhumanists act out would transfer those billions from programs that fund society’s most vulnerable — or as Knights says, “lazy welfare recipients,” “mentally challenged, “uneducated repeat criminals” and “obese second-rate citizens bankrupting our medical system”.

But Jethro manifests more agreeable aspects of his personality.  Here he shows a degree of transparency rarely seen in current governments:

Every one of you is to go to your teams and staff today, and tell them the same thing I have told you: war is imminent. You are also to offer them the same opportunity to leave Transhumania on the same terms I have given you. Tell them everything exactly as I have told you just now.

After 17 years of undivided rule he announces ‘democratic elections’.  At this point transhumanism has been firmly established and accepted, and the presidency smoothly goes to his closest associate.  This raises the question of what criteria should apply for participation in ‘democracy’, a topic to which we will return later.

As we have seen there is not much in the rules by which Transhumania is governed that is applicable to the foundations and policies of current transhumanist parties.  This is quite surprising but can be explained by the way in which transhumanism comes to power in the novel and by Jethro’s l’état c’est moi approach.  Meanwhile in the real world Zoltan is pioneering the transhumanists’ hopefully not too long march through the institutions.

C – Neue Slowenische Kunst

NSK or Neue Slowenische Kunst, which is german for New Slovenian Art, is an art collective based in Lublijana.  It was founded in 1984 by the multimedia group Laibach (established 1980), the visual arts group Irwin (1983), and the theatre group Scipion Nasice Sisters Theatre (SNST) (1983–87).  Further groups have joined since then.  In 1992 they founded NSK State in Time, which is described on their website:

The State is conceived as a utopian formation which has no physical territory and is not identified with any existing national state. It is inherently transnational and describes itself as ‘the first global state of the universe.’ It issues passports to anyone who is prepared to identify with its founding principles and citizenship is open to all regardless of national, sexual, religious or other status. It now has several thousand citizens across numerous countries and all continents, including a large number in Nigeria. The NSK State itself is a collective cultural work, formed by both the iconography and statements of its founders and its citizens’ responses to these and to the existence of the state. It is also part of the wider ‘Micronations’ movement which has grown increasingly visible and received growing critical and theoretical attention in recent years.

It is clearly not directly applicable to current or future realpolitics transhumanist parties are dedicated to, but still can serve as a model to work toward in the long view.

Several very interesting articles have been written about it, most putting greater emphasis on its artistic implications than the political ones, even though the two are inseparable.

Conor McGrady writes in The Brooklyn Rail:

A full working group session also examined the question of whether the NSK state should or should not consider itself a micronation. Loosely described as “independent nations or states, but which are not recognized by world governments or major international organizations,” micronations usually exist as social or political simulations. On this issue delegates were unanimous. It was argued that the NSK state transcends micronations, in that for the most part they limit themselves to outmoded forms of government, mimicking fiefdoms, monarchies, and other feudal structures. As the “first global State of the Universe,” it was suggested that the state relate to micronations in a paternal fashion, rather than build fraternal ties.

On the influencers site i found this quote:

The artists who form the collective Irwin are the visual biographers of NSK: their work, framed within the tradition of totalitarian regimes, reappropriated the supremacist symbols of the Eastern European Block to construct their own identity as “state artists”, faithful to a strict collective discipline. They opened consulates, designed badges and distributed passports for the NSK, a “state in time” that takes the paradoxes of state identity to an extreme in order to ultimately reveal a glimpse of the hidden face of existing ideological structures.

The most interesting view is presented by Gordan Djurdjevic in his article ‘Crossing the Wires: Art, Radical Politics, and Esotericism in the Project of Neue Slowenische Kunst’ on the academia site, where he explores the esoteric dimension of NSK, which he introduces with two quotes:

  • “All art is Magick” – Aleister Crowley
  • “All art is subject to political manipulation … except for that which speaks the language of this same manipulation” – Laibach

In 2005 MIT published an extensive treatment of Laibach and NSK by Alexei Monroe under the title of ‘Interrogation Machine’.

Certainly transhumanism will have to develop an artistic foundation, especially in the context of party politics and propaganda.  NSK can provide interesting and valid ideas, and should be studied.

D – Zero State

Zero State is an emerging trans-national, virtual state.  On its website it is presented as follows:

The Zero State (ZS) community works toward the establishment of a VDP (Virtual/Distributed/Parallel) State or “Polystate” committed to Social Futurism and the WAVE Principles.

These terms are explained there subsequently, with the exception of ‘Polystate’ which may still be in flux; it has no WP entry yet, but here Poly- and VDP state are equated.  We will look at Polystate separately later on.

On its site there is a FAQ section that describes its general ideas and the possibilities of participation, but not much is said about either its internal structure or its ideas for the organisation of the world at large.  However in an article on the IEET site by Amon Twyman, who is the founder of ZS, entitled “The Social Futurist policy toolkit” he says: “It is my intent that this toolkit should form a kind of bridge between the broadest, most general level of political discussion on the one hand, and the development of specific policies for local groups on the other”, and lays out the following six policy categories:

  1. Evidence, Balance, & Transition
  2. Universal Basic Income & LVAT
  3. Abolition of Fractional Reserve Banking
  4. Responsible Capitalism, Post-Scarcity, & Emergent Commodity Markets
  5. Human autonomy, privacy, & enhancement
  6. Establishment of VDP (Virtual, Distributed, Parallel) States

It would be redundant to explain these categories here, and i highly recommend reading the original text on the site.  Another promising source may be the book “Zero State: Year Zero”, which to read i did not have enough time.  Another source worth mentioning here is the technoprogessive declaration conceived during the TransVision conference of 2014 and mentioned here by James Hughes.

While far from a comprehensive program, an internal constitution or a vision of how to optimally organise local, national, or virtual association, this toolkit does in fact deliver the “the broadest, most general level of political discussion”, which can be the basis for any and all of the above.  The principles underlying these policies can be applied to all political activities.  Besides the Transpolitica manifesto, which is actually ideologically very close to, if not identical with, Twyman’s social futurism, and well worth studying, this is in fact the most suitable material i have come across in my search for transhumanist political principles.  But that is no accident as ZS is clearly a transhumanist organisation de facto, if not explicitly, and it has begun developing long before transhumanism entered the political arena.

E – Libertarianism

There are two areas where a strong connection between transhumanism and libertarianism exists.

History:  early transhumanism, namely extropianism (now extropism), grew, at least in part, out of the 60s counterculture, a confluence of various movements such as those who work for equality before the law (race, gender, wealth, age) and those who work for mental, physical, and social self-determination.  Many among them declared themselves to be libertarian, quite often reflexively as a reaction to the restrictive policies used against them.  Libertarianism was almost the countercultural default position in those days.

Economy: many of the people who dream up, develop and produce the technologies that are essential to transhumanist thought are unsurprisingly entrepreneurs and capitalists, and a sizable number among them are libertarians, trying to minimise government influence on business activities.

Since the turn of the century an increasing influx of a variety of new ideas and people into transhumanism is underway, and now libertarians are a large minority within the movement.

Even though the core idea of libertarianism is that of individual freedom with an emphasis on protection against intrusion by ‘authority’, this has often been expanded and altered.  Within the economic domain it often refers to the freedom of business activities and strongly overlaps with neoliberalism.  Other variants such as socialist, anarchist and cooperative libertarians promote freedom from corporate as well as governmental interference.

Politically libertarianism plays a significant role mostly in the u.s., while in Europe it is more of philosophical interest.  Because of the diversity in the usage of the term, it is not easy to find common libertarian principles that could apply to transhumanism.

However there is an extropian manifesto that contains the following policy principles:

  • Endless eXtension – perpetual growth in accord with biological and technological evolution
  • Transcending Restriction – “abolish all restrictions imposed by religion, protectionism, segregation, racism, bigotry, sexism, ageism, and any of the other archaic fears and hatreds”
  • Overcoming Property – reform of “archaic, out-dated human laws that govern possession by improving and/or annihilating terms such as ownership, copyright, patent, money and property”
  • Intelligence – “The most valuable material in the universe is information and the imagination to do something with it”
  • Smart Machines – “attainment of Friendly Artificial Intelligence. We promote the development of robots, computers, and all machines that can emulate human thought, copy minds, and attain intelligence that exceeds human ability”

These are explained further on that site.  They appear to be quite compatible with those of ZS mentioned above, again unsurprisingly.  Another concept that i find very useful is that of the Proactionary Principle explained on the Extropy Institute’s site.

F – Socialism

Even though socialist ideas have been promoted since long before Karl Marx, his version is often associated with the term.  Founded in materialism that holds that history is driven by the changing material base, the economic conditions, which determines the superstructure, society’s culture and politics, it is based on the principles of collective ownership, compensation by contribution and production for use.

While for Marx socialism was a transient period leading by historical necessity to communism, the various forms of socialism we see today, including social democracy, would be described by him as reformist.  He made explicit this distinction in his 1848 Communist Manifesto.

Unfortunately he did not foresee the development of the power of the media we see today, which does a lot to obscure the perception of real class differences, especially in the u.s. where the term ‘class’ has been successfully banned from the vocabulary in order to keep up the pretence that class does not exist, which leads almost half the population to regularly vote contrary to their own material interests.  He also ignored, understandably, the fact that the traits that lead humans to capitalist behaviour in the first place, namely hoarding and raiding, control and violence, are anchored deeply within the genetic code as they proved to be conducive to survival during a long period of human history.  This was the main reason that the only real experiment to implement his model three decades after his death, the soviet union, showed signs of failing even under Lenin and turned into an imperialist ‘thugocracy’ under Stalin, from which it never recovered.  Thus socialism as it exists today is quite distinct from the marxist idea and comes in a wide range of variations which can also be quite distinct from each other.

As it would exceed the scope of this writing to explore the many variations of socialism that today are alive and, because of the accelerating excesses of capitalism, increasingly kicking, it shall suffice to point again to the above quoted article by Twyman.  At least points 2, 3, and 4 in his policy toolkit imply a more or less profound reform if not abolition of capitalism.  In fact the article also includes ‘A note on Marxism’, in which he says:

Social Futurism does not deny the Marxist analysis of the problem, but seeks a staged transition to a post-Capitalist society which does not attempt to undermine the entire basis of our current society in a single move.

I completely agree with this position, but in this context point out that his transhumanism, or ‘social futurism’, is one form, in my view the most advanced, of what Marx would have called ‘socialist reformism’.

Even the third point in the extropian manifesto ‘Overcoming Property’, far from being libertarian as understood in the u.s., is in complete contradiction to the foundation of capitalism.

In closing i must point to the above mentioned principle of ‘production for use’ as opposed to production for profit.  As the latter takes an increasing proportion of value out of the economy and makes it disappear into a finite holding of unproductive land and real estate value as well as an infinite holding of financial or virtual value, transhumanism, which is based in reason, but also any reasonable economist, will see virtue in this principle.

G – Anarchism

Like socialism anarchism is a historic phenomenon with close links to the former that also is alive today in theory but much less in practice of political significance.  There are no anarchist governments in existence and no significant anarchist parties, the latter actually being a self-contradictory concept.  Another problem is that anarchism in much of public perception still carries terrorist connotations.

And like socialism it also manifests a wide range of sometimes contradictory variants, too many to list in this context, but a fairly comprehensive overview can be found here.

However there exists an explicit form of transhumanist anarchism with its own manifesto.  It claims to be based on the Transpolitica manifesto, from which it distinguishes itself by introducing the concept of vanguardism:

Vanguardism traditionally conceived of a small group of people who value a socialist state to guide the working class (proletariat) away from the tyranny of the capitalist-state and the few who run it (bourgeoisie)”.

This is sensible only under the premise of misidentifying socialism as leninism, stalinism or some other such manifestation, and adds nothing of value to the discourse.

While the manifesto is perhaps the most detailed presentation of transhumanist policy ideas, and i essentially agree with its intention and recommend it as a rich source of material and inspiration, i see two major flaws with it.

To associate transhumanism with anarchism, and anarcho-syndicalism and libertarian socialism in particular, instead of promoting these ideas simply as transhumanist policy principles, is a tactically unwise move that will not find much resonance in populations of currently existing polities.  Likewise including the Fermi paradox is unneeded baggage and the question “Have millions of civilisations gone extinct because they could not realize such a [anarchist] society?” is naively self centered and showing an untranshumanist lack of imagination.

It appears to be in disagreement with engaging in electoral procedures within current systems that even allow for such an option.  “Said reform rarely happens as parties become interconnected with the current neoliberal system”.  My conclusion is not inescapable, but a political party by its very nature has to be connected with existing systems, none of which are by definition neoliberal, neoliberalism being just the current marketing device of capitalism.

H – Democracy

Even more so than socialism and anarchism, the term is applied in a myriad of ways, ranging from the just mentioned anarchism through western systems to the DPRK.  Everyone, including transhumanism, and even Jethro Knight’s version, wants to be ‘democratic’ because of the populist attraction it has assumed over the past two centuries.  In truth the rule of the people has remained elusive, and personally i object to it at least until ‘the people’ have, through voluntary, if possible, genetic reprogramming or otherwise, purged themselves of the obstructive tendencies acquired in the course of human evolution.  But a more plausible solution appears to be the delegation of policy decisions to future machine intelligence altogether.  However neither is currently or in the immediate future available and the idea is beyond our current concern; my point here is that like everything else, the idea of rule by the people should be questioned.

But if the ‘will of the people’ is to partake in the generation of political decisions, there should be more efficient ways to accomplish this than through representative bodies, despite the fact that that is currently the only model being practiced.  Most people do not feel like they have any real influence on politics, especially on the state level, and the clearest indicator for this is the often quite low rate of electoral participation.  I shall here present brief descriptions of some alternative approaches.

1. Delegative Democracy

There is precious little information out there on this concept despite it being very plausible at first glance.  The best i could find is Bryan Ford’s 2002 paper, and apparently its last two sections are still under construction.  In 2014 he published ‘Revisited’, which contains some further links.  Both are here.

The idea is that each voting right holder can choose to delegate his vote, preferably to a person he trusts and knows to hold similar views on the matters of concern as himself, or to become a delegate himself.  This principle is repeatable so that the next level will always be comprised of fewer delegates than the previous.  Each delegate is afforded a degree of influence corresponding to the number of votes he represents.  The aim is to combine the principle of direct democracy with the practicality of representative democracy.

Advantages are among others that voters, even those who have no time or inclination to study the issues in question, can feel that their votes are not wasted, and that the cost for entering the process is low.  The WP entry contains a more detailed list, and Ford’s paper discusses ideas on practical problems and solutions.

Software solutions for implementing the systems have been developed and European Pirate Parties are using them.  There is also a brief and quite superficial video introduction.

The model is certainly one to be explored, discussed and tested.

2. Deliberative Democracy

Beyond the question of how to best recognise and realise voters’ intentions, this model is concerned with the quality of those intentions.  Valid decisions can only be arrived at through explicit deliberation free of the influence of prevailing power structures.

The main forum promoting this view is the Center for Deliberative Democracy (CDD) at Stanford and its website contains research papers, events, briefing documents, questionnaires, a downloadable toolkit, case studies, videos and press publications.

The case studies always involve deliberative polling, whereby random samples of people, considered to be statistically representative, convene to intensely deliberate certain issues under the guidance of trained moderators.  They are polled before, during and after their discussions and considerable changes in content and quality of opinion are often found.

Currently the main proponent of the concept is James S. Fishkin, director of the CDD.  He and others present a series of videos that will give the reader a good idea of the theory and current practice of deliberative democracy.

In his 1985 book ‘Is Democracy Possible?’, last updated in 2014, John Burnheim presents a much more profound approach, based on rethinking the current social and political structures quite radically.

He envisions the obliteration of the state, promotes the concept of decentralisation and introduces the idea of ‘demarchy’.  I quote:

In order to have democracy we must abandon elections, and in most cases referendums, and revert to the ancient principle of choosing by lot those who are to hold various public offices. Decision-making bodies should be statistically representative of those affected by their decisions. The illusory control exercised by voting for representatives has to be replaced by the chance of nominating and being selected as an active participant in the formulation of decisions. Elections, I shall argue, inherently breed oligarchies. Democracy is possible only if the decision-makers are a representative sample of the people concerned. I shall call a polity based on this principle a demarchy, using “democracy” to cover both electoral democracy and demarchy […..]

The whole tendency of demarchy is to replace the rigid legal electoral and administrative procedures of state democracy, which tend to standardize and atomize people, by flexible, responsive, participatory procedures that permit and foster maximum variety.

The whole last chapter is devoted to this concept of demarchy.  He lists four conditions for its realisation:

a) The first condition of demarchy being possible is that the society in which it is to be instituted be reasonably democratic in its social attitudes. While recognizing that people may differ greatly in particular abilities, the demarchist does not believe that there is any group of people whose capacities entitle them to a position of special or wide-ranging power in the community. At the base level choices made by people of no special ability are likely to be reasonable provided they are based on sound knowledge. They may need expert advice, but the judgement about whose advice to take is appropriately made by lay persons.

b) The productive technology of the society must be ample to provide a good deal of time and resources that can be devoted to public debate and decision-making.

c) People must value the opportunity for effective participation in matters that interest them and be prepared to leave other matters to those who have those interests, provided they are satisfied that the system is fair and effective.

d) People must be anxious to avoid rigidity, bureaucracy and concentration of power. They must want to avoid giving power to the state if other social mechanisms will produce common goods reliably and fairly.

The book is too full of ideas to do them justice here.  One particular gem that i want to include, because it is the expression of an essentially transhumanist view: “What human nature is is a matter of what human beings can do.”

The whole topic of Deliberative Democracy and this book in particular offer plenty of food for thought, and i highly recommend incorporating these ideas in discussing and developing a foundation for transhumanist politics.

3. Participism

As the name implies, this concept attempts to allow for determination by the people through active participation in both political and economical processes.  These two branches are known separately as parpolity and parecon; their main proponents are Michael Albert, Robin Hahnel and Stephen R.  Shalom.  Instead of discussing these features here suffice it to describe them in the words of the authors.

In a short interview Shalom describes parpolity as

A type of direct democracy, using a system of nested councils. Everyone would be a member of a primary council, which would be small enough for face-to-face decision making and for real deliberation. Decisions that affected only or overwhelmingly the members of one of these councils would be made in that council. Decisions that affected more than the people in a single council would be made in a higher-level council that would consist of delegates from several lower-level councils. There would then be additional council layers as needed to accommodate the entire society. […..] There are other aspects of the Parpolity model—such as the High Council Court, a mechanism that attempts to protect the rights of minorities without (like the US Supreme Court) becoming an instrument of minority rule.

On parecon Hahnel says:

Parecon is a proposal or vision for how to accomplish economic functions consistent with classlessness, self-management, solidarity, equity, diversity, and ecological good sense.  Parecon is not, however, a blueprint, but is rather a formulation of some critical attributes a few key aspects of economics need to have if we are to accomplish desirable aims. Beyond those critical attributes of key aspects, there is, of course, room for great diversity […..]

And what are parecon’s key aspects? First, workers and consumers self-managing councils, where self-management means people have a say in decisions proportionate to the extent they are affected by them […..]

The next key feature of parecon is called balanced job complexes. This names a new way of dividing tasks among jobs. In a participatory economy, you do a job, so do I, and so do all others who are of age and able to do work that contributes to society. More, we each choose a job that we wish to do […..] we define jobs so that each one includes a mix of tasks that convey, overall, roughly the same degree of empowerment as other balanced jobs convey to other workers […..]

The third defining feature of a participatory economy is a new norm for determining how much of the social output each member of society receives […..] people should get a share of the total social output in accord with the duration, intensity, and onerousness or socially valued labor that they do […..]

Finally, the last key aspect of parecon and the hardest to be brief about, is called participatory planning. This approach to allocation replaces markets and central planning, each of which directly violates central aims and values of parecon and each of which also generates class division and class rule […..] Very briefly, workers’ and consumers’ councils, which were mentioned earlier, cooperatively negotiate economic outcomes, without incurring undue costs in time allotted and in a manner conducive not only to self-management, but to the most informed choices possible. The procedures involve making proposals, assessing them, and refining them, all in light of steadily improving indications of true and full social and ecological costs and benefits, until arriving at a plan.

There are several books by each, Albert and Hahnel, and one by Shalom available at Amazon, as well as a graphic book titled Parecomic by Michael Wilson about the concept and about Albert in particular.  A very rich source is the media group Z Communications, cofounded and coedited by Albert.

Deadlines prohibit me to deeply review all the material, but it certainly should be included in the discussion of our topic.

4. Others

There are many other ideas for improving the performance of current systems, more than i have space here to address.  But i want to mention the work of Roberto Mangabeira Unger. In his idea of Empowered Democracy he emphasises the need for social experimentation and wants to see it given room within current polities in the expectation that once underway it will lead to progressive change.  Much of his work can be viewed on and downloaded from his website.

J – Polystate

Even though Amon Twyman uses the term, as mentioned, to categorise ZS, i could not find any further references to it, except last year’s eponymous book by Zach Weinersmith.  This is one of the most interesting ideas i have come across, especially in the transhumanist context as it deals with political constructs based in virtual spaces.  Under the assumption that politics will be increasingly migrating into virtual spaces, as many other activities like business and the media already have done and are doing, i have approached the book from the perspective of looking for solutions not only for developing political theories and performing certain political functions such as voting, but for governance itself.  However instead of internal political structures and functions it concentrates on problems of interstate relationships.

Weinersmith introduces these three concepts:

  1. Anthrostate – “A set of laws and institutions that govern the behavior of individuals, but which do not govern a behavior within geographic borders”.
  2. Geostate – This is a political entity defined by the fact that its governance usually extends over a fixed geographical area. This includes almost all current nation states.
  3. Polystate – “The polystate is the collection of anthrostates in a hypothetical human society”.

The central topic of the book is the anthrostate, and the relationships of multiple not necessarily compatible anthrostates within a polystate.  Weinersmith assumes reasonably that the internal structures and functions as well as their underlying ideologies can vary wildly.  About the concept itself he says: “I am not a proponent of this idea or a detractor”.  The idea of ‘government of choice’ is not a new one.  It is known under the concept of panarchism, first introduced by Paul Émile de Puydt in his 1860 paper ‘Panarchy’.

Unfortunately i let myself be misled into thinking that anthrostates as well as polystates are based within one or several geostates, probably because it is never explicitly stated that a polystate indeed is based within its own geographic area, and because ZS, the one polystate mentioned earlier, is obviously based within many geostates.  Indeed at location 605 is this quote: “WS-1 [a hypothetical polystate] does not claim any territory”.  But there are several other quotes i could list that seem to indicate that polystates can indeed have their own territory.  This conflict is never really resolved.

Much of the book deals with relations between anthrostates, exploring ways in which problems resulting from incompatibilities in for instance economical, criminal, electoral and taxational laws can be resolved, including warfare.  Under current conditions no geostate would cede authority in these matters or tolerate these conflicts within its territory.

As initially mentioned many transhumanist parties have sprung up across the globe, all aiming at participating in national elections except for one: TPV (transhumanist party virtual).  This can not be a true party until it finds a state, such as an anthrostate, within which it could compete.  However the two virtual states mentioned are not prepared for electoral democracy, and may not ever decide to be.  As i know of no other virtual state that is, most likely because an established legislature would not have the power to implement any of the above mentioned policies within the territory of any geostate, and therefore would under current conditions be of limited utility, the whole issue remains hypothetical.

Indeed Weinersmith has described his book as a thought experiment, and as such i find it to be a good source of ideas.  In a recent interview he refers to the “discretization of experience”, by which he means the increasing variety of choices for customers afforded by technology, which he extrapolates, very reasonably, to include choices for customers of government.  In his book however he takes this idea to the point of having for instance an anarchist, a communist, a liberal and a fascist sharing the same house (possibly even the same apartment?) and living under different governments and laws.  This shows the inherent weakness of the oxymoronic concept of virtual reality.  There are only two ways in which it can be achieved:  subjectively, by induced amnesia so that the subject is not aware of any reality outside the one he experiences, which is the model assumed by simulation theories, or objectively, by transitioning from physical existence into virtual existence as software while maintaining awareness of the existence of physical reality.  Unless one accepts the esoteric concept of involution according to which the physical plane of existence emerged from the astral, and that in turn from the causal one, all nonphysical realities always remain rooted in the physical.  To live within a computer its physical machinery must be maintained, protected and energised.  The same is true for a virtual polystate, and sharing it with an IS militant would sooner or later lead to conflict not only between anthrostates but also involving the not so virtual reality of physical swords and bombs.

In conclusion it seems clear that Weinersmith does not offer or try to offer any real solutions to the problem of what used to be subcultures multiplying and consolidating in virtual spaces and reconciling their differences with the physical basis within which they operate.  That will have to be, and is being, done by emerging virtual states, parties and other political bodies themselves.   As for the objective of developing political structures congruent with transhumanist thought, he takes no position here.

Conclusion

Even though the presented constitutes a very limited sample, there is certainly no shortage of ideas, and there are some more elaborate models, out there that can and should be used in discussing and developing theories that will be coherent within a transhumanist framework.  Transhumanist parties and their theoreticians have a big task ahead which is alleviated by agreement on common principles while giving room to accommodating different national conditions.

But i have been encouraged by seeing how many good brains have been working on these ideas for years already.

On this optimistic note i will leave the reader with an interesting historical observation published by the Center for Systemic Peace.

Global Trends in Governance

Editor’s Note:

The author of this chapter has chosen to abide by his personal style which includes customised spelling, neologisms, minimal capitalisation, and other peculiarities, which may appear to the reader to be mistakes.

Footnote

The article above features as Chapter 7 of the Transpolitica book “Anticipating tomorrow’s politics”. Transpolitica welcomes feedback. Your comments will help to shape the evolution of Transpolitica communications.

The Case For Universal Prosperity

By Michael Hrenka, Constructive Philosophical Futurist, Radivis.com

Introduction

In this chapter I present two different versions of a universal basic income (UBI). The first part is about a moderate UBI that aims to cover basic living expenses. As short-term goal I propose experimentation with this moderate concept with the medium-term goal to implement it on the national level. It does not matter much which nation is meant exactly, because the logic of the UBI will be basically the same for all nations.

For the long term I propose the introduction of a more generous version of the UBI in the second part of this chapter. Under the right circumstances, this could enable us to enter an era of universal prosperity and great economic and cultural flourishing.

Reasons to consider a universal basic income

In industrial countries the wages of the vast majority have been stagnating since the 1980s [i]. What little growth there currently is flows mainly to the wealthy, increasing economic inequality to dangerously high levels that threaten both social cohesion and further economic growth, due to the demand side breaking away. Economic crises threaten the existence of many people. All of these problems may be exacerbated severely by the coming wave of automation which will most likely create a huge level of technological unemployment. Innovative integrative solutions for these problems are sorely needed.

Approach of this chapter

There are many ideology-driven efforts to promote a universal basic income. While these may be quite convincing to those who share these ideologies, they fail to convince a large majority of the concept.

We cannot allow this to happen, because the concept of a universal basic income has merit beyond narrow ideological arguments, and can profit everyone in one sense or another. That’s why it’s important to leave out ideology as far as possible and choose a more scientific approach that potentially everyone can subscribe to.

The introduction of a radical concept like a universal basic income requires building a large supporting alliance behind it. Ideological arguments threaten the cohesion of this alliance, so they should be minimized in favour of a more empirical approach: Consider the facts of previous experiments with UBI and promote more and better experimentation.

An important component of political and economic systems consists of the psychological and economic incentives of all participants: What structural forces guide their decisions? How can these societal structures be optimized to create better decisions and subsequently better results?

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Part 1: Universal Basic Income

What is a universal basic income?

There are different definitions of a universal basic income. I choose one that allows the analysis of the salient structural components of a UBI separately.

A UBI is an income that fulfils the four criteria of:

  • Universality: Everyone gets it regardless of how much property they own or what other income sources they have.
  • Individuality: It is paid to them individually and directly as money.
  • Unconditionality: It is not dependent on meeting certain activity of lifestyle requirements, like a requirement to accept offers to work.
  • Sufficiency: It is high enough to cover the basic living expenses and enable people to do productive work.

Why a universal basic income

Next, let’s consider these four criteria individually to see why they make sense:

Universality

This criterion may be the most radical of all: Everyone gets a basic income, whether they are rich or poor, young or old, sick or healthy, employed or unemployed.

But why? First of all because it’s easy and simple. The complicated, expensive, fallible, and problematic means-testing that is used to test whether someone has the means to cover their own living expenses without government help becomes obsolete. With a universal basic income nobody will fall through the gaps of the social security system, because everyone is covered under any circumstance. Unnecessary and annoying bureaucracy will fall away.

Another very important point is that getting a basic income independently from other income sources removes the negative incentives for getting work that are present in our current social security systems. Because current social security payments are income dependent, getting a job means that these payments are reduced or stopped entirely. Effectively, this means that income on top of contemporary social security payments are taxed with a rate between 75% and 100%! With the implementation of a universal basic income, this effective tax rate could drop to 0%, or at least to a much more modest level [ii].

Individuality

Everyone gets the basic income individually as money, not as food stamps, vouchers, free services, or anything else. There is no intermediary between the state who pays the income and recipient of the income other than maybe the bank who processes the payment.

Indirect payments, for example to family fathers who could get the payments for the whole family, could be withheld from the intended recipients. In that case, the income would be ineffective, because it doesn’t reach those who might need it most.

Unconditionality

There is no requirement to work or get a formal education for qualifying for the universal basic income.

Having any conditions apart from age or place of residence on a universal basic income would necessitate a huge bureaucratic apparatus which would have to check whether these conditions are actually met. This would not only represent an unwarranted intrusion into the privacy of everyone, but it would also increase the cost of a UBI significantly and unnecessarily.

If such conditions were in place despite of their cost, they could be wielded as tools of coercion by the state. However, the state already has a sufficient and strictly checked and balanced tool to regulate the behaviour of its citizens: the legal system. If an offense is not sufficiently bad to fine or imprison a person, it cannot be so bad that it warrants the reduction of a guaranteed basic income (which would effectively be a fine that had to be paid regularly).

Sufficiency

The UBI must at least be high enough to cover the most basic living expenses, meaning food, shelter, and clothing.

If it doesn’t, then additional social security payments would be required – thus undermining the simplification of the system and other advantages that a UBI would otherwise enable.

Additionally, the UBI must be high enough to enable people productive participation in society – which is what the word work should actually mean. Expressed more concretely, the UBI enables people to do meaningful work, whether in a self-employed manner or in a job working for someone else.

In our current time this requirement means that the UBI should cover the costs of

  • reasonable transportation
  • an internet connection
  • a computer and the electricity for its operation
  • at least minimal health care

Without these requirements, people cannot be expected to meaningfully participate in the labour market. So, the UBI needs to provide for these basics (where they are not already provided for by the state in some other way), otherwise the economy would suffer from opportunity costs of potential workers not being able to enter productive jobs, because they are too poor for doing so.

In other words, the UBI should enable people to work for free if they choose to forfeit any kind of luxury. This also means that a minimum wage becomes optional, because no wage is required to sustain the existence and basic productivity of workers. With a sufficient UBI, people would work for achieving their personal goals and wishes, and not for sustaining their existence.

Can it be implemented realistically?

Implementing an insufficient basic income could be easily be done by cutting all current social security payments and using the money that was spent on them to finance a quite modest basic income. But in that case, there would be a lot of people left with an insufficient basic income trying to get by somehow without the possibility to get additional income from social security. This would most likely create more trouble than it’s worth.

Realistically, a sufficient universal basic income cannot be easily achieved right now without increasing some taxes. The real question therefore is: What kind of taxes should be used to finance a UBI?

It is reasonable to expect that a UBI would have effects that save government spending, for example due to lower crime rates and overall better health, reducing health care costs. Such effects have been observed in various studies testing a UBI or a related scheme [iii],[iv].

However, it would be unreasonable to assume that these savings would make the UBI finance itself completely, so that the necessity to increase taxes would disappear. In the following, I briefly explain a few categories of taxes that can play a major role in financing a UBI.

Land value tax

A land value tax (LVT) [v] is basically a usage fee for land. The amount paid depends on the unimproved land value only, which is the market value of the land minus the value of the buildings, private property, and improvements on the land.

In some sense, a LVT is an economically optimal and quite untypical tax, because it doesn’t create any economic disincentives for productive activity, but actually creates incentives to use land optimally! Therefore, introducing a LVT also has the potential to increase economic growth.

A LVT is also progressive in the sense that mainly wealthy landlords would pay the tax, while those who don’t own land don’t have to pay that tax.

There’s also the fact that evading a LVT is very difficult, because land cannot be hidden or moved.

A practical issue with a LVT is that it might be a hard political challenge to introduce it.

Consumption taxes

Consumption taxes like the value-added tax incentivize saving money and disincentivize spending it on rather unnecessary products.

Generally, consumption taxes behave regressively, because wealthier individuals typically spend a smaller fraction of their income on consumption, while poorer individuals have to spend a large fraction of their income on necessary living expenses.

With a UBI, this regressive tendency of the consumption tax is reduced, because the basic costs for living are already covered by the UBI.

Consumption taxes can be increased for certain kinds of goods. This makes sense if these goods are problematic in some respects, for example if they cause health issues like addictive drugs. Legalizing certain currently illegal drugs and taxing them highly (unless their users get a medical prescription for them) may make more sense than continuing a costly and ineffective war on drugs.

It would also be possible to tax “luxury goods” very highly in order to introduce some progressive effects to consumption taxes. Unfortunately, the classifications of good into basic goods and luxury goods can be quite problematic in general. It could be argued that with a UBI this classification is not strictly necessary, because the costs for the most basic goods are already covered by the UBI, so that people would spend all additional income on some form of relative “luxury” anyway.

Income taxes

Income taxes are levied on personal income and company profits. Income taxes on personal income encourage companies to replace workers with machines, since machines don’t pay income taxes.

This has led some thinkers (for example, Braus [vi] and Winfield [vii]) to come up with the idea to introduce a tax on automation, which should be used to finance a UBI. However, an automation tax would require complex measurement and regulation of automation. Furthermore, it would discourage automation and thus slow progress and make the country in which the tax was introduced less competitive.

If the automation encouraging effects of individual income taxation are to be avoided, replacing individual income taxation with consumption taxes, land value taxes, and taxes on company profits would be a viable alternative.

One of the few advantages of income taxes is that they allow for a rather fine grained control of tax progression. They can be used to regulate income inequality towards optimal levels even when other measures for doing so prove to be insufficient.

Finally, progressive taxation of company profits can also be used to create more innovative markets. Big companies can use economies of scale and therefore have some decisive advantages over smaller competitors. This encourages the emergence of problematic monopolies and oligopolies. Taxing large profits of big companies higher can help to even out the field in order to establish a more competitive and performant market.

Green taxes

Green taxes, also called environmental taxes are taxes on environmental pollutants. They should ideally be paid by the polluters themselves in order to create an incentive to use more environmentally friendly methods.

A relatively often discussed green tax is a tax on CO2 emissions, called a “carbon tax”. It should be paid by the users of fossil fuels. It was recently proposed to use a carbon tax to fund a small universal basic income in the USA [viii].

Because companies usually pass on the costs of environmental taxes to the consumer, green taxes effectively act as consumption taxes. Green taxes are also rather regressive, in that low income households use a relatively large fraction of their income for fossil fuels [ix] . Overall, green taxes behave quite a lot like specific consumption taxes, and they may be beneficial to incentivize the transition to a sustainable economy.

Social dividends

An alternative or complementary way to financing a UBI through taxes is to pay the UBI out of a fund that collects dividends from publicly owned capital, for example national resources or government owned (shares of) corporations.

A most notable example of such a fund is the Alaska Permanent Fund [x] which is financed by oil revenues. It already implements a kind of insufficient UBI for all residents of Alaska, though it is not totally unconditional: People who were convicted for a felony, or were incarcerated for having committed one, don’t get a payment for that year.

Wherever nations own large natural resources, they could use them to finance a significant part of a UBI. Were this possible, it would be preferable to using income or consumption taxes.

But what about government owned companies? Considering the fact that most states are highly indebted [xi], the prospect of them buying or creating companies in order support a UBI with their profits seems highly unrealistic, even if that was a politically and economically uncontroversial move to make.

Social dividends unfortunately have the drawback that they represent a more volatile income source than tax revenues. Therefore, the UBI fund should ideally have reserves for the case that current revenues from a social dividend are insufficient.

A conservative compromise model

For the rest of this article I assume a model which I see as a suboptimal – but realistic – conservative compromise:

  • Almost all social security policies get slashed in favour of a sufficient UBI.
  • Consumption taxes and income taxes are both increased so much that they can cover any additional cost that a sufficient UBI would impose.
  • Land value taxation and social dividends are not used to finance the UBI, even though that might be seen as preferred solution.

The reason for assuming such a problematic compromise is to demonstrate that a UBI would represent a large net gain for almost everyone, even without an optimal financing model.

What are the likely positive effects of a universal basic income?

It is quite reasonable to expect significant social, economic, and psychological gains from a UBI. Additionally, many different groups will experience quite specific advantages, if a UBI is implemented.

Social advantages

Existence-threatening poverty would be effectively abolished. Currently, there is the possibility for people to lose their job and also to slip through the cracks of the social safety net. This can cause a continuous background of fear, anxiety, and stress, which is of course bad for health, happiness, and productivity.

In general, due to various different reasons, poverty causes people to be unhappy and less productive. In part, this is because being poor is expensive [xii]. A UBI could help the poor to escape the poverty trap and to get better paid jobs.

Additionally, poverty can create high incentives for criminal behaviour. Thus, it should be expected that a UBI will reduce the crime rate significantly, which would increase the safety of everyone.

Economic advantages

It is hard to predict what effects a UBI would have on the economy. Also, the effects would depend on how the UBI was implemented. Nevertheless, it is possible to have some reasonable expectations about how a UBI would change the economy.

First of all, the income distribution would change moderately. Those who profit the most will be those who have almost nothing at the moment. Low income individuals will profit significantly from a UBI. Middle class earners will be largely unaffected, because what they gain from the UBI they will essentially have to finance on their own through their taxes. Only wealthy individuals will see a modest increase in their tax burden. Overall, income inequality will be slightly reduced, and there will be more demand for consumer goods, because now the vast majority of people will have more money to spend.

Most companies will generally profit from this rise in consumer demand, unless they have specialized on selling upper class luxury goods.

However, there is a good chance that the increased consumer demand will stimulate overall economic growth [xiii]. Also, a UBI would make people bolder and would encourage them to start risky endeavours like creating a company, and to take advantage of risky opportunities. More small businesses would spring up and some of them would turn into big businesses eventually. The rate of innovation would rise as a consequence, thus accelerating the increase of living standards for all.

In the long run, everyone would profit significantly.

Psychological advantages

With a UBI, personal motivation will shift. The pressure to work in order to maintain one’s existence is lowered. Therefore, people will be more positively motivated to work towards achieving their personal goals, rather than to work in order not to die. This opens up the question what it is that people actually want for themselves, and they get the opportunity to think about that in more depth. Also, with a solid unconditional income, they have more autonomy to follow their own goals, rather than to conform to arbitrary social expectations which might be ill suited for them.

According to the psychological self-determination theory [xiv], there are three basic psychological needs: Autonomy, competence, and relatedness. A UBI strengthens the autonomy of individuals, because they can do what they want without falling into the risk of losing their unconditional income. Thus, they can focus on achieving competence and strengthening their relatedness to others. Thus, they will be more likely to thrive.

When it comes to work motivation, there have been many experiments which demonstrate that people who are more motivated by the desirability of a task in itself perform better than those who are motivated by external rewards like money (see the book Drive by Daniel H. Pink [xv]). The higher the UBI, the more one should expect motivation move from the problematic extrinsic motivation to the more benign intrinsic motivation. This line of reasoning will be especially important for the second part of this chapter.

Advantages for specific groups

In addition to those general advantages, it’s worth pointing out some specific effects for different groups within the population.

  • Workers benefit from higher motivation, more flexibility, a better working climate, more opportunities for further training, and more safety for creating their own small businesses.
  • Freelancers can focus more on delivering high quality products and services.
  • Students profit from higher flexibility and can choose to devote more of their time for studying without going into debt.
  • Business owners profit from higher consumer demand, more motivated workers, and suffer a milder catastrophe in the case of bankruptcy.
  • Unemployed people have more time to look for a job that fits to them well – sparing companies and themselves from a lot of frustration. They are also much more motivated to work for relatively low wages, because they can keep most of what they earn.
  • Chronically sick and disabled people also have more motivation to get healthy and find a job they can still perform in.
  • Pensioners similarly can be much more motivated to do some work for which they are paid.
  • Wealthy people profit from higher security and a high degree of economic and political stability. There’s no need to build bunkers to hide from the pitchforks [xvi].

How could a UBI be introduced?

There are many different possibilities for introducing a UBI, each with their own distinctive advantages and disadvantages.

Introducing a UBI at once

Theoretically, a nationwide introduction of a UBI that replaces most social safety systems could be done immediately. Of course, you might think “the sooner, the better”, but while the advantages of a UBI might arrive soon, all kinds of possible disadvantages would arrive at the same time. If it’s implemented the wrong way it cause significant negative consequences and would deter other nations from introducing a UBI.

Unconditional incomes for specific groups

Instead of starting with a universal basic income for everyone, it might be considered to create unconditional incomes for specific groups first, for example students or pensioners. This may be slightly less risky than introducing a UBI all at once, but there’s also no good justification for choosing this approach.

Gradual vertical introduction

With the argument that some advantages of a UBI might be seen even when introducing it at a low level, it could be introduced very gradually while lowering other social security payments by the amount of the UBI.

A gradual transition like this may be best to minimize problematic disruptions for individuals and systems, but it would also fail to provide the full advantages of the UBI to anyone. Also, it would be a relatively expensive way to introduce it, since all of the current bureaucracy would still exist during the transition period.

Local introduction

All of the studies about basic incomes have been done locally, so the introduction of a UBI may start locally, too. For that purpose, it would be introduced in select cities immediately, indefinitely, and completely. Those cities would be the perfect bases for long-term experimental research. If problems arise within these cities, we will learn how to fix them before the UBI is introduced on a larger scale.

Once the results on the city level have been proven to be sufficiently positive, introduction of the UBI may move on to the regional level, and then the national level. This way, ideally, a UBI could be eventually introduced in all nations.

A side-effect of this approach is that the model cities and regions would probably become very attractive and that many people move to those locations. This has actually happened in the UBI experiment in Namibia in which there was significant migration into the village that paid a UBI even though immigrants would not receive it!

Overall, this is probably the best way to introduce a UBI, because it can demonstrate the positive effects (especially the long-term effects) quickly and without huge costs. Also, the risks of this approach are quite minimal.

Counterarguments against UBI

Let’s proceed with responding to some frequent counterarguments against introducing a UBI.

People will stop working

Proper economic considerations and empirical findings [xvii] tell us otherwise: People would work more, on average, if there was a UBI, rather than less.

Those who temporarily do stop working usually have a very good reason for doing so, for example studying or caring for a child.

It cannot be financed

The quota of state expenditures to gross national income (GNI) of industrialized nations typically lies between 30 and 60 percent. Most of the expenditures are comprised of social spending. If such a state decided to spend 30 percent of its GNI on a UBI and limited other state expenditures to 25 percent, it would have roughly the quota of France, and a lesser quota than Denmark. France and Denmark are nice countries that have a properly working economy. So, they are a proof that such high expenditures as are required for financing a UBI don’t have catastrophic results.

But how much do 30 percent of the GNI of different nations represent? Here’s a list of what 30 percent of the GNI per capita would mean for different nations as UBI per year (in US Dollar; source: Wolfram Alpha GNI estimates for 2013):

  • Switzerland: $27,200
  • Australia: $19,600
  • USA: $16,000
  • Canada: $15,600
  • Germany: $14,200
  • Japan: $13,900
  • France: $13,000
  • UK: $12,500
  • Italy: $10,800
  • Spain: $9,000

These values are slightly higher if the full UBI is restricted to persons of age 18 and older. It is often suggested that children only get 50% of the UBI that adults would receive.

It happens that these values are roughly at the level of sufficiency for the respective nations. Therefore, a UBI can be financed.

Rich taxpayers and corporations will flee the country, so the UBI is unsustainable

A UBI would increase consumer demand and may lower labour costs. This should make any country introducing a UBI attractive to investors even if taxes are high.

Also, rich people and corporations rather use tax evasion schemes than actually leaving the country. That will hardly change with the introduction of a UBI alone.

Immigration will become rampant and make a UBI unsustainable

This may become a real issue if other nations fail to introduce a UBI, too. If anything, this is an argument for international cooperation and coordination when it comes to introducing universal basic incomes.

And if it really turns out to be problematic, immigration still can become more tightly regulated.

A UBI would cause inflation

Inflation mainly depends on how much money is created. No additional money needs to be created for a UBI, because it is covered by taxes. Nevertheless, there are a few theoretical arguments that suggest a UBI might cause inflation anyway. Interestingly, real world experience from partial basic incomes suggests that a UBI might actually reduce inflation to healthy levels [xviii].

Additionally, if a UBI would turn out to increase economic growth, then it would actually have deflationary effects. These can easily be compensated by creating more money.

Part 2: Universal Prosperity

What is universal prosperity?

My idea of universal prosperity is that we can lift the living standards of everyone to a really decent level within the next decades. This “prosperity” life standard would include the following:

  • Acceptable shelter and clothing
  • Really healthy food
  • As much education as desired
  • A generous amount of transportation within the country
  • Multiple vacations per year
  • Good medical treatment, including preventive and regenerative treatment
  • Frequent participation in cultural events
  • Computing devices with high speed internet connections
  • 3d printers and sufficient feedstock materials for printing a large variety of goods
  • Some extra money left for donations

These requirements would be contrasted with what I don’t consider necessary for a “prosperity” lifestyle:

  • Owning a large flat or house
  • Owning a private car, yacht or jet (in the coming decades we will probably get used to take self-driving cars)
  • Owning any kind of “luxury” items
  • Being able to fly around the world multiple times a month
  • Using all of the very latest high end top notch tech gadgets
  • Having lots of saved money or assets
  • Having a personal human or robot butler
  • Hanging around in expensive clubs, restaurants and hotels
  • Getting the very best education from one or more private human teachers
  • Being able to afford the very best services for everything

All of these things might be nice, and people of course have the right to aspire to achieve them through hard work, but they are not a requirement for a happy life.

Under very optimistic circumstances, we might have universal prosperity by around 2040 within the current industrialized nations.

How could universal prosperity be reached?

The word “universal” indicates that everyone should be able to have this “prosperity” life standard. Because not everyone can work or owns lots of capital, we need a UBI to achieve this goal. Unfortunately, even the wealthiest nations would have to increase taxes to insane levels to finance a UBI that would grant prosperity to everyone. So, this is hardly a viable option.

What can be done however, is introducing a UBI at a merely sufficient level, say within the next ten years, and then coupling the amount of the UBI to the level of economic growth. Because a modest UBI should stimulate economic growth, this is a much more realistic path to universal prosperity than waiting 25 years and introducing a generous UBI only then.

Apart from that, we cannot wait 25 more years before introducing a UBI, because technological unemployment will be rampant long before 2040. Not dealing with that trend proactively will most likely ruin the economy.

Once technological unemployment really takes off, it will be necessary to increasingly tax capital gains, as income taxes from labour will break away.

Make it ecological

When it comes to economic growth, there is valid criticism that it usually entails ecological degradation. However, that doesn’t need to be the case, since increases in efficiency through the use of better technology can create growth that doesn’t cause additional ecological costs.

Rather than demanding a stop of the economic growth paradigm, we should focus on “ecological growth” [xix], which would be based on

  • A transition towards renewable energy sources
  • Higher energy efficiency, for example through better reuse of “waste heat”
  • Sustainable agricultural practices [xx]
  • Circular economy [xxi]
  • Vast gains in general efficiency made possible by a very high degree of automation through pervasive use of robots and artificial intelligence

A focus on technological solutions doesn’t automatically generate ecological growth, but if a decidedly technological approach is combined with intelligent regulations that favour ecologically sound alternatives, economic growth can very well become ecologically sustainable.

For that purpose, we may need to replace simple conventional economic metrics like GDP and GNI with metrics that consider the ecological costs of economic activities. The Sustainable National Income [xxii] and the Genuine Progress Indicator [xxiii] are good examples for such “eco metrics”.

By coupling the amount of the UBI to the “eco metrics” SNI or GPI, rather than the GDP or GNI, people would have an incentive to demand ecological growth. I call such an “eco-growth coupled” universal basic income a Sustainable Universal Prosperity Income (SUPI).

How the Sustainable Universal Prosperity Income would work

The SUPI starts with a UBI at a merely sufficient level which is introduced in a certain year, say 2025. This year would be the reference year of the SUPI. From then on it will only be adjusted to inflation and the change of the chosen eco metric.

For example, if the inflation rate is 2%, then the UBI payments will be increased by 2%, preliminarily. Next, we need to consider the change of the eco metric. If it has increased by 3%, then the SUPI will increase by about 5%. This increase comes from 2% inflation and 3% eco growth. However, if the eco metric has decreased by 1%, the SUPI will only increase by 1%, which won’t be enough to compensate for inflation. Consequently, the purchasing power that people get from their UBI will decrease – because some problematic economic activity has degraded the environment.

If the nation managed to generate an average eco growth of 3% over 25 years, by 2050 the SUPI will be at 209% of the sufficiency level of the reference year (this is automatically adjusted for inflation). This could be enough to generate sustainable universal prosperity.

Such a high level of ecological growth may be optimistic, but the positive stimulus from the UBI, increased thermodynamic efficiency, and efficiency gains from the use of robots and artificial intelligence could make it possible.

Why would a SUPI be a good idea?

The idea to give everyone more money than they need to stay alive, healthy, and productive for free may seem quite excessive at first glance. That’s why there need to be really good arguments in favour of such a system. Even though there are some valid philosophical and ideological arguments for a generous universal basic income, I restrict myself to ecological, social, psychological, and economic arguments that can ideally be accepted by everyone.

Ecological reasons

Sadly, the current ecological footprint of the Western world is unsustainable. We’d need much more than one single planet to sustain that lifestyle if everyone in the world adopted it. There are different ways to react to that fact, but the most rational approach is to aggressively use intelligent technology and policymaking to reduce our ecological footprint even while increasing our standard of living.

A SUPI would of course be a foundational piece of intelligent policy-making. Conveniently, it can also accelerate further technological innovation, as is explained further below.

Because we live on Earth and depend on the environment that it provides to us, we should naturally have a strong incentive not to destroy it. However, in the face of more immediate economic pressures this basic sensibility all too often takes a backseat. This is why politics and economics need to be realigned so as to support the natural incentive to protect our natural wealth. If people’s incomes directly and immediately depend on the state of the environment, they get useful feedback that can stimulate them to demand a transition to a sustainable economy.

With a “normal” UBI there’s the problem that the increased consumer demand could accelerate economic activities that degrade our environment. This issue is not absolutely dismantled with a SUPI, but at the very least a SUPI creates the right conditions and incentives that support the creation of an ecologically responsible economy. People who suffer from relative poverty simply don’t have the “luxurious” option to buy “ethical” products that don’t contribute to the destruction of the environment.

Finally, people receiving a SUPI can easily choose not to work in a job that has detrimental social and ecological impacts. When companies with unethical business models notice that it gets really hard to them to attract and keep workers, then they are likely to reconsider their strategy. After all, with a SUPI, the company leaders themselves don’t really need to run such a business anyway.

Social reasons

In the next decades automation will eliminate a vast number of jobs and many of those who will have lost their jobs won’t be able to find a replacement job soon. More work can be done by less people. And the average level of qualification required to get a job will most likely rise significantly. So, an increasing number of people will require further education and training. With a SUPI they get the chance to focus on that, instead of being forced to take kind of job they can find.

Nevertheless, sooner or later, many jobs and even companies will become fully automated through advanced artificial intelligence which will even be able to do very creative tasks. Only a small number of people will be able to do any kind of conventional work that creates an income for them. Without a SUPI the existence of most people would become quite unpromising. With their SUPI however, they can choose to do whatever gives meaning to their lives without having to worry about making a living. Great freedom and liberty for everyone can become a reality.

Still, inequality will be an issue even when people don’t need to work for the basic necessities of life. After all, those who have work or capital can still continue to get wealthier while those without only have their basic income. This divide will become increasingly difficult to bridge as the number of available jobs gets smaller and smaller. This is why the basic income needs to rise over time in order to limit income inequality. Otherwise increasing inequality will threaten societal cohesion to a dangerous degree. It is much less likely that there will be civil unrests, uprisings, revolts, or even revolutions if everyone gets a SUPI.

Psychological reasons

The fact that the SUPI is coupled to the economic and ecological wealth of the nation effectively turns its citizens into shareholders. Thus, they have additional motivation to support their nation as effectively as possible. Therefore, interest in politics will probably grow, and people will demand improved methods of democratic or direct participation. Everyone will have a good reason to strive for the holistic optimization of societal systems, because that’s what actually gets them an income raise.

Sure, the influence that an individual may have on the economy at large is very marginal, but you have to consider that the same is true for the influence a single voter has on the politics of a democratic country. If it’s a valid line of reasoning to keep the basic income relatively low because that would save costs, the same line of reasoning could be used to justify the abolition of democratic elections. Costs are a bad reason for denying citizens their empowerment.

The higher the SUPI, the more motivation will shift from extrinsic motivation to intrinsic motivation. With a sufficiently high universal income, people who do work because they find it inherently rewarding and meaningful will be more likely not to bother about using work as a source of income. Instead, they will work voluntarily and for free, because they just want to help the organisation and people they work, or because the work is genuinely interesting and engaging. Money would just be an annoying distraction in that case. After all, extrinsic motivation can negatively interfere with already existent intrinsic motivation, as studies have shown. Purely intrinsically motivated people are happier, more creative, and more innovative.

Therefore, the fraction of work that people are actually directly paid for will in all likelihood decrease dramatically. The purpose of work will shift towards personal accomplishment, solving real problems, gaining reputation, mastering hard challenges, and collaborating with like-minded people.

And indeed, the SUPI creates a solid basis that allows everyone to focus on solving the real challenges that we are faced with: How do we make our lives and the world as a whole better? Everyone will have much better chances to work on his own personal development, and on creating positive change in the world around him, because worries about money will be rather unnecessary.

Economic reasons

Currently, automation is often seen as very negative, because it eliminates jobs. When jobs become much less of a necessity, due to their income generating function being taken over by a SUPI, the negative sentiments against automation will decrease – and may even turn into demands for faster automation. Social and political resistance against automation will disappear. Therefore, the speed of innovation can increase, which should give the economy a big boost.

Actually, the whole incentive situation for automation will change dramatically: With the shift towards voluntary work there is only a need to automate work which people are not willing to do for free. Automation will gradually eat up all the jobs that aren’t inherently rewarding. What remains is work that people do for free. There is much less economic reason to automate jobs that people do voluntarily. Still, even some voluntary workers might be replaced by machines, if the latter are much more efficient than human workers.

In any case, an increasing degree of automation will bolster the supply of all kinds of goods. On the other hand, without a SUPI, consumer demand would at the same time decrease, because fewer and fewer workers would be left to purchase those goods. In fact, at least something like a SUPI will be needed to keep the economy running smoothly.

An increasing universal basic income can keep income inequality at economically optimal levels rather naturally. Consumer demand will be boosted to the level that is required by an increasingly automated supply side. The conventional economy will continue to make sense.

But there is more: New economic modes are on the horizon and will complement the conventional economy. Presenting these rather speculative ideas in detail would go beyond the scope of this chapter, so I will only mention them briefly:

  • Personal 3d printers will grant private individuals powerful and effective means of production. People become consumers and producers at the same time. They will often share their product designs freely and openly. Personally customized products will gradually replace uniform mass produced goods.
  • Companies and cooperatives will become much easier to create and run successfully, because with a SUPI people will be much more willing to work for free. However, cooperatives will often prove to be more attractive compared to conventional companies. Therefore, conventional companies will be pressed to adopt elements of cooperatives, so that hybrid company forms will emerge.
  • The non-profit sector will see a massive boom, because with a SUPI non-profit organisations have it much easier to cover their costs. Without having to aim for profits, they can focus on providing the best products and services imaginable – ideally for free! In turn, this will reduce the costs for all organisations, while at the same time improving the overall quality of almost every product.
  • Crowd funded and crowd sourced initiatives will provide exactly the kinds of products and services that are desired. Consumers that so far have merely reacted to the supply side will become proactive and take a leading role in specifying and designing new goods and services. This will range from the design of new forms of electronics to the direction of medical research.
  • More and more digital goods will be shared openly and freely. Reputation systems and reputation economies will support this development further, because sharing will increase reputation. And reputation will be coupled to personal wealth, in turn. Inspired by the fictional reputation currency “Whuffie” in Cory Doctorow’s science fiction novel “Down and out in the magic kingdom” [xxiv], I developed a system called Quantified Prestige [xxv] (Hrenka 2012) that could be used as basis for a reputation economy.
  • New systems to leverage the so-called attention economy are also being worked on – for example the decentralized social network Synereo [xxvi]. Users will be rewarded for interacting with online content and for sharing it with others.

All of these developments will be enabled or supercharged by a SUPI, and they will massively transform the economy. We will live in a Zero Marginal Cost Society [xxvii] in which the cost of very many goods and services will be effectively zero.

Why think about a SUPI already?

Wouldn’t it be better to restrict ourselves to the next step and only debate about the introduction of a “simple” universal basic income?

While it is important to create and strengthen a big alliance that can politically introduce a UBI, there are some important reasons for looking further into the future.

First of all, it may seem intuitively reasonable to restrict a UBI to a merely sufficient level. It may be possible that a UBI is introduced, but only under the condition that it stays at such a minimal level. This would significantly complicate the introduction of a true SUPI, and unnecessarily delay the unfolding of the full potential of the universal basic income idea.

Perhaps even more importantly, a bright vision of a very positive future is sorely needed. People want to thrive and flourish. It would be hard for them to look forwards to a future in which they would be mostly restricted to living on a merely sufficient basic income. Instead, the idea of universal prosperity not only makes a lot of sense, but also provides reasonable hope for a much better future.

Finally, without such a positive vision, people tend to find refuge in extreme ideological positions. The lack of promising secular and moderate visions can drive people to violence, crime, drug abuse, and even terrorism. Hope is very important for the human psyche. When things get really serious, humans will flock to those who promise them hope, no matter how misguided the hope promising ideology actually is. The vision of the SUPI, and the society it can help to create, can provide substantial hope and acts as antidote against ideological extremism.

All these reasons mean that we must talk about the idea of universal abundance as soon as possible. Let’s not waste too much time on half-hearted compromises!

What counterarguments against a SUPI can we expect?

Of course, the idea of a generous sustainable universal prosperity income may seem much more extreme than a “normal” universal basic income. Certain objections are very likely to come up in the debates about a SUPI. Nevertheless, the SUPI idea is quite rational and is not easily invalidated by criticism.

It’s not fair to give people so much money when they don’t even have to work for it!

What is and is not fair is highly subjective and depends on cultural expectations. The fairness argument is a highly ideological one and therefore it cannot be easily dismantled with facts alone. I could argue that the end result of a SUPI would be a world that is much fairer than one without it, but that assertion certainly won’t convince everyone.

Let me therefore try to propose a different perspective: Consider the SUPI as an investment that you make in order to get a very special kind of return – a better society. If people invest into the SUPI they get rewarded with a much better society and a booming economy.

The failure to invest into a SUPI does not only represent a huge missed opportunity, but can be actively dangerous. Everyone depends on having a functioning society around him. If we don’t provide the support to the society that it actually needs, it will sooner or later come crashing down. The typical results of that are very gruesome and can be found in about any history book.

People would get really lazy if they got so much money for free!

According to self-determination theory, humans have the psychological needs of autonomy, mastery, and relatedness. A SUPI would strengthen their autonomy and allow them to find better ways to satisfy their needs for mastery and relatedness. They will be guided by their passions and intrinsic motivation, whether that’s voluntary work, a creative hobby, or just interacting with others in clubs, social networks, or online games. Everyone has the wish to be really good at something, even if it’s just playing a certain game. At the professional level, playing games counts as (e-)sports. And few people would argue that doing sports is being lazy.

Anyway, if prosperity really made people lazy, then the rich would be suffering from a laziness epidemic – from which they would need to be cured by giving away their money, so that they would be forced to work hard in order to make a living. I hope that people see that this proposition is nonsensical.

Ordinary people should not be shareholders of a nation or region. They don’t deserve it!

From a purely utilitarian perspective it is irrelevant whether they deserve it or not. If a SUPI provides superior results, then it should be adopted. Historically, capitalism was introduced and philosophically justified based on utilitarian reasoning [xxviii]. If you think capitalism is legitimate due to its efficiency, it should be legitimate for people to be shareholders of a nation if that’s a more efficient system than the status quo.

It would be better for the economy to lower taxes and keep the UBI at a level that is merely sufficient!

That is a highly questionable hypothesis. As explained above, massive automation will require a proportional strengthening of the consumer demand side. Either you hope for this strengthening to somehow happen on its own, or you do the economically rational thing and use a SUPI to do that in an intelligent and systematic way.

Of course, optimizing the economy is difficult, so some actual experimentation will be required to figure out the optimal approach. It might be conceivable that there are better solutions than SUPI, but the idea of trickle-down economics has failed empirically [xxix],[xxx],[xxxi], so we definitely need to try something else.

Summary

I have predicted that a UBI, if it is implemented correctly, will have the following effects:

  • The economy is boosted and will grow faster.
  • Inequality, poverty and criminality will be significantly diminished.
  • People will feel better, more motivated, more creative, and more innovative.

For best results, the introduction of a UBI is done in several steps:

  • Pilot cities should introduce a fully sufficient UBI as soon as possible. The resulting effects should be scientifically analyzed.
  • Whole regions should introduce a UBI one by one until the whole nation has a fully sufficient UBI.
  • As soon as the UBI is introduced on a national level, it should be transformed as soon as possible into a SUPI (Sustainable Universal Prosperity Income).

It is not premature to present, discuss, and promote the SUPI idea, because it enables an uplifting and bold positive vision of the future.

References

[i] Piketty, T. (2014) “Capital in the twenty-first century” The Belknap Press of Harvard University Press. Cambridge, Massachusetts; London, England

[ii] Dolan, E. (2014) “A Universal Basic Income and Work Incentives, Part 1: Theory” EconoMonitor, August 18, 2014 http://www.economonitor.com/dolanecon/2014/08/18/a-universal-basic-income-and-work-incentives-part-1-theory/ accessed February 20, 2015

[iii] Kaufmann J. (2010) “BIG Hopes, BIG Questions: Namibia’s Basic Income Grant”. The Journal of Civil Society and Social Transformation, Volume 1, January 2010, 38-47 http://max-cmshost-01.syr.edu/uploadedFiles/moynihan/tngo/BIG%20Hopes,%20BIG%20Questions%20Namibia%E2%80%99s%20Basic%20Income%20Grant.pdf

[iv] Standing G. (2013) ”Unconditional Basic Income: Two pilots in Madhya Pradesh”. http://www.guystanding.com/files/documents/Basic_Income_Pilots_in_India_note_for_inaugural.pdf accessed February 20, 2015

[v] “Land Value Tax” Wikipedia http://en.wikipedia.org/wiki/Land_value_tax accessed March 16, 2015

[vi] Braus, A. (2014) “Don’t Tax Humans – Tax the Robots” https://medium.com/@ajbraus/dont-tax-humans-tax-the-robots-be8da8351bb9 accessed March 9, 2015

[vii] Winfield, A. (2015) “Maybe we need an automation tax” http://robohub.org/maybe-we-need-an-automation-tax/ accessed March 9, 2015

[viii] Van Hollen C. (2015) “Democrat proposes carbon cash: $1000 for every American” SFGate article by Carolyn Lochhead, February 25, 2015 http://m.sfgate.com/science/article/Key-House-Dem-proposes-carbon-cash-1-000-for-6101720.php

[ix] Dinan T. (2012) “Offsetting a Carbon Tax’s Costs on Low-Income Households” Working Paper Series, Congressional Budget Office, Washington D.C. November 2012, Working Paper 2012-16 http://www.cbo.gov/sites/default/files/11-13LowIncomeOptions.pdf

[x] “Alaska Permanent Fund” Wikipedia http://en.wikipedia.org/wiki/Alaska_Permanent_Fund accessed March 16, 2015

[xi] CIA World Factbook: Public debt of different countries https://www.cia.gov/library/publications/the-world-factbook/rankorder/2186rank.html accessed March 17, 2015

[xii] “Ghetto tax” Wikipedia http://en.wikipedia.org/wiki/Ghetto_tax accessed February 23, 2015

[xiii] Krugman P. (2014) “Inequality Is a Drag”. The New York Times, August 8, 2014 http://www.nytimes.com/2014/08/08/opinion/paul-krugman-inequality-is-a-drag.html

[xiv] http://www.selfdeterminationtheory.org/theory/

[xv] Pink D. (2010) “Drive”. Canongate Books, 2010. 14 High Street, Edinburgh EH1 1TE

[xvi] Hanauer N. (2014) “The Pitchforks Are Coming… For Us Plutocrats”. Politico Magazine, July/August 2014 http://www.politico.com/magazine/story/2014/06/the-pitchforks-are-coming-for-us-plutocrats-108014.html

[xvii] Dolan E. (2014) “A Universal Basic Income and Work Incentives. Part 2: Evidence”. EconoMonitor, August 25, 2014 http://www.economonitor.com/dolanecon/2014/08/25/a-universal-basic-income-and-work-incentives-part-2-evidence/  accessed February 20, 2015

[xviii] Santens S. (2014) “Wouldn’t Unconditional Basic Income Just Cause Massive Inflation?”. Medium, November 22, 2014 https://medium.com/basic-income/wouldnt-unconditional-basic-income-just-cause-massive-inflation-fe71d69f15e7 accessed March 17, 2015

[xix] Morrison R. (2013) “Ecological Growth”. EugeneWeekly.com, November 14, 2013 http://www.eugeneweekly.com/20131114/guest-viewpoint/ecological-growth accessed February 28, 2015

[xx] “Sustainable agriculture” Wikipedia http://en.wikipedia.org/wiki/Sustainable_agriculture accessed February 24, 2015

[xxi] “Circular economy” Wikipedia http://en.wikipedia.org/wiki/Circular_economy accessed February 24, 2015

[xxii] “Sustainable national income” Wikipedia http://en.wikipedia.org/wiki/Sustainable_national_income accessed February 24, 2015

[xxiii] Harris J., Roach B. (2013) “Environmental and Natural Resource Economics: A Contemporary Approach”. M.E. Sharpe Inc., 80 Business Park Drive, Armonk, New York 10504. 3rd edition 2013. Chapter 8 http://www.ase.tufts.edu/gdae/Pubs/te/ENRE/3/Ch8_Income_Accounting.pdf

[xxiv] Doctorow C. (2003) “Down and Out in the Magic Kingdom”. Tor Books, January 2003 – available for free download at http://craphound.com/down/download/

[xxv] Hrenka M. (2012) “Quantified Prestige”. Radivis.com, October 2, 2012. http://radivis.com/quantified-prestige/

[xxvi] “Synereo” http://www.synereo.com/ accessed February 28, 2015

[xxvii] Rifkin J. (2014) “The Zero Marginal Cost Society”. Palgrave Macmillan; St. Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010

[xxviii] Rifkin J. (2014) “The Zero Marginal Cost Society”. Palgrave Macmillan; St. Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010

[xxix] Piketty, T. (2014) “Capital in the twenty-first century” The Belknap Press of Harvard University Press. Cambridge, Massachusetts; London, England

[xxx] Chu B. (2015) “The wealth that failed to trickle down: The rich do get richer while poor stay poor, report suggests”. The Independent, January 19, 2015. http://www.independent.co.uk/news/business/analysis-and-features/the-wealth-that-failed-to-trickle-down-report-suggests-rich-do-get-richer-while-poor-stay-poor-9989183.html accessed Feburary 28, 2015

[xxxi] Aleem Z. (2014) “7 Chars Show What Free Market Economics Have Really Brought on America”. Policy.Mic, November 20, 2014 http://mic.com/articles/104612/7-charts-show-why-trickle-down-economics-has-been-an-enormous-failure accessed February 28, 2015

Footnote

The article above features as Chapter 3 of the Transpolitica book “Anticipating tomorrow’s politics”. Transpolitica welcomes feedback. Your comments will help to shape the evolution of Transpolitica communications.

Catalysing the Development of Artificial Intelligence Tools

By Dr Roland Schiefer, author of “All In The Mind”

Summary

Our near future will be dominated by the explosive development of Artificial Intelligence (AI) systems. These systems will affect our physical world by driving cars and controlling robots. However, online AI tools that are continuously accessible through mobile phones and wearable interfaces might have an even stronger effect on our social and political structure, because they will change the way we think and act. Groups that can quickly and effectively highlight the opportunities and threats of new AI tools will therefore have considerable impact on politics, development and user behaviour.

Cortana

Example of a digital assistant: Microsoft Cortana

Introduction

AI tools are “narrow” artificial intelligence systems that do complex things like interpreting voice input or analysing texts very fast. They do not have consciousness or a will of their own. The best known examples for such tools are Siri, Google Now and Cortana made by Apple, Google and Microsoft respectively. These voice-based “digital assistants” can handle simple conversations and daily administration tasks like scheduling and booking tickets. They can also answer questions by accessing search engines such as Google or Bing. Digital assistants are now mainly accessed from mobile phones, but Microsoft is introducing Cortana as an optional interface for Windows 10, opening the scope to laptops and desktop systems. The more convenient and reliable these assistants become, the more users will tend to see their own assistant as the obvious way to access the digital world. Successful producers of digital assistants will try to enhance this trend by creating a “walled garden”, a service environment that is so richly stocked with easily accessible options that most users will not bother to look outside. We can expect Siri travel services and Cortana tax return. However, providers of smart services such as travel agencies and accounting firms will try to strengthen their own brand identity. Perhaps we will get an HSBC tax return service that can be accessed by any of the popular assistants – degrading the assistant to the role of a smart browser. Some companies might fund the development of open assistants that leave all the branding to the actual service provider. AI tools are ready for the mass market.

The development of AI tools proceeds at an extreme speed. Some of the richest companies in the world, like Google, Apple and Microsoft, are putting much of their profits into AI systems. They hire tens of thousands of the brightest, best educated and most motivated people to shorten product cycles. Billions of users are eagerly waiting for new versions of AI tools such as Google Now, Siri and Cortana to make their own lives easier, more exciting or more profitable. They produce a flood of feedback concerning new uses and suggested improvements. They are also willing to have their purchasing decisions influenced in return for this service, so they generate huge profits that are in turn invested to improve AI tools. This process creates a continuous proliferation of new, potential applications. Only a few of these applications have yet been built and only a fraction has even been considered. Most of them might remain unexplored, because the initial applications we use tend to influence what we want next. Minor decisions in the early stages will therefore lead us along a path of development on which some highly desirable options are no longer feasible or negative outcomes can no longer be avoided.

We cannot plan this development in a conventional way, as we know little about the opportunities and threats we will have to cope with. We can only try to reach some consensus about the general outcomes we would prefer and then try to nudge the development process in a direction that makes these outcomes more likely. This has some similarities with the way a catalyst works in a chemical reaction: It makes certain reaction steps more likely. AI development might be ”catalysed” by adjusting the legal framework, changing the rules for access to capital, providing reliable, evidence-based information for decision-makers in the sector or showcasing demonstrator projects to accelerate specific developments. The Government will certainly play an important role, as it represents public interest, has access to funding and can change the legal structure. We can also expect that some universities and foundations will establish “Catalyst Teams” that aim to make preferred outcomes more likely. The impact of such team will increase with the following capabilities:

  • Involve representatives of various stakeholders such as politicians, civil servants, platform developers, businesses, pioneering users and activists. Facilitate fast flow information on new developments, opinion polls among members, responses to project concepts, etc. Create relevant consensus faster than normal communication would do.
  • Focus on “verified information” that can be accepted by decision makers without delay, i.e. not personal hopes and fears. Base statements on tests where possible. Ensure access to a pool of test users who will work hard to learn certain AI tools and produce measurable outcomes. University students might do this as part of a study module while university staff could manage the tests.
  • Use mass media to familiarise a wide range of people with new concepts. Present desirable AI trends in the form of entertaining events. Motivate participants with publicity or price money. The format could extend from a technical or business focus to a brainy version of the “Survivor” series to attract a wider audience.
  • Cooperate with developers to fast-track development of demonstrators. Showcasing desirable applications might require customised prototypes at the edge of current technology. Companies such as IBM or Microsoft, smaller software developers or innovative university departments might be motivated by an opportunity to show their products to a wide audience.
  • Continuously model the impact of possible legal changes. The law should be used as a catalyst to make things go right and not a remedy to be applied after things have gone wrong.

The following sections describe a few potential applications of AI tools and how Catalyst Teams might accelerate and inspire their development.

A new type of education

In future, AI tools will consistently support us in what we are doing. They will provide us with facts, search for solutions, guide our hands-on work and free us from a lot of unpleasant administration tasks. Some parts of our current education will therefore become useless and we will require skills that are currently not taught in school. We might find that the best performers among AI tool users are not necessarily the best pupils in a conventional school environment.

Particularly teaching by AI tools will open new opportunities. A pupil’s personal AI tool, which could be provided online as a service, could store all knowledge a pupil has already learned. Tests and questions of understanding would then reveal what knowledge she has retained and what type of information she is most likely to forget. Based on the learning progress of other pupils with similar mental characteristics, the AI tool could determine the pieces of information that are most likely to complete a process of understanding or learning a practical skill. Each learning step will make the model of the pupil’s mind more detailed. Obviously, an AI tool would present all information in the best possible way, emphasising graphical format, text, sound, instruction by a teacher or group work according to the pupil’s personal characteristics, the task at hand and the fellow pupils available for interaction.

This style of learning does not have to be done in isolation. A group of children and their teacher might share a virtual environment in which the learning takes place. The AI tools of the individual pupils could communicate to develop the best teaching strategy based on the composition of the group and the abilities of the teacher, who might primarily be responsible for the interpersonal part of the event.

It will certainly be advantageous to promote this new style of learning. Countries that manage it first will have a competitive edge. Universities that can integrate it will attract more foreign students and teachers who excel in it can expect brilliant job opportunities all over the world. Learning with AI tools might particularly benefit currently disadvantaged pupils, as it can analyse and remedy their weak spots in a focused manner.

Parents and teachers will rightly be hesitant. Many new teaching methods and teaching technologies promised to revolutionise education and did not deliver. The AI teaching tools described above are feasible, but they are not ready for routine use. Developers might hesitate to invest heavily in products that might not be taken up. Catalyst Teams could therefore accelerate this process by creating bridges between the different stakeholders.

Imagine a school agrees to have a pilot AI teaching lab and have selected school classes use it regularly a few hours a week; an online publisher or TV channel agrees to document the progress of the children and provide regular broadcasts; a major developer such as IBM agrees to provide and adapt appropriate AI teaching tools. This would not only create feasible solutions. It would establish a dynamic process in which all participants have an interest to move faster as they would have otherwise done.

Imagine another TV show in which groups of high-school children compete in solving tasks using AI tools through mobile phones or augmented reality gear. Pupils from schools in different socio-economic environments are invited to increase variety. A big high-resolution screen in the background shows the viewer what the contestants see on their mobile screens or their virtual reality gear. Viewers can so keep an eye on the entertaining social interaction while they learn how school problems and real-life problems can be solved by using AI tools.

Some of the challenges could be school-related. One can expect that many people would like to know how easy it is to ace conventional A-level exams when connected to AI tools. The groups might also be asked to design a product that is later printed on a 3D printer and has to be put to practical use. Pupils could show how well they can diagnose the illnesses of people who volunteer for this purpose. Contestants might be asked to start and run a company with the help of their AI systems. All this would provide the adults with a gentle introduction to how their own world is changing right now.

Ultimate survival

AI tools reduce the minimum number of people required to advance a civilisation from our current level. These tools can store all of our knowledge and skills and teach them to users as required. Generalists with AI tools could then do specialist work. A general mechanic with augmented reality gear, for example, could repair almost any device including motor cars, diesel trucks, domestic appliances, airplanes and mobile phone masts. A self-sufficient group would therefore not need many mechanics. The same applies to surgeons, researchers and any other kind of specialist. Maintaining a specific level of technology therefore does not require a minimum number of experts who can hold all the relevant knowledge of our time in their heads.  Scientific progress will obviously be related to the number of well-educated and well-equipped people who can contribute to it. Smaller societies will therefore develop more slowly and those eager to exchange information will grow at a faster clip.

AI tools could also reduce the volume of trade needed to ensure survival. Much of our global interdependency results from our need for industrial products that are made cheaper elsewhere, raw materials only found in foreign countries or food that does not grow in our region. 3D printers could make most of the products we need, although usually at a higher price and a lower quality. High levels of recycling or alternative product designs could reduce our dependence on raw materials.  It will then still be advantageous to trade, but as a matter of economic efficiency, not as a matter of survival.  In the event of a disaster, countries, regions, cities and even small bands of individuals could continue on their own.

Imagine an ongoing experiment designed to test how well a small group of dedicated participants might do in sustaining civilisation. Approx. 20 students might live on a piece of land dedicated to that purpose. Their experiences might be shown in regular TV episodes.  The average student might stay 9 month, so that participation can be arranged during a gap or practical year. Students might get credits for participating. Universities would benefit from the exposure. Companies making AI tools, 3D printers and other equipment might sponsor the event.

The event should involve practical challenges so that TV viewers have fun watching it. Contestants might start off in tents and then build houses guided by their AI systems. They might generate their food in a microbiological process using waste and solar energy. That will make for interesting cooking experiences. They might have to grow crops. Should they be provided with a tractor or should they have to work with shovels until they can 3D-print their own tractor?

Participants might be required to complete a study module during that year to show that new knowledge was transferred. They might be required to do some research work to show that overall knowledge has been increased. Step by step, the conditions could be made more stringent. Can they print their own mobile phones? Can they print server computers that run their AI software? Can they develop new AI software? Can they print printers? Can they do genetic engineering? Could they really go it alone?

Such a project would not only provide entertainment and a lot of commercial spin-offs. It would change the way we see ourselves and our civilisation. AI tools might turn us into a network of interacting subunits that can easily rearrange themselves in response to technological, environmental or political changes. That would make our society far more resilient against shocks or disasters of any kind and have obvious relevance for national defence.

How to make AI tools more trustworthy

We can expect that authoritarian regimes all over the world will use the opportunities provided by AI tools. They will create their own digital assistants with an ecosystem of AI tools around them to provide their citizens with convenient cradle-to-grave support in a regime-friendly way.

Even in currently democratic societies, there is no “objective” way of building analytic systems, just as there is no “right” way of writing a newspaper article. Any analysis of data or text by man or machine will necessarily require a wide range of assumptions.  Systems that provide technical answers will rely on current scientific theories, some of which will turn out to be wrong. Economic analysis will necessarily be based on theories about the way markets work or the way vested interest groups play their games. Most AI tools will have an underlying ideological bias. The best way to cope with that is to make this bias visible and give users a choice.

Digital assistants that support choice must be “honest brokers” that allow users to choose what sources are used. Some users might only want to use data sources that have already been used in peer reviewed journals. Some might only want to use legal analytics engines built by major accounting companies. Some might want all their sources to be approved or previously used by one of the NATO governments. Others might prefer the Chinese government or a large charitable organisation.

Catalyst Teams could help during the initial stages of this development by arranging events in which digital assistants are compared with each other. Are they all “honest brokers”? Can the user track the information and models on which the assistant’s answers were based. How much is the scope of services restricted by routing users to preferred business partners? How much effort is made to keep data confidential?

This is likely to cause conflict. The revenue stream for platform developers, the makers of digital assistants, might be linked to keeping users within a “walled garden”, i.e. sourcing services only from a group of preferred suppliers who support each other. Many users will object to having their choices made for them.  Developers, in turn, might argue that the first of them who really breaks down the garden walls will suffer the highest financial loss.

Catalyst Teams might encourage fair competition and free choice by promoting legislation that forces all platform developers to reveal all sourcing choices of their digital assistants and to make it easy for users to set their personal preferences. The same analysis performed with different clusters of AI tools will often lead to different results and that will in turn trigger studies about the nature of these differences. When tools do not behave as intended, developers will change their structure or look for better concepts to base them on. Political, philosophical or social concepts, for example, which have previously only been compared in scholarly discussions, will then have to prove their value as functional components in tools. This should speed up the development of concepts and put our civilisation on steroids. Countries that allow it to happen will grow in strength. We can hope that authoritarian regimes, obsessed with protecting current privileges, are likely to lose out. If we can indeed arrange our systems in a way that makes open structures more competitive, we will have more reason to trust these tools.

Reducing inequality

In the middle of the nineteenth century, wealth was very unevenly distributed and our economic system looked rather unstable. Factory owners could afford to pay the seemingly unlimited masses of workers just enough to survive and reproduce. Karl Marx predicted that a competitive market would force companies to produce ever more goods at increasingly lower prices – goods that the workers could not afford and the rich classes were no longer able to take up. Then the system would collapse leading to a revolution.

Things did not happen that way. The masses of workers were not unlimited. Supply dried up and they had more opportunity to bargain for a larger share of the cake. An increasing number of workers got a higher education and could therefore work more productively. They were valuable and short in supply, so they could demand even higher wages. Step by step, educated workers on different levels acquired a larger share of the wealth. They became the consumers that the system had been lacking.

This new class of educated workers gained in influence and shaped the political system. Sometimes they allied with the poor and deprived to wrestle more privileges from the rich. Sometimes they allied with the rich to preserve the current order, as they now had houses and pensions to lose. And they shaped expectations. Good education and hard work were bound to ensure lifetime employment and a rather generous income.

Things did not happen that way due to automation. Smart machines can out-produce and out-administrate humans in an increasing number of fields. This has reduced the demand for people with average intelligence, education and motivation, who have generally not seen an increase in their purchasing power over the last three decades. Only top performers are disproportionally rewarded. Machines are also starting to replace people in jobs that are still seen as pinnacles of personal achievement, such as medical doctors and pilots. The political bargaining power of educated citizens is therefore waning and the influence of those who own smart machines is increasing. This reduces the stability of our current political system.

Catalyst Teams should attempt to counter this trend by building on the spread of AI tools, as these tools will generally make people more productive. Productive employees can charge higher wages and subsidising AI-based professional skills enhancement would accelerate this process. Budding entrepreneurs will find it easier to start their own companies, because AI systems will take most administrative chores off their hands. Legislation that interlinks with the capabilities of AI systems could make it even easier to found a company, gain access to financing, or handle administration. Higher income and the optimism associated an economic upswing are likely to lead to higher investment and higher consumption. We can expect fast economic growth that benefits a large part of the population and therefore reduces the current income inequality.

Considerable resistance will have to be overcome, because improvements for a large number of people will often be linked to disadvantages for some. Running a company, for example, will be much easier when most tax and accounting issues are handled by an AI tool. This will invariable mean fewer jobs for tax consultants and accountants. Well-educated and well-organised professionals will try to stall developments that disadvantage them. Legislators will have to counter vested interest groups in the interest of the community.

AI tools will allow individuals to create considerable value outside the formal economy. Conventional economic indicators based on the formal economy might therefore show that things are going down while everybody creates more value and actual consumption is going up. Imagine a house owner who gets new windows installed. He gives a job to somebody else and increases GDP, but only few house owners will do that, because professional services are expensive. Imagine another house owner who installs his own windows by using an AI system. All work steps are shown on an augmented reality interface, allowing him to do work he would otherwise not have managed. He is a pensioner who is glad to do work that gives him purpose and pride, so no opportunity costs need to be budgeted. Assume his story inspires many other do-it-yourself customers who would never have considered contracting a company. Their joint purchases of material might lead to a moderated GDP increase while the actual increase of the value generated is much higher. AI systems might in this way activate considerable amounts of “hidden labour” among the increasing number of pensioners and people on welfare or basic income. Catalyst Teams might help this development by popularising appropriate economic indicators that show how well we are actually doing.

Transforming the legal jungle

Repealing laws takes effort for politicians. Laws that make life a bit more difficult for everybody without any real benefits are therefore likely to stay around, because lawmakers would not get political rewards for removing them. Laws that create one big winner, who naturally supports them, and many small losers, who are often not even aware that they are losing out, are likely to get passed and stay around. Laws that make the proponent look good, like safety regulations, are likely to pass and stay around, even when they are actually just favours for vested interest groups. Who wants to stand up and be against safety? These are just some of the reason why the legal jungle grows. Some economists worry that our society might suffocate itself under a blanket of overregulation.

Specialist lawyers can navigate through parts of the jungle to help their clients. Naturally, they want to keep the jungle as dense as possible to make the help of lawyers indispensable. As far as their profession is concerned, they are fighting a losing battle.  Almost half of the legal costs have previously been incurred by “discovery”, a process in which junior lawyers sift through millions of pages of documentation to find relevant passages. This process has largely been taken over by IT tools, reducing the demand for lawyers and the fees that clients are willing to pay. Registrations for law degrees at US universities have dropped by 40% and AI developers are trying to increase the automation of legal services. Liverpool University, for example, has teamed up with Riverview, a law firm, to see how far AI development skills can be used in a commercial law firm. There might be some parts of the legal profession that are fiendishly hard to automate, but there will be some low-hanging fruits that can be picked first.

Activists with legal skills could, for example, search for laws that appear to be there for the common good, but only protect the privileges of a few while putting a burden on a large number of others. They could provide support for their point of view by using a legal analytics tool and demand that this law be repealed. Opponents would only need a single legally trained person and an AI tool to respond, so insisting on a response in due time would not be unreasonable. If the law cannot be defended, lawmakers will be under pressure to repeal it.

It might be sensible to focus first on repealing laws that do not need replacement and then extend the scope to laws that are easy to replace. Once the principle is established, we can expect a variety of activists that demand to repeal laws that are useless, do not serve their purpose, favour vested interest groups and so on. Step-by-step the legal jungle might be turned into a park with broad walkways and sign-posted paths.

Catalyst Teams could accelerate this process by showing how much is already possible and highlighting where this development might go. They could also establish links between innovative politicians, university law departments and legal AI tool developers to pick a few promising legal areas to start the clearing process.

Open AI tool development

AI tools will soon be key elements of our societies. If only few software producers in the world were able to make such AI tools, economic growth would be hampered, these companies could extract considerable rent from commercial and private users and small societies could never become resilient, as the main tools required to make them productive would come from an outside source. It is therefore essential to ensure that the basis of AI tool creators is as broad as possible.

Much of the AI tool creation relevant for economic growth may be based on extending existing tools. Somebody may create an AI tool for repairing domestic appliances with augmented reality guidance. Somebody else might extend that tool to repairing vintage cars. A third party might extend it to handle minor surgery. However, all of them would still depend on the original product. Genuine variety and resilience is only possible when a sufficient number of players can create new AI tools from a very low level. This can be imagined as follows:

A developer provides his “extractor” AI tool with information on what a new AI tool should be able to do. That can be done by speaking, writing, drawing or guidance of internet searches. The extractor builds a logical structure and continuously checks whether this structure is consistent and complete. As long as it is not complete, the extractor will ask for more, taking previous input, background information and information about the developer into account. The result is a complete specification.

The developer should then be able to feed this specification into an automated compiler, an AI tool that turns the specification and information on the nature of the hardware on which it is to be used into a working product. Only when those compilers are good enough to become the choice of established software developing companies will this bottleneck have been overcome.

Ideally, any graduate with specialist knowledge and a viable vision should be able to use the knowledge extraction process to create a new AI tool. The process should not require thousands of highly specialised AI-tool-related terms that are not generally understood. However, AI tool creation will involve some concepts that are not yet part of the way we think. And it might show us that some of our current ways of thinking are quite inefficient. General education will have to be adapted accordingly.

Catalyst Teams might help to pinpoint the risks resulting from dependence on a small number of AI tool developers and encourage solutions. It is obvious that currently successful AI developers will not appreciate the idea of automating the software development process, as this would change the environment in which they prosper. One can rather expect them to provide a flood of arguments that makes such an attempt look inappropriate, premature or misguided. Catalyst Teams might therefore encourage other players, e.g. universities or open source groups to tackle this problem.

Spy versus spy

A mesh of civilian and military cyber-security is becoming increasingly important for our societies. This was illustrated in 2010 by the Stuxnet computer worm, which was allegedly produced by US and Israeli agencies. The worm spread via USB flash drives and communication networks. It sought out the Siemens programmable logic controllers in the centrifuges of the Iranian nuclear programme and made them malfunction. Quite a few centrifuges ended up broken. Since then, it has been common knowledge that cyber war is real.

The use of armed aerial drones in many crises areas of the world makes it evident that war is in increasingly being automated. A look at the smart creations of Boston Dynamics, a company now owned by Google, will certainly confirm that. Such equipment has military advantages, but also creates new kinds of vulnerability. A potential enemy could have started years ago to influence the production process of these robots, so that they can in turn be influenced when the need arises. Naturally, all producers of military robots will try to avoid that, but that takes additional effort.

Wars usually include attacks on civilian structures and our structures are becoming more vulnerable to cyber-attacks. Air traffic management, for example, must handle civilian piloted planes, military piloted planes, civilian drones and military drones. Automated cars are becoming reality and will depend on country-wide information systems that can be sabotaged. Further efforts will therefore be required to defend civilian infrastructure.

Cyber warfare also changes the international diplomatic game. Small groups without state backing could do considerable damage, particularly when they can configure AI tools to help them in their undertaking. Hostile governments can conduct cyber-attacks in other countries without officially taking responsibility. Allies of the attacked country, who do not want to be inconvenienced, will find it much easier to ignore a cyber-attack than a physical attack. This will reduce the extent to which allies can be relied on and implies that each government has to spend proportionally more on cyber warfare, where it might well stand alone, than on conventional warfare, where it can place more trust in the support of its allies.

We can expect that a considerable part of the top graduates in all major countries of the world will work with AI tools that collect data and model outcomes related to defence and security. Billions of AI agents are likely to spread on the internet, in the form drones or as smart dust, collecting data on how people behave, how gadgets work and how pieces of infrastructure hang together. Powerful analytics engines on large computer clusters, tightly interlinked with a lot of very smart people, will continuously model how our systems might fail, how an enemy might use them to do harm, how such harm could be prevented and how one could interfere with such systems to strike back at an enemy.

Some people will argue that this arms race can be avoided in some way. Assuming that we have to deal with it, what would be the rules of this game?

  • Civilian, military, and private security are obviously interlinked. A country that can integrate them will get strong defence at a good price. A country in which the military, companies and citizens are at loggerheads will be weak and waste money. Cyber defence should have a face that citizens can like.
  • Any single agency tasked with cyber defence would easily be the smartest and most powerful organisation in the country, creating obvious problems with democratic control. Outsourcing cyber security work to private companies, universities and foundations would reduce the problem to some extent, increase trust and spread the considerable knowledge created this way, because the need to defend our society will teach us a lot about how it actually works.
  • In order to avoid a central point of failure, the cyber defence efforts distributed over many suppliers should be coordinated in parallel by several centres of comparable influence that monitor and supervise each other. These centres should be arranged in a resilient network that ensures operation according the given rules even when one of the centres fails, i.e. turns inactive or hostile.

Catalyst Groups that work outside the established government security structure and have no specific loyalty to any of the players might be able to develop and advance promising solutions.

Conclusion

The development of AI tools is a fast, dynamic process in which small initial changes will have a major effect on the outcomes. Catalyst Teams that can provide reliable information for decision makers by clarifying innovative concepts, testing them in pilot studies and distributing the results in an effective manner might therefore have a considerable impact on this process.

Politicians might contribute to Catalyst Teams as participants or sponsors and use them to filter or amplify ideas and use moderate resources to maximum effect.

Transpolitica is carried by future-oriented people with a wide range of professional backgrounds and could therefore contribute to establishing such a Catalyst Team.

Footnote

The article above features as Chapter 4 of the Transpolitica book “Anticipating tomorrow’s politics”. Transpolitica welcomes feedback. Your comments will help to shape the evolution of Transpolitica communications.